Executive Vice President and General Counsel

0000850401-19-000012.txt : 20190513 0000850401-19-000012.hdr.sgml : 20190513 20190513165305 ACCESSION NUMBER: 0000850401-19-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190513 DATE AS OF CHANGE: 20190513 EFFECTIVENESS DATE: 20190513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TCW GROUP INC CENTRAL INDEX KEY: 0000850401 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02494 FILM NUMBER: 19819075 BUSINESS ADDRESS: STREET 1: 865 SOUTH FIGUEROA STREET STREET 2: SUITE 1800 CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 213-244-0000 MAIL ADDRESS: STREET 1: 865 SOUTH FIGUEROA STREET STREET 2: SUITE 1800 CITY: LOS ANGELES STATE: CA ZIP: 90017 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000850401 XXXXXXXX 03-31-2019 03-31-2019 TCW GROUP INC

865 SOUTH FIGUEROA STREET SUITE 1800 LOS ANGELES CA 90017

13F HOLDINGS REPORT 028-02494 Y This 13F Report is being filed by The TCW Group, Inc. ("TCW") on behalf of itself and its direct and indirect subsidiaries, which collectively constitute the TCW business unit (the "TCW Business Unit"). Investment funds affiliated with The Carlyle Group, L.P. ("The Carlyle Group") own an indirect minority controlling interest in TCW. The TCW Business Unit is managed separately and operated independently. TCW is the parent holding company of a number of operating subsidiaries some of which are or may be "institutional investment managers" for purposes of the reporting requirements under Section 13(f) of the Securities Exchange Act of 1934 (the "Act") and the rules promulgated thereunder. TCW itself does not in fact exercise, and therefore disclaims, investment discretion with respect to any Section 13(f) securities positions over which its operating subsidiaries in fact exercise investment discretion. To the extent, however, that TCW's ownership interest in such operating units may nevertheless give rise to a Form 13(f) filing obligation on behalf of TCW, the information required by Form 13(f) is reported herein on behalf of certain of TCW's operating units, some of which are themselves institutional investment managers subject to Section 13(f) of the Act. In that regard, the Section 13(f) securities positions of TCW Asset Management Company LLC, Metropolitan West Asset Management, LLC, TCW Investment Management Company LLC and Sepulveda Management LLC are included in this Form 13F report. ALPS Advisors, Inc., Cornerstone Advisors, Inc. and SEI Investments Management Corporation are advisers to certain accounts sub-advised by TCW Investment Management Company LLC and Metropolitan West Asset Management, LLC, and securities held in those accounts are included herein. Meredith Jackson Executive Vice President and General Counsel 213-244-0896 Meredith Jackson Los Angeles CA 05-13-2019 8 586 10441488 false 1 0001145263 028-06683 TCW INVESTMENT MANAGEMENT Co LLC 2 0000096616 028-00787 TCW ASSET MANAGEMENT CO LLC 3 0001376113 028-12230 ALPS ADVISORS INC 4 0001491464 028-13907 Metropolitan West Asset Management, LLC 5 0000907692 028-16475 SEI INVESTMENTS MANAGEMENT CORP 6 0001527166 028-15025 Carlyle Group L.P. 7 0001695932 028-17676 Sepulveda Management LLC 8 0001532520 028-14575 Cornerstone Advisors, Inc. INFORMATION TABLE 2 sec13f.xml 58 COM INCSPON ADR REP A31680Q104105716100SHDFND11610000 58 COM INCSPON ADR REP A31680Q1046379700SHDFND2970000 ABBOTT LABSCOM002824100110413810SHDFND21381000 ABBOTT LABSCOM0028241007439300SHDFND1930000 ACADIA HEALTHCARE COMPANY INCOM00404A1091053591SHDFND2359100 ACADIA HEALTHCARE COMPANY INCOM00404A109180961728SHDFND15620805520 ACCENTURE PLC IRELANDSHS CLASS AG1151C10121177120311SHDFND212031100 ACCENTURE PLC IRELANDSHS CLASS AG1151C10154306SHDFND130600 ACTIVISION BLIZZARD INCCOM00507V10914516318822SHDFND231882200 ACTIVISION BLIZZARD INCCOM00507V10936783SHDFND178300 ADOBE INCCOM00724F101124670467822SHDFND2370677097145 ADOBE INCCOM00724F101132939498852SHDFND149885200 ADOBE INCCOM00724F1011525557245SHDFND30057245 ADOBE INCCOM00724F1011866SHDFND6600 AES CORPCOM00130H1051087416014420SHDFND1411543501898985 AES CORPCOM00130H105199571103824SHDFND29592740144550 AGILENT TECHNOLOGIES INCCOM00846U1014145151SHDFND2515100 AGILENT TECHNOLOGIES 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LTDORDG0450A10572622475SHDFND22247500 ARCOSA INCCOM039653100123240339SHDFND13632304016 ARCOSA INCCOM039653100491593SHDFND2159300 ARES CAP CORPCOM04010L103132177058SHDFND17705800 ARES CAP CORPCOM04010L1033231188510SHDFND218851000 ASML HOLDING N VN Y REGISTRY SHSN0705921034267182221SHDFND218222100 ASML HOLDING N VN Y REGISTRY SHSN0705921085450SHDFND145000 ASSURED GUARANTY LTDCOMG0585R106327873788SHDFND16783605952 ASSURED GUARANTY LTDCOMG0585R106851916SHDFND2191600 AT&T INCCOM00206R10216662531303SHDFND2466486064817 AT&T INCCOM00206R102805342568057SHDFND116978710870186 AUTODESK INCCOM0527691061064SHDFND6400 AUTODESK INCCOM052769106119764SHDFND176400 AUTODESK INCCOM05276910647967307833SHDFND230783300 AUTOHOME INCSP ADR RP CL A05278C1076836500SHDFND2650000 AUTOHOME INCSP ADR RP CL A05278C1078097700SHDFND1770000 AVALONBAY CMNTYS INCCOM0534841011452172343SHDFND12343070000 AVALONBAY CMNTYS INCCOM0534841018114039SHDFND2403900 BAIDU INCSPON ADR REP A05675210825150SHDFND115000 BAIDU INCSPON ADR REP A056752108995860404SHDFND26040400 BAKER HUGHES A GE COCL A05722G10018439665189SHDFND2583119082070 BAKER HUGHES A GE COCL A05722G100935953376451SHDFND1216904201207409 BANCO BRADESCO S ASP ADR PFD NEW05946030335532500SHDFND23250000 BANCO BRADESCO S ASP ADR PFD NEW05946030379472800SHDFND17280000 BANK AMER CORPCOM06050510441715100SHDFND11510000 BANK OZKCOM06417N1035413186800SHDFND718680000 BARINGS BDC INCCOM06759L10319920336SHDFND22033600 BARINGS BDC INCCOM06759L10346647500SHDFND14750000 BAXTER INTL INCCOM071813109162720010SHDFND22001000 BAXTER INTL INCCOM0718131098462104066SHDFND178838025228 BBX CAP CORP NEWCL A05491N10478741330105SHDFND7133010500 BEAZER HOMES USA INCCOM NEW07556Q881171470SHDFND2147000 BEAZER HOMES USA INCCOM NEW07556Q88156549047SHDFND14494904098 BERKSHIRE HATHAWAY INC DELCL B NEW084670702265613219SHDFND11140201817 BIOMARIN PHARMACEUTICAL INCCOM09061G10125337285228SHDFND2199105086123 BIOMARIN PHARMACEUTICAL INCCOM09061G10140125451706SHDFND145170600 BIOMARIN PHARMACEUTICAL INCCOM09061G101451350800SHDFND30050800 BLACKROCK TCP CAP CORPCOM09259E10838627200SHDFND12720000 BOOKING HLDGS INCCOM09857L1083015417281SHDFND21194605335 BOOKING HLDGS INCCOM09857L1085143329476SHDFND12947600 BOOKING HLDGS INCCOM09857L10854883145SHDFND3003145 BOSTON PROPERTIES INCCOM101121101954971325SHDFND13025068300 BOSTON SCIENTIFIC CORPCOM10113710753413921SHDFND21392100 BRAEMAR HOTELS & RESORTS INC5.5 CUM CV PFD B10482B20027313700SHDFND11370000 BRAEMAR HOTELS & RESORTS INCCOM10482B1011008156SHDFND2815600 BRAEMAR HOTELS & RESORTS INCCOM10482B10168255860SHDFND15586000 BRISTOL MYERS SQUIBB COCOM110122108129627159SHDFND22715900 BROADCOM INCCOM11135F1012788092714SHDFND29271400 BROADCOM INCCOM11135F101431514348SHDFND11152802820 CABOT OIL & GAS CORPCOM12709710397637400SHDFND13740000 CANON INCSPONSORED ADR13800630956919580SHDFND21958000 CATERPILLAR INC DELCOM1491231011074SHDFND7400 CATERPILLAR INC DELCOM14912310119137SHDFND213700 CATERPILLAR INC DELCOM149123101250518490SHDFND1177000790 CBRE GROUP INCCL A12504L10910652215400SHDFND100215400 CBRE GROUP INCCL A12504L1091833700SHDFND2370000 CELANESE CORP DELCOM15087010333333SHDFND233300 CELANESE CORP DELCOM150870103410841664SHDFND13857003094 CELGENE CORPCOM151020104147315619SHDFND21561900 CELGENE CORPCOM151020104335SHDFND13500 CENTENE CORP DELCOM15135B10112731239754SHDFND2206435033319 CENTENE CORP DELCOM15135B10152757993533SHDFND15841950409338 CERIDIAN HCM HLDG INCCOM15677J10814792288347SHDFND228834700 CERIDIAN HCM HLDG INCCOM15677J10837714SHDFND171400 CERNER CORPCOM15678210479313853SHDFND21385300 CHENIERE ENERGY INCCOM NEW16411R20849720SHDFND272000 CHENIERE ENERGY INCCOM NEW16411R20897814300SHDFND1138000500 CHEVRON CORP NEWCOM1667641001344511091501SHDFND17451590346342 CHEVRON CORP NEWCOM16676410023338189466SHDFND2172202017264 CHUBB LIMITEDCOMH1467J10438858277396SHDFND2190457086939 CHUBB LIMITEDCOMH1467J10463947456503SHDFND145650300 CHUBB LIMITEDCOMH1467J104718651300SHDFND30051300 CHURCH & DWIGHT INCCOM171340102140419716SHDFND11424905467 CHURCH & DWIGHT INCCOM1713401026899668SHDFND2966800 CISCO SYS INCCOM17275R1021589982944958SHDFND1191188101033077 CISCO SYS INCCOM17275R10233241615693SHDFND2535371080322 CITIGROUP INCCOM NEW1729674241193891918824SHDFND112756860643138 CITIGROUP INCCOM NEW17296742423047370406SHDFND2321321049085 CLOUDERA INCCOM18914U100222014SHDFND1201400 CLOUDERA INCCOM18914U1008744799279SHDFND279927900 COCA COLA COCOM191216100511082SHDFND108200 COCA COLA COCOM19121610068514610SHDFND10014610 COCA COLA COCOM19121610079516963SHDFND21696300 COMCAST CORP NEWCL A20030N1011303863261288SHDFND1204560601215682 COMCAST CORP NEWCL A20030N10128022700892SHDFND2607618093274 COMERICA INCCOM200340107246233576SHDFND13082602750 COMERICA INCCOM20034010771970SHDFND297000 CONAGRA BRANDS INCCOM20588710219073687575SHDFND13677100319865 CONAGRA BRANDS INCCOM2058871024832174206SHDFND2151530022676 CONCHO RES INCCOM20605P10113693123402SHDFND284592038810 CONCHO RES INCCOM20605P10123868215101SHDFND121510100 CONCHO RES INCCOM20605P101260823500SHDFND30023500 CONOCOPHILLIPSCOM20825C104152822900SHDFND12140001500 CONOCOPHILLIPSCOM20825C1046149200SHDFND2920000 CONSOLIDATED EDISON INCCOM209115104139216416SHDFND21641600 CORNING INCCOM2193501051015853069045SHDFND1199105001077995 CORNING INCCOM21935010521408646780SHDFND2563699083081 COSTCO WHSL CORP NEWCOM22160K10537356154273SHDFND2105958048315 COSTCO WHSL CORP NEWCOM22160K10563181260926SHDFND126092600 COSTCO WHSL CORP NEWCOM22160K105690128500SHDFND30028500 COUSINS PPTYS INCCOM222795106606160SHDFND2616000 COUSINS PPTYS INCCOM2227951066658689260SHDFND1671970017290 CROWN CASTLE INTL CORP NEWCOM22822V10112800100000SHDFND100100000 CROWN CASTLE INTL CORP NEWCOM22822V1016284908SHDFND2490800 CYPRESS SEMICONDUCTOR CORPCOM2328061091189597973135SHDFND1529765602675479 CYPRESS SEMICONDUCTOR CORPCOM232806109230961548008SHDFND213469180201090 D R HORTON INCCOM23331A10913219319444SHDFND1505640268880 D R HORTON INCCOM23331A1093027300SHDFND2730000 DANA INCORPORATEDCOM235825205393992220889SHDFND112591680961721 DANA INCORPORATEDCOM2358252059420530980SHDFND2460977070003 DANAHER CORPORATIONCOM235851102148011207SHDFND21120700 DANAHER CORPORATIONCOM235851102546941422SHDFND126996014426 DIGITAL RLTY TR INCCOM253868103892575000SHDFND10075000 DISCOVERY INCCOM SER A25470F10424537908093SHDFND15045430403550 DISCOVERY INCCOM SER A25470F1046343234766SHDFND2203761031005 DISH NETWORK CORPNOTE 3.375% 8/125470MAB5112132000PRNDFND113200000 DISH NETWORK CORPNOTE 3.375% 8/125470MAB511911398000PRNDFND4139800000 DOMINION ENERGY INCCOM25746U1094355676SHDFND1410601570 DOMINION ENERGY INCCOM25746U1095847620SHDFND2762000 DOMO INCCOM CL B25755410522536SHDFND153600 DOMO INCCOM CL B2575541058702215762SHDFND221576200 DOVER CORPCOM26000310816170SHDFND217000 DOVER CORPCOM260003108275829407SHDFND12727202135 DOWDUPONT INCCOM26078J10013466252605SHDFND2218441034164 DOWDUPONT INCCOM26078J100753681413777SHDFND19738960439881 DUKE 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COM26927E10430210410SHDFND11041000 EXELON CORPCOM30161N10160712100SHDFND11000002100 EXXON MOBIL CORPCOM30231G1023804700SHDFND139000800 EXXON MOBIL CORPCOM30231G10284510464SHDFND21046400 FACEBOOK INCCL A30303M102106562639283SHDFND25051480134135 FACEBOOK INCCL A30303M102115699694097SHDFND169409700 FACEBOOK INCCL A30303M1021317779050SHDFND30079050 FASTENAL COCOM31190010484213100SHDFND11310000 FIRST DATA CORP NEWCOM CL A32008D106288721099050SHDFND17003070398743 FIRST DATA CORP NEWCOM CL A32008D1066144233864SHDFND2202980030884 FIRST SAVINGS FINL GROUP INCCOM33621E109151127951SHDFND72795100 FISERV INCCOM337738108340738598SHDFND12930309295 FISERV INCCOM3377381088299388SHDFND2938800 FLEX LTDORDY2573F1021007100651SHDFND19092109730 FLEX LTDORDY2573F102363620SHDFND2362000 FLUOR CORP NEWCOM34341210232521883721SHDFND14782640405457 FLUOR CORP NEWCOM3434121028176222170SHDFND2208458013712 FORTIS INCCOM34955310751213830SHDFND21383000 FORTIVE CORPCOM34959J108224026700SHDFND12670000 FORTIVE CORPCOM34959J10825294SHDFND229400 FRANKLIN RES INCCOM35461310138811700SHDFND21170000 FREEPORT-MCMORAN INCCL B35671D857163101265323SHDFND210983030167020 FREEPORT-MCMORAN INCCL B35671D857669425193357SHDFND1373498801458369 FS BANCORP INCCOM30263Y104348669048SHDFND76904800 FS KKR CAPITAL CORPCOM30263510733455154SHDFND15515400 GAMING & LEISURE PPTYS INCCOM36467J1089643250000SHDFND100250000 GARTNER INCCOM366651107268517702SHDFND11770200 GARTNER INCCOM36665110730195SHDFND219500 GENERAL ELECTRIC COCOM369604103463854643148SHDFND1303660401606544 GENERAL ELECTRIC COCOM3696041038903891142SHDFND2819654071488 GENERAL MTRS COCOM37045V10013022351000SHDFND235100000 GENERAL MTRS COCOM37045V10032872SHDFND187200 GENESEE & WYO INCCL A371559105221625428SHDFND12336802060 GENESEE & WYO INCCL A37155910557650SHDFND265000 GILEAD SCIENCES INCCOM37555810320117309451SHDFND2270262039189 GILEAD SCIENCES INCCOM375558103995441531203SHDFND110372520493951 GLAXOSMITHKLINE PLCSPONSORED ADR37733W10510243SHDFND124300 GLAXOSMITHKLINE PLCSPONSORED ADR37733W10572317303SHDFND21730300 GOLDMAN SACHS BDC INCSHS38147U10727913600SHDFND11360000 GOLUB CAP BDC INCCOM38173M10241323100SHDFND12310000 GREAT LAKES DREDGE & DOCK COCOM3906071097872883466SHDFND788346600 GS ACQUISITION HLDGS CORPUNIT 06/12/202336255F20160557719SHDFND15771900 HAIN CELESTIAL GROUP INCCOM405217100138059707SHDFND15436705340 HAIN CELESTIAL GROUP INCCOM405217100462000SHDFND2200000 HARTFORD FINL SVCS GROUP INCCOM41651510410825217710SHDFND2186439031271 HARTFORD FINL SVCS GROUP INCCOM41651510440659817752SHDFND14385870379165 HEICO CORP NEWCOM42280610940420SHDFND242000 HEICO CORP NEWCOM422806109768581002SHDFND170133010869 HERCULES CAPITAL INCCOM42709650850640000SHDFND14000000 HILTON GRAND VACATIONS INCCOM43283X10532410490SHDFND11049000 HILTON WORLDWIDE HLDGS INCCOM43300A20319234SHDFND23400 HILTON WORLDWIDE HLDGS INCCOM43300A203583970257SHDFND1257070000 HOME DEPOT INCCOM43707610242953223844SHDFND2154598069246 HOME DEPOT INCCOM43707610268636357684SHDFND135768400 HOME DEPOT INCCOM437076102781840743SHDFND30040743 HONEYWELL INTL INCCOM4385161061064SHDFND6400 HONEYWELL INTL INCCOM43851610657356SHDFND235600 HONEYWELL INTL INCCOM438516106710544711SHDFND14147203239 HUDSON PAC PPTYS INCCOM4440971091725000SHDFND2500000 HUDSON PAC PPTYS INCCOM44409710971920881SHDFND12088100 IDEX CORPCOM45167R10451335SHDFND233500 IDEX CORPCOM45167R104933861541SHDFND15380207739 IDEXX LABS INCCOM45168D1042115394602SHDFND29460200 IDEXX LABS INCCOM45168D10451228SHDFND122800 IHS MARKIT LTDSHSG4756710526222482197SHDFND23159420166255 IHS MARKIT LTDSHSG4756710547510873674SHDFND1862974010700 IHS MARKIT LTDSHSG47567105532497900SHDFND30097900 ILLUMINA INCCOM45232710954151174293SHDFND117429300 ILLUMINA INCCOM45232710964751208410SHDFND2172755035655 ILLUMINA INCCOM452327109648120861SHDFND30020861 INDEPENDENCE HLDG CO NEWCOM NEW4534403079377266017SHDFND726601700 INDUSTRIAL LOGISTICS PPTYS TCOM SHS BEN INT45623710612095599661SHDFND759966100 INDUSTRIAL LOGISTICS PPTYS TCOM SHS BEN INT4562371061668232SHDFND2823200 INDUSTRIAL LOGISTICS PPTYS TCOM SHS BEN INT4562371062205109324SHDFND128715080609 INTEL CORPCOM45814010026761498337SHDFND249833700 INTEL CORPCOM458140100681257SHDFND1125700 INTERCONTINENTAL EXCHANGE INCOM45866F1041235221622304SHDFND110769690545335 INTERCONTINENTAL EXCHANGE INCOM45866F10424039315727SHDFND2274061041666 INTERNATIONAL BUSINESS MACHSCOM4592001011213385990SHDFND274541011449 INTERNATIONAL BUSINESS MACHSCOM45920010158822416882SHDFND12648520152030 INTUITIVE SURGICAL INCCOM NEW46120E6021628SHDFND2800 INTUITIVE SURGICAL INCCOM NEW46120E6022080736466SHDFND23646600 INTUITIVE SURGICAL INCCOM NEW46120E6024885SHDFND18500 INVITATION HOMES INCCOM46187W10732513362SHDFND11336200 JACOBS ENGR GROUP INCCOM469814107315341929SHDFND14192900 JBG SMITH PPTYSCOM46590V10061414838SHDFND11483800 JBG SMITH PPTYSCOM46590V100691671SHDFND2167100 JEFFERIES FINL GROUP INCCOM47233W109176894108SHDFND79410800 JOHNSON & JOHNSONCOM47816010427195SHDFND19500 JOHNSON & JOHNSONCOM478160104408729235SHDFND22923500 JOHNSON CTLS INTL PLCSHSG5150210517241466723SHDFND2405120061603 JOHNSON CTLS INTL PLCSHSG51502105880182382729SHDFND115989420783787 JONES LANG LASALLE INCCOM48020Q1071446193792SHDFND281524012268 JONES LANG LASALLE INCCOM48020Q10773426476238SHDFND12525730223665 JPMORGAN CHASE & COCOM46625H1001449921432303SHDFND19381680494135 JPMORGAN CHASE & COCOM46625H10029270289139SHDFND2250640038499 KAR AUCTION SVCS INCCOM48238T1094578900SHDFND1890000 KAR AUCTION SVCS INCCOM48238T1094939600SHDFND2960000 KB HOMECOM48666K1091004130SHDFND2413000 KB HOMECOM48666K1093380139853SHDFND1128258011595 KENNEDY-WILSON HLDGS INCCOM48939810759027582SHDFND12758200 KENNEDY-WILSON HLDGS INCCOM489398107713339SHDFND2333900 KEYCORP NEWCOM4932671084232268723SHDFND1249006019717 KEYCORP NEWCOM4932671086390SHDFND239000 KINDER MORGAN INC DELCOM49456B10125012500SHDFND11250000 KIRBY CORPCOM4972661061241650SHDFND2165000 KIRBY CORPCOM497266106377850301SHDFND14597704324 KONINKLIJKE PHILIPS N VNY REG SH NEW500472303301673821SHDFND23475070346 KONINKLIJKE PHILIPS N VNY REG SH NEW500472303448871098564SHDFND16760070422557 LAM RESEARCH CORPCOM51280710823022128607SHDFND212860700 LAM RESEARCH CORPCOM51280710856313SHDFND131300 LENNAR CORPCL A52605710417774362076SHDFND2313690048386 LENNAR CORPCL A526057104992342021476SHDFND111948570826619 LENNAR CORPCL B526057302191048831SHDFND134276014555 LENNAR CORPCL B52605730243111006SHDFND2928101725 LILLY ELI & COCOM532457108292222519SHDFND22251900 LILLY ELI & COCOM53245710880620SHDFND100620 LINDE PLCCOMG5494J103402722889SHDFND1221090780 LINDE PLCCOMG5494J1035693236SHDFND2323600 LYFT INCCL A COM55087P104224SHDFND12400 LYFT INCCL A COM55087P1047819976SHDFND2997600 MACERICH COCOM5543821016233143793SHDFND1100930133700 MACYS INCCOM55616P1041044320SHDFND1004320 MACYS INCCOM55616P1041998271SHDFND2827100 MAGELLAN HEALTH INCCOM NEW55907920736550SHDFND255000 MAGELLAN HEALTH INCCOM NEW55907920788413416SHDFND11218601230 MANITOWOC CO INCCOM NEW5635714053487212463SHDFND1195419017044 MANITOWOC CO INCCOM NEW563571405824980SHDFND2498000 MARATHON PETE CORPCOM56585A10212610210694SHDFND2183458027236 MARATHON PETE CORPCOM56585A10252624879263SHDFND15210350358228 MASTERCARD INCCL A57636Q1041148SHDFND4800 MASTERCARD INCCL A57636Q10480126340311SHDFND2275180065131 MASTERCARD INCCL A57636Q10483067352803SHDFND134992502878 MASTERCARD INCCL A57636Q104903138355SHDFND30038355 MATSON INCCOM57686G105421170SHDFND2117000 MATSON INCCOM57686G10586123846SHDFND12158602260 MAXIM INTEGRATED PRODS INCCOM57772K1012374461SHDFND2446100 MAXIM INTEGRATED PRODS INCCOM57772K10128540536773SHDFND153068306090 MEDTRONIC PLCSHSG5960L10317333190309SHDFND2168448021861 MEDTRONIC PLCSHSG5960L10373959812026SHDFND15289000283126 MERCK & CO INCCOM58933Y1051195711437675SHDFND19026630535012 MERCK & CO INCCOM58933Y10528379341211SHDFND2308544032667 METLIFE INCCOM59156R10810040235837SHDFND2204091031746 METLIFE INCCOM59156R108633631488444SHDFND110670780421366 MICRON TECHNOLOGY INCCOM595112103103124947SHDFND12494700 MICRON TECHNOLOGY INCCOM59511210324988604590SHDFND260459000 MICROSOFT CORPCOM59491810418075153259SHDFND1134188019071 MICROSOFT CORPCOM59491810427232SHDFND23200 MICROSOFT CORPCOM59491810452410444378SHDFND244437800 MID AMER APT CMNTYS INCCOM59522J103311828522SHDFND12636202160 MID AMER APT CMNTYS INCCOM59522J10362570SHDFND257000 MOLINA HEALTHCARE INCCOM60855R10018008126853SHDFND2110217016636 MOLINA HEALTHCARE INCCOM60855R10072227508786SHDFND12866380222148 MONSTER BEVERAGE CORP NEWCOM61174X10931732581386SHDFND24007330180653 MONSTER BEVERAGE CORP NEWCOM61174X10951386941487SHDFND194148700 MONSTER BEVERAGE CORP NEWCOM61174X1095807106400SHDFND300106400 MOTOROLA SOLUTIONS INCCOM NEW62007630710167235SHDFND2723500 MOTOROLA SOLUTIONS INCCOM NEW620076307539938450SHDFND13845000 NETAPP INCCOM64110D1042914200SHDFND2420000 NETAPP INCCOM64110D1045628100SHDFND1810000 NETFLIX INCCOM64110L1061029SHDFND2900 NETFLIX INCCOM64110L106105294SHDFND129400 NETFLIX INCCOM64110L10642326118706SHDFND211870600 NEVADA GOLD & CASINOS INCCOM NEW64126Q20630951242819SHDFND7124281900 NEW MTN FIN CORPCOM64755110021415800SHDFND11580000 NEWMONT MNG CORPCOM65163910649713883SHDFND21388300 NEWPARK RES INCCOM PAR $.01NEW65171850412413530SHDFND21353000 NEWPARK RES INCCOM PAR $.01NEW6517185044963541774SHDFND1495352046422 NEXTERA ENERGY INCCOM65339F10115087800SHDFND1640001400 NEXTERA ENERGY INCCOM65339F10117639121SHDFND2912100 NI HLDGS INCCOM65342T1067900493739SHDFND749373900 NICHOLAS FINANCIAL INCCOM NEW65373J2095406600704SHDFND760070400 NOVARTIS A GSPONSORED ADR66987V10916303169572SHDFND116957200 NOVARTIS A GSPONSORED ADR66987V1091711781SHDFND2178100 NUANCE COMMUNICATIONS INCCOM67020Y1002224131346SHDFND1119864011482 NUANCE COMMUNICATIONS INCCOM67020Y100824846SHDFND2484600 NVENT ELECTRIC PLCSHSG6700G107517221917051SHDFND112945930622458 NVENT ELECTRIC PLCSHSG6700G1079811363640SHDFND2315384048256 NVIDIA CORPCOM67066G10453030295332SHDFND129533200 NVIDIA CORPCOM67066G104595133143SHDFND30033143 NVIDIA CORPCOM67066G10462227346555SHDFND2290200056355 OAKTREE SPECIALTY LENDING COCOM67401P10834967300SHDFND16730000 OAKTREE STRATEGIC INCOME CORCOM67402D10422928310SHDFND22831000 OAKTREE STRATEGIC INCOME CORCOM67402D10435844189SHDFND14418900 OCCIDENTAL PETE CORPCOM67459910595314400SHDFND11320001200 OHA INVT CORPCOM67091U10221731810995SHDFND7181099500 PACWEST BANCORP DELCOM6952631038285220284SHDFND121833401950 PAYCHEX INCCOM70432610798412267SHDFND21226700 PAYPAL HLDGS INCCOM70450Y10310851104500SHDFND300104500 PAYPAL HLDGS INCCOM70450Y10358864566872SHDFND23894230177449 PAYPAL HLDGS INCCOM70450Y10399567958851SHDFND195885100 PENTAIR PLCSHSG7S00T10410228SHDFND22800 PENTAIR PLCSHSG7S00T1044369800SHDFND2980000 PENTAIR PLCSHSG7S00T1048991201994SHDFND120199400 PEPSICO INCCOM71344810817174140140SHDFND2122613017527 PEPSICO INCCOM71344810833266SHDFND26600 PEPSICO INCCOM71344810882947676846SHDFND14549710221875 PETROLEO BRASILEIRO SA PETROSPONSORED ADR71654V40829618600SHDFND21860000 PETROLEO BRASILEIRO SA PETROSPONSORED ADR71654V40865441100SHDFND14110000 PFIZER INCCOM717081103111426240SHDFND12450001740 PFIZER INCCOM7170811035622132371SHDFND293096039275 PINDUODUO INCSPONSORED ADS72230410226010500SHDFND21050000 PINDUODUO INCSPONSORED ADS72230410257523200SHDFND12320000 POPULAR INCCOM NEW7331747001853540SHDFND2354000 POPULAR INCCOM NEW7331747005882112824SHDFND1102604010220 PROCTER AND GAMBLE COCOM74271810917976172760SHDFND2151402021358 PROCTER AND GAMBLE COCOM74271810984414811279SHDFND15407150270564 PROLOGIS INCCOM74340W10311299157033SHDFND170330150000 PROLOGIS INCCOM74340W1033454793SHDFND2479300 PUBLIC STORAGECOM74460D10936165SHDFND216500 PUBLIC STORAGECOM74460D109653330000SHDFND10030000 QUALCOMM INCCOM74752510319837347833SHDFND234783300 QUALCOMM INCCOM7475251035098919SHDFND1703901880 RANGE RES CORPCOM75281A10962055200SHDFND15520000 READY CAP CORP7% CN SR NT 202375574U2005770218404SHDFND721840400 READY CAP CORPCOM75574U101153821048551SHDFND7104855100 REPUBLIC SVCS INCCOM76075910088711041SHDFND21104100 RETAIL PPTYS AMER INCCL A76131V20235128827SHDFND12882700 ROPER TECHNOLOGIES INCCOM7766961064451300SHDFND2130000 ROPER TECHNOLOGIES INCCOM776696106661819352SHDFND11487804474 ROYAL DUTCH SHELL PLCSPONS ADR A78025920625498407381SHDFND140738100 ROYAL DUTCH SHELL PLCSPONS ADR A780259206751204SHDFND2120400 S&P GLOBAL INCCOM78409V1041570SHDFND7000 S&P GLOBAL INCCOM78409V10426579126234SHDFND286708039526 S&P GLOBAL INCCOM78409V10445277215040SHDFND121295802082 S&P GLOBAL INCCOM78409V104490723304SHDFND30023304 SALESFORCE COM INCCOM79466L302123690781018SHDFND178101800 SALESFORCE COM INCCOM79466L302124519786253SHDFND26443160141937 SALESFORCE COM INCCOM79466L3021323983594SHDFND30083594 SANOFISPONSORED ADR80105N10563414307SHDFND21430700 SANTANDER CONSUMER USA HDG ICOM80283M1012573121762SHDFND1111442010320 SANTANDER CONSUMER USA HDG ICOM80283M101763610SHDFND2361000 SBA COMMUNICATIONS CORP NEWCL A78410G10437184SHDFND218400 SBA COMMUNICATIONS CORP NEWCL A78410G104390619561SHDFND11956100 SCHLUMBERGER LTDCOM806857108135731136SHDFND27272023864 SCHLUMBERGER LTDCOM80685710818872433153SHDFND143315300 SEAGATE TECHNOLOGY PLCSHSG7945M107781631SHDFND2163100 SEAGATE TECHNOLOGY PLCSHSG7945M1078872185268SHDFND118171803550 SEMPRA ENERGYCOM816851109244219406SHDFND21687002536 SEMPRA ENERGYCOM816851109967976903SHDFND143508033395 SERVICENOW INCCOM81762P102121597493316SHDFND149331600 SERVICENOW INCCOM81762P102134148544235SHDFND2450471093764 SERVICENOW INCCOM81762P1021360655197SHDFND30055197 SIMON PPTY GROUP INC NEWCOM8288061091664391339SHDFND14539086800 SIMON PPTY GROUP INC NEWCOM828806109175960SHDFND296000 SMARTSHEET INCCOM CL A83200N10324595SHDFND159500 SMARTSHEET INCCOM CL A83200N1039529233600SHDFND223360000 SOLAR CAP LTDCOM83413U10031915300SHDFND11530000 SOLAR SR CAP LTDCOM83416M10521612600SHDFND11260000 SOUTHERN COCOM842587107107320763SHDFND22076300 SPLUNK INCCOM84863710457389460588SHDFND146058800 SPLUNK INCCOM848637104651752300SHDFND30052300 SPLUNK INCCOM84863710481980657942SHDFND2569114088828 SPX FLOW INCCOM78469X107158349618SHDFND14542804190 SPX FLOW INCCOM78469X107481505SHDFND2150500 SQUARE INCCL A85223410323526314014SHDFND231401400 SQUARE INCCL A85223410357756SHDFND175600 STATE STR CORPCOM85747710311612176446SHDFND2152821023625 STATE STR CORPCOM85747710365752999122SHDFND16893100309812 STERLING BANCORP INCCOM85917W1022839280000SHDFND728000000 SUN CMNTYS INCCOM866674104894975509SHDFND16809068700 SUN LIFE FINL INCCOM86679610558415200SHDFND21520000 SYNOVUS FINL CORPCOM NEW87161C5011183440SHDFND2344000 SYNOVUS FINL CORPCOM NEW87161C501332696807SHDFND18837008437 TABLEAU SOFTWARE INCCL A87336U10518236143277SHDFND214327700 TABLEAU SOFTWARE INCCL A87336U10545356SHDFND135600 TAPESTRY INCCOM876030107589851815467SHDFND113095540505913 TAPESTRY INCCOM8760301079645296867SHDFND2258308038559 TARGET CORPCOM87612E10624285302580SHDFND1230630071950 TARGET CORPCOM87612E106384447900SHDFND24322804672 TCG BDC INCCOM87228010222415500SHDFND11550000 TECHNIPFMC PLCCOMG87110105347791478719SHDFND18341000644619 TECHNIPFMC PLCCOMG871101058544363262SHDFND2312906050356 TEEKAY OFFSHORE PARTNERS L PPARTNERSHIP UNY8565J10113441119651SHDFND7111965100 TERADYNE INCCOM8807701021754400SHDFND2440000 TERADYNE INCCOM8807701023789500SHDFND1950000 TEREX CORP NEWCOM880779103377621175288SHDFND16407450534543 TEREX CORP NEWCOM8807791039190286014SHDFND2247515038499 TESLA INCCOM88160R1012245880247SHDFND28024700 TESLA INCCOM88160R10155198SHDFND119800 TEXAS INSTRS INCCOM88250810425240SHDFND224000 TEXAS INSTRS INCCOM882508104281126500SHDFND12650000 TEXTRON INCCOM88320310121067415860SHDFND241176604094 TEXTRON INCCOM883203101893361763451SHDFND114532510310200 THE CHARLES SCHWAB CORPORATICOM80851310533357780092SHDFND25325220247570 THE CHARLES SCHWAB CORPORATICOM808513105534221249341SHDFND1124934100 THE CHARLES SCHWAB CORPORATICOM8085131056012140600SHDFND300140600 THE TRADE DESK INCCOM CL A88339J10533513169300SHDFND216930000 THE TRADE DESK INCCOM CL A88339J105631431898SHDFND120418011480 THERMO FISHER SCIENTIFIC INCCOM8835561026272290SHDFND2229000 THERMO FISHER SCIENTIFIC INCCOM883556102913133358SHDFND12974003618 TIPTREE INCCOM88822Q103109191724958SHDFND7172495800 TJX COS INC NEWCOM872540109116021792SHDFND22179200 TOLL BROTHERS INCCOM8894781031022806SHDFND2280600 TOLL BROTHERS INCCOM889478103360599576SHDFND19048009096 TOTAL S ASPONSORED ADS89151E10977914000SHDFND21400000 TOWER INTL INCCOM891826109105250000SHDFND75000000 TPG SPECIALTY LENDING INCCOM87265K10254027000SHDFND12700000 TRANSDIGM GROUP INCCOM8936411001186226129SHDFND12359302536 TRANSDIGM GROUP INCCOM89364110079174SHDFND217400 TRANSUNIONCOM89400J10734645518333SHDFND23580290160304 TRANSUNIONCOM89400J107631094400SHDFND30094400 TRANSUNIONCOM89400J10765062973394SHDFND1949438023956 TREEHOUSE FOODS INCCOM89469A10448740SHDFND274000 TREEHOUSE FOODS INCCOM89469A10494014560SHDFND11314001420 TRINITY INDS INCCOM896522109100146045SHDFND14193504110 TRINITY INDS INCCOM896522109361640SHDFND2164000 TRIPLEPOINT VENTURE GROWTH BCOM89677Y10035025441SHDFND12544100 TWILIO INCCL A90138F1021042580700SHDFND28070000 TWILIO INCCL A90138F10225194SHDFND119400 U S WELL SVCS INC*W EXP 03/15/20291274U1197232910004039SHDFND1000403900 ULTA BEAUTY INCCOM90384S30342087120686SHDFND283298037388 ULTA BEAUTY INCCOM90384S30367771194338SHDFND119433800 ULTA BEAUTY INCCOM90384S303767222000SHDFND30022000 UMPQUA HLDGS CORPCOM9042141032894175382SHDFND1160832014550 UMPQUA HLDGS CORPCOM904214103845070SHDFND2507000 UNITED PARCEL SERVICE INCCL B91131210613911124490SHDFND2108141016349 UNITED PARCEL SERVICE INCCL B91131210668375611908SHDFND14016410210267 UNIVAR INCCOM91336L10722990SHDFND299000 UNIVAR INCCOM91336L10776134329SHDFND13151902810 US BANCORP DELCOM NEW9029733043477200SHDFND1720000 US BANCORP DELCOM NEW9029733043878036SHDFND2803600 VALE S ASPONSORED ADS91912E10521916800SHDFND21680000 VALE S ASPONSORED ADS91912E10548236900SHDFND13690000 VENTAS INCCOM92276F10011562181191SHDFND161910175000 VEREIT INCCOM92339V10038445822SHDFND14582200 VERIZON COMMUNICATIONS INCCOM92343V104187031629SHDFND23162900 VERIZON COMMUNICATIONS INCCOM92343V10497016400SHDFND11640000 VIACOM INC NEWCL B92553P201153754758SHDFND15083803920 VIRTU FINL INCCL A92825410123810023SHDFND21002300 VISA INCCOM CL A92826C839128450822394SHDFND26219900200404 VISA INCCOM CL A92826C8391597SHDFND9700 VISA INCCOM CL A92826C8391660281062989SHDFND1105777105218 VISA INCCOM CL A92826C83918430118000SHDFND300118000 WALMART INCCOM931142103130013330SHDFND21333000 WALMART INCCOM9311421035565700SHDFND1570000 WASTE CONNECTIONS INCCOM94106B10130146340284SHDFND22224930117791 WASTE CONNECTIONS INCCOM94106B10157969654354SHDFND164791606438 WASTE CONNECTIONS INCCOM94106B101606068400SHDFND30068400 WASTE MGMT INC DELCOM94106L109119311480SHDFND21148000 WD-40 COCOM929236107249214707SHDFND11470700 WD-40 COCOM92923610727161SHDFND216100 WEIBO CORPSPONSORED ADR9485961011983200SHDFND2320000 WEIBO CORPSPONSORED ADR9485961014467200SHDFND1720000 WELLS FARGO CO NEWCOM94974610157911980SHDFND1850003480 WELLS FARGO CO NEWCOM94974610159012200SHDFND21220000 WELLTOWER INCCOM95040Q10412216157420SHDFND174200150000 WEST PHARMACEUTICAL SVSC INCCOM955306105436239587SHDFND13958700 WEST PHARMACEUTICAL SVSC INCCOM9553061056415820SHDFND2582000 WESTERN DIGITAL CORPCOM95810210522741473175SHDFND2454289018886 WESTERN DIGITAL CORPCOM95810210527275567511SHDFND13180870249424 WEYERHAEUSER COCOM9621661044923186900SHDFND100186900 WIDEOPENWEST INCCOM96758W1012346257838SHDFND725783800 WORKDAY INCCL A98138H10137625195100SHDFND219510000 WORKDAY INCCL A98138H10194488SHDFND148800 WORTHINGTON INDS INCCOM981811102115030808SHDFND12827802530 WORTHINGTON INDS INCCOM98181110234910SHDFND291000 XCEL ENERGY INCCOM98389B10069412341SHDFND21234100 XILINX INCCOM9839191011082085340SHDFND28534000 XILINX INCCOM9839191018496699SHDFND1669900 XYLEM INCCOM98419M10010127SHDFND12700 XYLEM INCCOM98419M10034350434595SHDFND23058350128760 XYLEM INCCOM98419M10051883656420SHDFND165642000 XYLEM INCCOM98419M100580973500SHDFND30073500 YANDEX N VSHS CLASS AN9728410846013400SHDFND21340000 YANDEX N VSHS CLASS AN9728410865919200SHDFND11920000 ZAYO GROUP HLDGS INCCOM98919V10513450SHDFND245000 ZAYO GROUP HLDGS INCCOM98919V10561021457SHDFND11981701640 ZIMMER BIOMET HLDGS INCCOM98956P102200015665SHDFND11454001125 ZIONS BANCORPORATION N ACOM98970110715341337843SHDFND2292334045509 ZIONS BANCORPORATION N ACOM989701107813061790487SHDFND111694270621060 ZOETIS INCCL A98978V10338374SHDFND37400 ZOETIS INCCL A98978V10341668413906SHDFND22908760123030 ZOETIS INCCL A98978V10364626641955SHDFND164195500 ZOETIS INCCL A98978V103749074400SHDFND30074400