0000899243-17-002783.txt : 20170203 0000899243-17-002783.hdr.sgml : 20170203 20170203194715 ACCESSION NUMBER: 0000899243-17-002783 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170203 FILED AS OF DATE: 20170203 DATE AS OF CHANGE: 20170203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sorrento Therapeutics, Inc. CENTRAL INDEX KEY: 0000850261 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 330344842 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9380 JUDICIAL DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-210-3700 MAIL ADDRESS: STREET 1: 9380 JUDICIAL DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: QUIKBYTE SOFTWARE INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ji Henry CENTRAL INDEX KEY: 0001470981 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36150 FILM NUMBER: 17573772 MAIL ADDRESS: STREET 1: 5370 RUETTE DE MER CITY: SAN DIEGO STATE: CA ZIP: 92130 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-03 0 0000850261 Sorrento Therapeutics, Inc. SRNE 0001470981 Ji Henry C/O SORRENTO THERAPEUTICS, INC. 9380 JUDICIAL DRIVE SAN DIEGO CA 92121 1 1 0 0 President and CEO Common Stock 2017-02-03 4 P 0 20000 5.15 A 37776 D Common Stock 67931 I See Footnote Common Stock 2053162 I See Footnote Shares are held by an entity of which the Reporting Person and his spouse are the sole members and managing directors. Shares are held in family trust, of which the Reporting Person is a co-trustee with his wife. /s/ Henry Ji, Ph.D. 2017-02-03