0001127602-11-013154.txt : 20110418
0001127602-11-013154.hdr.sgml : 20110418
20110418201635
ACCESSION NUMBER: 0001127602-11-013154
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110415
FILED AS OF DATE: 20110418
DATE AS OF CHANGE: 20110418
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HERBERT GAVIN S
CENTRAL INDEX KEY: 0001016361
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10269
FILM NUMBER: 11766724
MAIL ADDRESS:
STREET 1: 2525 DUPONT DRIVE
CITY: IRVINE
STATE: CA
ZIP: 92715
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALLERGAN INC
CENTRAL INDEX KEY: 0000850693
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 951622442
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2525 DUPONT DRIVE
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: 7142464500
MAIL ADDRESS:
STREET 1: P.O. BOX 19534
CITY: IRVINE
STATE: CA
ZIP: 92713-9534
4
1
form4.xml
PRIMARY DOCUMENT
X0303
4
2011-04-15
0000850693
ALLERGAN INC
AGN
0001016361
HERBERT GAVIN S
2525 DUPONT DRIVE
IRVINE
CA
92612
1
Common Stock
2011-04-15
4
S
0
5000
76.07
D
171560
I
By Family Trust
Common Stock
2011-04-15
4
S
0
5000
77.00
D
30000
I
By Successor Trust
Common Stock
400
I
By Spouse
Common Stock
14400
D
Common Stock
5000
I
By Gavin S. Herbert Trust
Common Stock
3400
I
By Spouse Living Trust
Shares sold in the open market for the below-described family trust pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2010.
The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on November 15, 2010, as co-trustee for the below described Successor Trust.
Shares held by the Herbert Family Trust. Reporting person is trustee and beneficiary of this trust and has the power to revoke without another's consent.
Shares held by G. Herbert, Inc., which in turn is wholly owned by Gavin Herbert Successor Trust (GHST). The reporting person is co-trustee and has a pecuniary interest in GHST.
Shares held by Gavin S. Herbert Trust. The reporting person is beneficiary of this trust.
Shares held by Ninetta Herbert Living Trust. The reporting person's spouse is trustee of this trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for the purposes of Section 16 or for any other purposes.
/s/ Matthew J. Maletta, attorney-in-fact for Gavin S. Herbert
2011-04-18