0001181431-14-024861.txt : 20140627 0001181431-14-024861.hdr.sgml : 20140627 20140624140208 ACCESSION NUMBER: 0001181431-14-024861 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140620 FILED AS OF DATE: 20140624 DATE AS OF CHANGE: 20140624 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EnerJex Resources, Inc. CENTRAL INDEX KEY: 0000008504 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 880422242 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4040 BROADWAY, SUITE 508 CITY: SAN ANTONIO STATE: TX ZIP: 78209 BUSINESS PHONE: 210-451-5545 MAIL ADDRESS: STREET 1: 4040 BROADWAY, SUITE 508 CITY: SAN ANTONIO STATE: TX ZIP: 78209 FORMER COMPANY: FORMER CONFORMED NAME: MILLENNIUM PLASTICS CORP DATE OF NAME CHANGE: 20000525 FORMER COMPANY: FORMER CONFORMED NAME: AURORA CORP DATE OF NAME CHANGE: 19990825 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lowe R Atticus CENTRAL INDEX KEY: 0001407604 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36492 FILM NUMBER: 14937159 MAIL ADDRESS: STREET 1: 2151 ALESSANDRO DRIVE STREET 2: SUITE 100 CITY: VENTURA STATE: CA ZIP: 93001 4 1 rrd412234.xml FORM 4 X0306 4 2014-06-20 0 0000008504 EnerJex Resources, Inc. ENRJ 0001407604 Lowe R Atticus 1205 COAST VILLAGE ROAD MONTECITO CA 93108 0 1 1 0 Vice President Common Stock 2014-06-20 4 P 0 161177 A 439597 I Shares held by Montecito Venture Partners, LLC 10% Series A Cumulative Redeemable Perpetual Preferred Stock 2014-06-20 4 P 0 56990 A 56990 I Shares held by Montecito Venture Partners, LLC Series A Preferred Stock 2014-06-20 4 S 0 2417660 D 0 I Shares held by Montecito Venture Partners, LLC Common Stock 8572 I Shares held in IRA Common Stock 3439524 I Shares held by West Coast Opportunity Fund, LLC These shares were received as part of an Exchange Agreement by and among the Registrant and its existing series A preferred holders. As consideration for entering into the Exchange Agreement, each existing series A preferred holder received 1 share of common stock. These shares were received as part of an Exchange Agreement by and among the Registrant and its existing series A preferred holders. Pursuant to the Exchange Agreement, each holder received a number of shares equal to the quotient determiend by dividing (x) the stockholder's undisbursed Series A Preferential Dividended, by (y) the New Series A Original Issue Price per share. On May 30, 2014, the Registrant field a 1-for-15 reverse stock split of the outstanding common stock as of that date. Shares are held by Montecito Venture Partners, LLC, which Reporting Person serves on the board of managers. Shares are held by West Coast Opportunity Fund, LLC for the benefit of its members. The members are the beneficial owners of the shares reported herein. Some of the members are affiliated with the Reporting Person. The investments held by West Coast Opportunity Fund, LLC are managed by West Coast Asset Management, Inc. Reporting Person serves on the investment committee of West Coast Asset Management, Inc. /s/ R. Atticus Lowe 2014-06-24