0001209191-22-062586.txt : 20221223
0001209191-22-062586.hdr.sgml : 20221223
20221223142810
ACCESSION NUMBER: 0001209191-22-062586
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221202
FILED AS OF DATE: 20221223
DATE AS OF CHANGE: 20221223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ji Henry
CENTRAL INDEX KEY: 0001470981
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36150
FILM NUMBER: 221484956
MAIL ADDRESS:
STREET 1: 5370 RUETTE DE MER
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sorrento Therapeutics, Inc.
CENTRAL INDEX KEY: 0000850261
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 330344842
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4955 DIRECTORS PLACE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 858-203-4100
MAIL ADDRESS:
STREET 1: 4955 DIRECTORS PLACE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER COMPANY:
FORMER CONFORMED NAME: QUIKBYTE SOFTWARE INC
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-12-02
0
0000850261
Sorrento Therapeutics, Inc.
SRNE
0001470981
Ji Henry
C/O SORRENTO THERAPEUTICS, INC.
4955 DIRECTORS PLACE
SAN DIEGO
CA
92121
1
1
0
0
See Remarks
Common Stock
2022-12-02
4
X
0
200
5.50
A
200
I
By BioVintage, Inc.
Common Stock
2022-12-21
4
X
0
300
5.50
A
500
I
By BioVintage, Inc.
Common Stock
6265805
D
Common Stock
2271693
I
See Footnote
Common Stock
40000
I
By spouse
Put Option (obligation to buy)
5.50
2022-12-02
4
X
0
2
0.00
D
2022-08-26
2023-03-17
Common Stock
200
198
I
By BioVintage, Inc.
Put Option (obligation to buy)
5.50
2022-12-21
4
X
0
3
0.00
D
2022-08-26
2023-03-17
Common Stock
300
195
I
By BioVintage, Inc.
Shares are held in family trusts of which the Reporting Person is a co-trustee with his spouse.
President, CEO and Chairman of the Board of Directors
/s/ Henry Ji, Ph.D.
2022-12-23