0000899243-16-015983.txt : 20160315 0000899243-16-015983.hdr.sgml : 20160315 20160315161654 ACCESSION NUMBER: 0000899243-16-015983 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160311 FILED AS OF DATE: 20160315 DATE AS OF CHANGE: 20160315 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sorrento Therapeutics, Inc. CENTRAL INDEX KEY: 0000850261 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 330344842 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9380 JUDICIAL DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-210-3700 MAIL ADDRESS: STREET 1: 9380 JUDICIAL DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: QUIKBYTE SOFTWARE INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Su Jeffrey CENTRAL INDEX KEY: 0001656789 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36150 FILM NUMBER: 161507124 MAIL ADDRESS: STREET 1: C/O SORRENTO THERAPEUTICS, INC. STREET 2: 9380 JUDICIAL DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-03-11 0 0000850261 Sorrento Therapeutics, Inc. SRNE 0001656789 Su Jeffrey C/O SORRENTO THERAPEUTICS, INC. 9380 JUDICIAL DRIVE SAN DIEGO CA 92121 0 1 0 0 Executive VP and COO Stock Options 5.79 2016-03-11 4 A 0 40000 0.00 A 2026-03-11 Common Stock 40000 160000 D 1/4 of the original number of shares subject to the option shall vest on March 11, 2017 and 1/48 of the original number of shares subject to the option shall vest following each one month period of service after March 11, 2017, subject to the reporting person's continued service to the Company through each such vesting date. /s/ Jeffrey Su 2016-03-15