0001127602-11-013154.txt : 20110418 0001127602-11-013154.hdr.sgml : 20110418 20110418201635 ACCESSION NUMBER: 0001127602-11-013154 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110415 FILED AS OF DATE: 20110418 DATE AS OF CHANGE: 20110418 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERBERT GAVIN S CENTRAL INDEX KEY: 0001016361 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10269 FILM NUMBER: 11766724 MAIL ADDRESS: STREET 1: 2525 DUPONT DRIVE CITY: IRVINE STATE: CA ZIP: 92715 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLERGAN INC CENTRAL INDEX KEY: 0000850693 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 951622442 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2525 DUPONT DRIVE CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 7142464500 MAIL ADDRESS: STREET 1: P.O. BOX 19534 CITY: IRVINE STATE: CA ZIP: 92713-9534 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-04-15 0000850693 ALLERGAN INC AGN 0001016361 HERBERT GAVIN S 2525 DUPONT DRIVE IRVINE CA 92612 1 Common Stock 2011-04-15 4 S 0 5000 76.07 D 171560 I By Family Trust Common Stock 2011-04-15 4 S 0 5000 77.00 D 30000 I By Successor Trust Common Stock 400 I By Spouse Common Stock 14400 D Common Stock 5000 I By Gavin S. Herbert Trust Common Stock 3400 I By Spouse Living Trust Shares sold in the open market for the below-described family trust pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2010. The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on November 15, 2010, as co-trustee for the below described Successor Trust. Shares held by the Herbert Family Trust. Reporting person is trustee and beneficiary of this trust and has the power to revoke without another's consent. Shares held by G. Herbert, Inc., which in turn is wholly owned by Gavin Herbert Successor Trust (GHST). The reporting person is co-trustee and has a pecuniary interest in GHST. Shares held by Gavin S. Herbert Trust. The reporting person is beneficiary of this trust. Shares held by Ninetta Herbert Living Trust. The reporting person's spouse is trustee of this trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for the purposes of Section 16 or for any other purposes. /s/ Matthew J. Maletta, attorney-in-fact for Gavin S. Herbert 2011-04-18