0001181431-14-024861.txt : 20140627
0001181431-14-024861.hdr.sgml : 20140627
20140624140208
ACCESSION NUMBER: 0001181431-14-024861
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140620
FILED AS OF DATE: 20140624
DATE AS OF CHANGE: 20140624
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EnerJex Resources, Inc.
CENTRAL INDEX KEY: 0000008504
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 880422242
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4040 BROADWAY, SUITE 508
CITY: SAN ANTONIO
STATE: TX
ZIP: 78209
BUSINESS PHONE: 210-451-5545
MAIL ADDRESS:
STREET 1: 4040 BROADWAY, SUITE 508
CITY: SAN ANTONIO
STATE: TX
ZIP: 78209
FORMER COMPANY:
FORMER CONFORMED NAME: MILLENNIUM PLASTICS CORP
DATE OF NAME CHANGE: 20000525
FORMER COMPANY:
FORMER CONFORMED NAME: AURORA CORP
DATE OF NAME CHANGE: 19990825
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lowe R Atticus
CENTRAL INDEX KEY: 0001407604
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36492
FILM NUMBER: 14937159
MAIL ADDRESS:
STREET 1: 2151 ALESSANDRO DRIVE
STREET 2: SUITE 100
CITY: VENTURA
STATE: CA
ZIP: 93001
4
1
rrd412234.xml
FORM 4
X0306
4
2014-06-20
0
0000008504
EnerJex Resources, Inc.
ENRJ
0001407604
Lowe R Atticus
1205 COAST VILLAGE ROAD
MONTECITO
CA
93108
0
1
1
0
Vice President
Common Stock
2014-06-20
4
P
0
161177
A
439597
I
Shares held by Montecito Venture Partners, LLC
10% Series A Cumulative Redeemable Perpetual Preferred Stock
2014-06-20
4
P
0
56990
A
56990
I
Shares held by Montecito Venture Partners, LLC
Series A Preferred Stock
2014-06-20
4
S
0
2417660
D
0
I
Shares held by Montecito Venture Partners, LLC
Common Stock
8572
I
Shares held in IRA
Common Stock
3439524
I
Shares held by West Coast Opportunity Fund, LLC
These shares were received as part of an Exchange Agreement by and among the Registrant and its existing series A preferred holders. As consideration for entering into the Exchange Agreement, each existing series A preferred holder received 1 share of common stock.
These shares were received as part of an Exchange Agreement by and among the Registrant and its existing series A preferred holders. Pursuant to the Exchange Agreement, each holder received a number of shares equal to the quotient determiend by dividing (x) the stockholder's undisbursed Series A Preferential Dividended, by (y) the New Series A Original Issue Price per share.
On May 30, 2014, the Registrant field a 1-for-15 reverse stock split of the outstanding common stock as of that date.
Shares are held by Montecito Venture Partners, LLC, which Reporting Person serves on the board of managers.
Shares are held by West Coast Opportunity Fund, LLC for the benefit of its members. The members are the beneficial owners of the shares reported herein. Some of the members are affiliated with the Reporting Person. The investments held by West Coast Opportunity Fund, LLC are managed by West Coast Asset Management, Inc. Reporting Person serves on the investment committee of West Coast Asset Management, Inc.
/s/ R. Atticus Lowe
2014-06-24