The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE |
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| Report for the Calendar Year or Quarter Ended: | 03-31-2022 |
| Check here if Amendment | Amendment Number: | |
| This Amendment (Check only one.): | is a restatement. | |
| adds new holdings entries. |
| Institutional Investment Manager Filing this Report: | |
| Name: | TCW GROUP INC |
| Address: | 865 SOUTH FIGUEROA STREET |
| SUITE 1800 | |
| LOS ANGELES, CA 90017 | |
| Form 13F File Number: | 028-02494 |
The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.
| Person Signing this Report on Behalf of Reporting Manager: | ||||
| Name: | Meredith Jackson | |||
| Title: | Executive Vice President & General Counsel | |||
| Phone: | 213-244-0896 | |||
| Signature, Place, and Date of Signing: | ||||
| Meredith Jackson | Los Angeles, CA | 04-19-2022 | ||
| [Signature] | [City, State] | [Date] | ||
| This 13F Report is being filed by The TCW Group, Inc. ("TCW") on behalf of itself and its direct and indirect subsidiaries, which collectively constitute the TCW business unit (the "TCW Business Unit"). Investment funds affiliated with The Carlyle Group, L.P. ("The Carlyle Group") own an indirect minority controlling interest in TCW. The TCW Business Unit is managed separately and operated independently. TCW is the parent holding company of a number of operating subsidiaries some of which are or may be "institutional investment managers" for purposes of the reporting requirements under Section 13(f) of the Securities Exchange Act of 1934 (the "Act") and the rules promulgated thereunder. TCW itself does not in fact exercise, and therefore disclaims, investment discretion with respect to any Section 13(f) securities positions over which its operating subsidiaries in fact exercise investment discretion. To the extent, however, that TCW's ownership interest in such operating units may nevertheless give rise to a Form 13(f) filing obligation on behalf of TCW, the information required by Form 13(f) is reported herein on behalf of certain of TCW's operating units, some of which are themselves institutional investment managers subject to Section 13(f) of the Act. In that regard, the Section 13(f) securities positions of TCW Asset Management Company LLC, Metropolitan West Asset Management, LLC, TCW Investment Management Company LLC, Sepulveda Management LLC and TCW Special Situations, LLC are included in this Form 13F report. ALPS Advisors, Inc., Cornerstone Advisors, Inc., GuideStone Capital Management, LLC, and SEI Investments Management Corporation are advisers to certain accounts sub-advised by TCW Investment Management Company LLC and Metropolitan West Asset Management, LLC, and securities held in those accounts are included herein. | ||||
| Report Type (Check only one.): | |
| X | 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |
| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) | |
| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) | |
| Form 13F Summary Page | |||||
| Report Summary: | |||||
| Number of Other Included Managers: | 10 | ||||
| Form 13F Information Table Entry Total: | 626 | ||||
| Form 13F Information Table Value Total: | 10,479,495 | ||||
| (thousands) | |||||
| List of Other Included Managers: | |||
| Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. | |||
| [If there are no entries in this list, state “NONE” and omit the column headings and list entries.] | |||
| No. | Form 13F File Number | Name | |
| 1 | 028-06683 | TCW INVESTMENT MANAGEMENT Co LLC | |
| 2 | 028-00787 | TCW ASSET MANAGEMENT CO LLC | |
| 3 | 028-12230 | ALPS ADVISORS INC | |
| 4 | 028-13907 | Metropolitan West Asset Management, LLC | |
| 5 | 028-16475 | SEI INVESTMENTS MANAGEMENT CORP | |
| 6 | 028-15025 | Carlyle Group Inc. | |
| 7 | 028-17676 | Sepulveda Management LLC | |
| 8 | 028-14575 | Cornerstone Advisors, Inc. | |
| 9 | 028-19563 | TCW SPECIAL SITUATIONS, LLC | |
| 10 | 028-10998 | GuideStone Capital Management, LLC | |