0001209191-22-062586.txt : 20221223 0001209191-22-062586.hdr.sgml : 20221223 20221223142810 ACCESSION NUMBER: 0001209191-22-062586 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221202 FILED AS OF DATE: 20221223 DATE AS OF CHANGE: 20221223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ji Henry CENTRAL INDEX KEY: 0001470981 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36150 FILM NUMBER: 221484956 MAIL ADDRESS: STREET 1: 5370 RUETTE DE MER CITY: SAN DIEGO STATE: CA ZIP: 92130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sorrento Therapeutics, Inc. CENTRAL INDEX KEY: 0000850261 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 330344842 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4955 DIRECTORS PLACE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-203-4100 MAIL ADDRESS: STREET 1: 4955 DIRECTORS PLACE CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: QUIKBYTE SOFTWARE INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-12-02 0 0000850261 Sorrento Therapeutics, Inc. SRNE 0001470981 Ji Henry C/O SORRENTO THERAPEUTICS, INC. 4955 DIRECTORS PLACE SAN DIEGO CA 92121 1 1 0 0 See Remarks Common Stock 2022-12-02 4 X 0 200 5.50 A 200 I By BioVintage, Inc. Common Stock 2022-12-21 4 X 0 300 5.50 A 500 I By BioVintage, Inc. Common Stock 6265805 D Common Stock 2271693 I See Footnote Common Stock 40000 I By spouse Put Option (obligation to buy) 5.50 2022-12-02 4 X 0 2 0.00 D 2022-08-26 2023-03-17 Common Stock 200 198 I By BioVintage, Inc. Put Option (obligation to buy) 5.50 2022-12-21 4 X 0 3 0.00 D 2022-08-26 2023-03-17 Common Stock 300 195 I By BioVintage, Inc. Shares are held in family trusts of which the Reporting Person is a co-trustee with his spouse. President, CEO and Chairman of the Board of Directors /s/ Henry Ji, Ph.D. 2022-12-23