0001209191-15-019110.txt : 20150226 0001209191-15-019110.hdr.sgml : 20150226 20150226164606 ACCESSION NUMBER: 0001209191-15-019110 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150224 FILED AS OF DATE: 20150226 DATE AS OF CHANGE: 20150226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sorrento Therapeutics, Inc. CENTRAL INDEX KEY: 0000850261 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 330344842 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6042 CORNERSTONE CT. WEST STREET 2: SUITE B CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-210-3700 MAIL ADDRESS: STREET 1: 6042 CORNERSTONE CT. WEST STREET 2: SUITE B CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: QUIKBYTE SOFTWARE INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Uy George CENTRAL INDEX KEY: 0001586890 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36150 FILM NUMBER: 15653247 MAIL ADDRESS: STREET 1: 435 PICCOLO CITY: IRVINE STATE: CA ZIP: 92620 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-02-24 0 0000850261 Sorrento Therapeutics, Inc. SRNE 0001586890 Uy George C/O SORRENTO THERAPEUTICS, INC. 6042 CORNERSTONE CT. WEST, SUITE B SAN DIEGO CA 92121 0 1 0 0 EVP & Chief Commercial Officer Stock Options 12.78 2015-02-24 4 A 0 80000 0.00 A 2025-02-24 Common Stock 80000 207000 D 12,500 options shall vest on February 24, 2016 and 1,042 options shall vest following each one month period of service after February 24, 2016 for 36 months subject to the reporting person's continued service to the Company through each such vesting date. The remaining options shall vest upon the consummation of a certain strategic transaction. /s/ George Uy 2015-02-26