0001209191-14-006443.txt : 20140203
0001209191-14-006443.hdr.sgml : 20140203
20140203152843
ACCESSION NUMBER: 0001209191-14-006443
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140130
FILED AS OF DATE: 20140203
DATE AS OF CHANGE: 20140203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sorrento Therapeutics, Inc.
CENTRAL INDEX KEY: 0000850261
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731]
IRS NUMBER: 330344842
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6042 CORNERSTONE CT. WEST
STREET 2: SUITE B
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 858-210-3700
MAIL ADDRESS:
STREET 1: 6042 CORNERSTONE CT. WEST
STREET 2: SUITE B
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER COMPANY:
FORMER CONFORMED NAME: QUIKBYTE SOFTWARE INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEVITT DANIEL J
CENTRAL INDEX KEY: 0001278711
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36150
FILM NUMBER: 14568111
MAIL ADDRESS:
STREET 1: C/O DYNAVAX TECHNOLOGIES CORP
STREET 2: 2929 SEVENTH ST STE 100
CITY: BERKELEY
STATE: CA
ZIP: 94710
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2014-01-30
0
0000850261
Sorrento Therapeutics, Inc.
SRNE
0001278711
LEVITT DANIEL J
C/O SORRENTO THERAPEUTICS, INC.
6042 CORNERSTONE CT. WEST, SUITE B
SAN DIEGO
CA
92121
1
0
0
0
Stock Options
9.90
2024-01-30
Common Stock
13000
D
1/12 of the original number of shares subject to this option shall vest and become exercisable following each one-month period of service starting on January 30, 2014, subject to the reporting person's continued service on the issuer's board of directors on each such date.
/s/ Daniel J. Levitt
2014-02-03