-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TH21wDnovUWRuVdZ+GyyyiK5uOMHfL0LUHLCsyGTPZT96oYUPX3Jo+DqdxaeSl07 pSI6+k08EqnRd0tmFwGYMw== 0000849979-00-000024.txt : 20000203 0000849979-00-000024.hdr.sgml : 20000203 ACCESSION NUMBER: 0000849979-00-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991231 FILED AS OF DATE: 20000201 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WEIRTON STEEL CORP CENTRAL INDEX KEY: 0000849979 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 061075442 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-10244 FILM NUMBER: 519321 BUSINESS ADDRESS: STREET 1: 400 THREE SPRINGS DR CITY: WEIRTON STATE: WV ZIP: 26062 BUSINESS PHONE: 3047972000 MAIL ADDRESS: STREET 1: 400 THREE SPRINGS DR CITY: WERITON STATE: WV ZIP: 26062 COMPANY DATA: COMPANY CONFORMED NAME: KAPLAN MARK E CENTRAL INDEX KEY: 0001006882 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] OFFICER STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 400 THREE SPRINGS DR CITY: WEIRTON STATE: WV ZIP: 26062 BUSINESS PHONE: 3047972000 MAIL ADDRESS: STREET 1: 400 THREE SPRINGS DR CITY: WERITON STATE: WV ZIP: 26062 4 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 - ------- STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] CHECK THIS BOX IF NO LONGER SUBJECT TO SECTION 16. FORM 4 OR 5 OBLIGATIONS MAY CONTINUE. 1. NAME AND ADDRESS OF REPORTING PERSON - --------------------------------------- Kaplan, Mark E. 400 Three Springs Drive Weirton, WV 26062 2. ISSUER NAME AND TICKER OR TRADING SYMBOL - -------------------------------------------- Weirton Steel Corporation WS 3. IRS OR SOCIAL SECURITY NUMBER OF REPORTING PERSON - ----------------------------------------------------- ###-##-#### 4. STATEMENT FOR MONTH/YEAR - ---------------------------- 12/99 5. IF AMENDMENT, DATE OF ORIGINAL (MONTH/YEAR) - ----------------------------------------------- 6. RELATIONSHIP OF REPORTING PERSON TO ISSUER (CHECK ALL APPLICABLE) - ----------------------------------------------- [ ] DIRECTOR [ ] 10% OWNER [x] OFFICER (give title)[ ] OTHER (Specify below) Vice President-Information Technology & Controller - ---------------------------------- - ---------------------------------- TABLE I. NON-DERIVATIVE SEURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED 1. TITLE OF SECURITY 2. TRANSACTION DATE 3. TRANSACTION CODE 4. SECURITIES ACQUIRED (A) OR DISPOSED OF (D) AMOUNT (A) OR (D) PRICE -------- --------- -------- 5. AMOUNT OF SECURITIES BENEFICIALLY OWNED AT END OF MONTH 6. OWNERSHIP FORM: DIRECT(D) OR INDIRECT(I) 7. NATURE OF INDIRECT BENEFICIAL OWNERSHIP ----------------------------------------------- TABLE II. DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (e.g. puts, calls, warrants, options, convertible securities) 1. TITLE OF DERIVATIVE SECURITY Common Stock Options 2. CONVERSION OR EXERCISE PRICE OF DERIVATIVE SECURITY $3.88 per share 3. TRANSACTION DATE (MONTH/DAY/YEAR) December 21, 1999 4. TRANSACTION CODE A 5. NUMBER OF DERIVATIVE SECURITIES ACQUIRED(A) OR DISPOSED OF(D) (A) (D) -------------- ------------- 99,750 6. DATE EXERCISABLE AND EXPIRATION DATE (MONTH/DAY/YEAR) DATE EXERCISABLE EXPIRATION DATE ---------------- --------------- Options vest incrementally in the 6/24/2002 percentages indicated and become exercisable on the day following the day on which the 30-day closing price of the Common Stock first equals or exceeds the following prices: 10% @$3.88; 20% @$4.50; 30% @$5.25; and 40% @$8.00. All options are exercisable on June 23, 2002 unless they have vested on the foregoing accelerated basis. 7. TITLE AND AMOUNT OF UNDERLYING SECURITIES TITLE AMOUNT ------- -------- Weirton Steel Common Stock 99,750 shares 8. PRICE OF DERIVATIVE SECURITY 9. NUMBER OF DERIVATIVE SECURITIES BENEFICIALLY OWNED AT END OF MONTH 301,000 10. OWNERSHIP FORM OF DERIVATIVE SECURITY: DIRECT(D) OR INDIRECT(I) D 11. NATURE OF INDIRECT BENEFICIAL OWNERSHIP -----END PRIVACY-ENHANCED MESSAGE-----