0001209191-15-019110.txt : 20150226
0001209191-15-019110.hdr.sgml : 20150226
20150226164606
ACCESSION NUMBER: 0001209191-15-019110
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150224
FILED AS OF DATE: 20150226
DATE AS OF CHANGE: 20150226
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sorrento Therapeutics, Inc.
CENTRAL INDEX KEY: 0000850261
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731]
IRS NUMBER: 330344842
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6042 CORNERSTONE CT. WEST
STREET 2: SUITE B
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 858-210-3700
MAIL ADDRESS:
STREET 1: 6042 CORNERSTONE CT. WEST
STREET 2: SUITE B
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER COMPANY:
FORMER CONFORMED NAME: QUIKBYTE SOFTWARE INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Uy George
CENTRAL INDEX KEY: 0001586890
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36150
FILM NUMBER: 15653247
MAIL ADDRESS:
STREET 1: 435 PICCOLO
CITY: IRVINE
STATE: CA
ZIP: 92620
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-02-24
0
0000850261
Sorrento Therapeutics, Inc.
SRNE
0001586890
Uy George
C/O SORRENTO THERAPEUTICS, INC.
6042 CORNERSTONE CT. WEST, SUITE B
SAN DIEGO
CA
92121
0
1
0
0
EVP & Chief Commercial Officer
Stock Options
12.78
2015-02-24
4
A
0
80000
0.00
A
2025-02-24
Common Stock
80000
207000
D
12,500 options shall vest on February 24, 2016 and 1,042 options shall vest following each one month period of service after February 24, 2016 for 36 months subject to the reporting person's continued service to the Company through each such vesting date. The remaining options shall vest upon the consummation of a certain strategic transaction.
/s/ George Uy
2015-02-26