0001209191-16-103782.txt : 20160301
0001209191-16-103782.hdr.sgml : 20160301
20160301141234
ACCESSION NUMBER: 0001209191-16-103782
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160301
DATE AS OF CHANGE: 20160301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sorrento Therapeutics, Inc.
CENTRAL INDEX KEY: 0000850261
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731]
IRS NUMBER: 330344842
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9380 JUDICIAL DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 858-210-3700
MAIL ADDRESS:
STREET 1: 9380 JUDICIAL DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER COMPANY:
FORMER CONFORMED NAME: QUIKBYTE SOFTWARE INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chan Soon-Shiong Family Foundation
CENTRAL INDEX KEY: 0001668335
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36150
FILM NUMBER: 161472599
BUSINESS ADDRESS:
STREET 1: 9922 JEFFERSON BOULEVARD
CITY: CULVER CITY
STATE: CA
ZIP: 90232
BUSINESS PHONE: 310-836-6400
MAIL ADDRESS:
STREET 1: 9922 JEFFERSON BOULEVARD
CITY: CULVER CITY
STATE: CA
ZIP: 90232
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cambridge Equities, LP
CENTRAL INDEX KEY: 0001629222
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36150
FILM NUMBER: 161472600
BUSINESS ADDRESS:
STREET 1: 9922 JEFFERSON BOULEVARD
CITY: CULVER CITY
STATE: CA
ZIP: 90232
BUSINESS PHONE: 310-836-6400
MAIL ADDRESS:
STREET 1: 9922 JEFFERSON BOULEVARD
CITY: CULVER CITY
STATE: CA
ZIP: 90232
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SOON-SHIONG PATRICK
CENTRAL INDEX KEY: 0001189020
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36150
FILM NUMBER: 161472601
MAIL ADDRESS:
STREET 1: 9922 JEFFERSON BOULEVARD
CITY: CULVER CITY
STATE: CA
ZIP: 90232
FORMER NAME:
FORMER CONFORMED NAME: SOON SHIONG PATRICK
DATE OF NAME CHANGE: 20020912
5
1
doc5.xml
FORM 5 SUBMISSION
X0306
5
2015-12-31
0
0
0
0000850261
Sorrento Therapeutics, Inc.
SRNE
0001189020
SOON-SHIONG PATRICK
9922 JEFFERSON BOULEVARD
CULVER CITY
CA
90232
0
0
1
0
0001629222
Cambridge Equities, LP
9922 JEFFERSON BOULEVARD
CULVER CITY
CA
90232
0
0
0
1
Reporting group member
0001668335
Chan Soon-Shiong Family Foundation
9922 JEFFERSON BOULEVARD
CULVER CITY
CA
90232
0
0
1
0
Common Stock
2015-07-24
5
G
0
7188061
0.00
D
0
I
Through Cambridge Equities, LP
Common Stock
2015-07-24
5
G
0
7188061
0.00
A
7188061
I
Through The Chan Soon-Shiong Family Foundation
Common Stock
873938
D
Warrant
5.80
2014-12-22
2017-12-22
Common Stock
1724138
1724138
I
Through Cambridge Equities, LP
On July 24, 2015, Cambridge Equities, LP ("Cambridge Equities") donated 7,188,061 of the common stock of Sorrento Therapeutics, Inc. ("Sorrento") to The Chan Soon-Shiong Family Foundation ("CSFF"), a non-profit organization.
Dr. Patrick Soon-Shiong is the sole member of MP 13 Ventures, LLC, which is the general partner of Cambridge Equities.
Dr. Patrick Soon Shiong is the Chairman of CSFF.
This Form 5 shall not be deemed to be an admission by any reporting person hereunder that it or he is the beneficial owner, for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended (the "Exchange Act"), for purposes of Section 13 of the Exchange Act, or for any other purpose, of any of the securities reported herein. Without limiting the immediately preceding sentence, each reporting person hereunder expressly disclaims beneficial ownership, for purposes of Section 16 of the Exchange Act, of all securities reported herein, except to the extent of its or his pecuniary interest therein.
/s/ Patrick Soon-Shiong on behalf of himself and each other reporting person
2016-03-01