0001209191-13-053381.txt : 20131120 0001209191-13-053381.hdr.sgml : 20131120 20131120174432 ACCESSION NUMBER: 0001209191-13-053381 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131119 FILED AS OF DATE: 20131120 DATE AS OF CHANGE: 20131120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sorrento Therapeutics, Inc. CENTRAL INDEX KEY: 0000850261 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 330344842 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6042 CORNERSTONE CT. WEST STREET 2: SUITE B CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-210-3700 MAIL ADDRESS: STREET 1: 6042 CORNERSTONE CT. WEST STREET 2: SUITE B CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: QUIKBYTE SOFTWARE INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Uy George CENTRAL INDEX KEY: 0001586890 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36150 FILM NUMBER: 131233768 MAIL ADDRESS: STREET 1: 435 PICCOLO CITY: IRVINE STATE: CA ZIP: 92620 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-11-19 0 0000850261 Sorrento Therapeutics, Inc. SRNE 0001586890 Uy George C/O SORRENTO THERAPEUTICS, INC. 6042 CORNERSTONE CT. WEST, SUITE B SAN DIEGO CA 92121 0 1 0 0 Chief Commercial Officer Common Stock 2013-11-19 4 P 0 1031 8.50 A 180338 D Common Stock 2013-11-19 4 P 0 1000 8.72 A 181338 D /s/ George Uy 2013-11-20