0001209191-14-006443.txt : 20140203 0001209191-14-006443.hdr.sgml : 20140203 20140203152843 ACCESSION NUMBER: 0001209191-14-006443 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140130 FILED AS OF DATE: 20140203 DATE AS OF CHANGE: 20140203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sorrento Therapeutics, Inc. CENTRAL INDEX KEY: 0000850261 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 330344842 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6042 CORNERSTONE CT. WEST STREET 2: SUITE B CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-210-3700 MAIL ADDRESS: STREET 1: 6042 CORNERSTONE CT. WEST STREET 2: SUITE B CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: QUIKBYTE SOFTWARE INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVITT DANIEL J CENTRAL INDEX KEY: 0001278711 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36150 FILM NUMBER: 14568111 MAIL ADDRESS: STREET 1: C/O DYNAVAX TECHNOLOGIES CORP STREET 2: 2929 SEVENTH ST STE 100 CITY: BERKELEY STATE: CA ZIP: 94710 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2014-01-30 0 0000850261 Sorrento Therapeutics, Inc. SRNE 0001278711 LEVITT DANIEL J C/O SORRENTO THERAPEUTICS, INC. 6042 CORNERSTONE CT. WEST, SUITE B SAN DIEGO CA 92121 1 0 0 0 Stock Options 9.90 2024-01-30 Common Stock 13000 D 1/12 of the original number of shares subject to this option shall vest and become exercisable following each one-month period of service starting on January 30, 2014, subject to the reporting person's continued service on the issuer's board of directors on each such date. /s/ Daniel J. Levitt 2014-02-03