-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Uaht0hMXpHNRwLB/UM4L98ecK8+jpZxFYOyjHu854n7+Yc1YUqnlJxsKsyGyuh7t OOh/Q82s64VxoSPeUKcu2Q== 0000897069-02-000658.txt : 20020904 0000897069-02-000658.hdr.sgml : 20020904 20020904104845 ACCESSION NUMBER: 0000897069-02-000658 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020903 FILED AS OF DATE: 20020904 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NAIC GROWTH FUND INC CENTRAL INDEX KEY: 0000850027 IRS NUMBER: 311274796 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05807 FILM NUMBER: 02755919 BUSINESS ADDRESS: STREET 1: 711 WEST THIRTEEN MILE RD CITY: MADISON HEIGHTS STATE: MI ZIP: 48071 BUSINESS PHONE: 8105836242 MAIL ADDRESS: STREET 1: 711 WEST THIRTEEN MILE RD CITY: MADISON HEIGHTS STATE: MI ZIP: 48071 FORMER COMPANY: FORMER CONFORMED NAME: BETTER INVESTING FUND INC DATE OF NAME CHANGE: 19890716 COMPANY DATA: COMPANY CONFORMED NAME: SIMS LUKE E CENTRAL INDEX KEY: 0001038238 DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 777 E WISCONSIN AVE STREET 2: STE 3700 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142975680 MAIL ADDRESS: STREET 1: 777 E WISCONSIN AVE STREET 2: STE 3700 CITY: MILWAUKEE STATE: WI ZIP: 53202 4 1 slp369.htm FORM 4 Form 4

FORM 4

 

__ Check this box if no longer 
     subject to Section 16. Form 4
     or Form 5 obligations may 
     continue. See Instruction 1(b).

     (Print or Type Responses)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

      Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the
      Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940

OMB APPROVAL
OMB Number: 3235-0287
Expires: January 31, 2005
Estimated average burden
hours per response. . . . 0.5

1.  Name and Address of Reporting Person*

Sims        Luke         E.

2.  Issuer Name and Tickler or Trading Symbol

NAIC Growth Fund, Inc. (GRF)

6.  Relationship of Reporting Person(s) to Issuer
      (Check all applicable)

 X_   Director                              ___ 10% Owner

___  Officer (give title below)     ___Other (specify below)

__________________________________

    (Last)           (First)          (Middle)

777 East Wisconsin Avenue, Suite 3700

3. I.R.S. Identification
    Number of Reporting
    Person, if an entity
    (voluntary)

4.  Statement for Month/Year

9/02

(Street)
 

Milwaukee     WI      53202       

5.  If Amendment, Date of
 Original (Month/Year)

7.  Individual or Joint/Group Filing (Check Applicable Line)

_X_ Form filed by One Reporting Person

___ Form filed by More than One Reporting Person

(City)         (State)         (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.  Title of Security   (Instr. 3)

2.  Transaction Date
      (Month/Day/
     Year)

3. Transaction
Code  (Instr.  8)

4. Securities  Acquired  (A)
    or Disposed of (D)
    (Instr. 3, 4 and 5)

5.  Amount of
    Securities
    Beneficially
    Owned at End of
    Month (Instr. 3
   and 4)

6.  Ownership
     Form:
     Direct  (D)
     or  Indirect
     (I)  (Instr. 4)

7.  Nature of
   Indirect
   Beneficial
   Ownership
   (Instr. 4)

Code

V

Amount

(A) or (D)

Price

Common Stock  

 9/03/02 P

  

 1,000 A $9.20 29,099

  

 D

  
Common Stock

  

  

  

  

  

  

 45   I By self-directed Keogh plan
Common Stock

  

  

  

  

  

  

 17,415

  

 I By children
Common Stock

  

  

  

  

  

  

 51,830

  

 I By Triad Investment Company, LLC

 

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1.Title of
   Derivative
   Security
   (Instr.3)

2.Conversion
or Exercise
Price of
Derivative Security

3.Transaction
   Date (Month/
   Day/Year)

4.Transaction
   Code
   (Instr. 8)

5.Number of
  Derivative
  Securities
  Acquired
  (A) or Disposed
  of (D)  (Instr. 3,
  4 and 5)

6.Date Exerciseable
   and Expiration
   Date (Month/Day/
   Year)

7.Title and  Amount of
   Underlying Securities
   (Instr. 3 and 4)

8.Price of
   Derivative
   Security
   (Instr. 5)

9.Number  of
   Derivative
   Securities
    Beneficially
    Owned at
    End of Month
    (Instr. 4)

10.Ownership
     Form of
     Derivative
     Securities
     Beneficially
     Owned at
     End of Month
     (Instr. 4)

11.Nature  of
     Indirect
     Beneficial
     Ownership
     (Instr. 4)

Code

V

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

 

Explanation of Responses:
 
 
 
 

 

             /s/ Luke E. Sims                  
**Signature of Reporting Person

                 9/4/02                 
Date

 

Reminder:

Report on a separate line for each class of securities beneficially owned directly or indirectly.

*

If the form is filed by more than one reporting person, see Instruction 4(b)(v).

**

Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note:

File three copies of this Form, on of which must be manually signed. If space is insufficient, see Instruction 6 for procedure
-----END PRIVACY-ENHANCED MESSAGE-----