0001736749-23-000006.txt : 20230512 0001736749-23-000006.hdr.sgml : 20230512 20230512132759 ACCESSION NUMBER: 0001736749-23-000006 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230510 FILED AS OF DATE: 20230512 DATE AS OF CHANGE: 20230512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMS LUKE E CENTRAL INDEX KEY: 0001038238 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 811-05807 FILM NUMBER: 23914602 MAIL ADDRESS: STREET 1: 225 E. MASON STREET STREET 2: SUITE 802 CITY: MILWAUKEE STATE: WI ZIP: 53202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EAGLE CAPITAL GROWTH FUND, INC. CENTRAL INDEX KEY: 0000850027 IRS NUMBER: 311274796 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 EAST MASON STREET STREET 2: SUITE 802 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-1107 MAIL ADDRESS: STREET 1: 225 EAST MASON STREET STREET 2: SUITE 802 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: NAIC GROWTH FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BETTER INVESTING FUND INC DATE OF NAME CHANGE: 19890716 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0407 4/A 2023-05-10 2023-05-12 0 0000850027 EAGLE CAPITAL GROWTH FUND, INC. GRF 0001038238 SIMS LUKE E 225 E. MASON STREET SUITE 802 MILWAUKEE WI 53202 1 1 0 0 President & CEO 0 Common Stock 2023-05-10 4 S 0 5000 8.5 D 285271 D Common Stock 11389 I By Spouse The original Form 4 is being amended by this Form 4 amendment solely to correct an administrative error, which reported a sale of 285,271 shares when in fact 5,000 shares of common stock were sold. The original Form 4 otherwise correctly reflected the transaction, including the resulting beneficial ownership of the reporting person. The reporting person disclaims ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or otherwise. This Form 4 amendment is being filed to correct an administrative error in the prior Form 4 filed on the date hereof. Carrie Leahy, Attorney-in-Fact by Power of Attorney 2023-05-12