0000849854-21-000007.txt : 20211117 0000849854-21-000007.hdr.sgml : 20211117 20211117162706 ACCESSION NUMBER: 0000849854-21-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211117 DATE AS OF CHANGE: 20211117 EFFECTIVENESS DATE: 20211117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STRATEGIC WEALTH MANAGEMENT INC CENTRAL INDEX KEY: 0000849854 IRS NUMBER: 911510392 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15527 FILM NUMBER: 211420901 BUSINESS ADDRESS: STREET 1: 105 CENTRAL WAY STE 206 CITY: KIRKLAND STATE: WA ZIP: 98033 BUSINESS PHONE: 4252507600 MAIL ADDRESS: STREET 1: 105 CENTRAL WAY STE 206 CITY: KIRKLAND STATE: WA ZIP: 98033 FORMER COMPANY: FORMER CONFORMED NAME: STRATEGIC WEALTH MANAGEMENT INC /ADV DATE OF NAME CHANGE: 20120813 FORMER COMPANY: FORMER CONFORMED NAME: STRATEGIC WEALTH MANAGEMENT INC DATE OF NAME CHANGE: 20120810 FORMER COMPANY: FORMER CONFORMED NAME: SAI ADVISORS INC /ADV DATE OF NAME CHANGE: 19910226 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000849854 XXXXXXXX 09-30-2021 09-30-2021 STRATEGIC WEALTH MANAGEMENT INC

105 CENTRAL WAY STE 206 KIRKLAND WA 98033

13F HOLDINGS REPORT 028-15527 N Patrick L. Sizemore 4252507600 Patrick L. Sizemore Kirkland WA 09-30-2021 1 73 192385 false 1 0001513227 028-14414 Smart Portfolios, LLC INFORMATION TABLE 2 210930swm13f.xml AT&T INC COM 00206R102 848 31382 SH SOLE 31382 0 0 ARK ETF TR FINTECH INNOVA 00214Q708 1710 34650 SH SOLE 34650 0 0 AECOM COM 00766T100 993 15725 SH SOLE 15725 0 0 ADVANCED MICRO DEVICES INC COM 007903107 2945 28617 SH SOLE 28617 0 0 ALTRA INDL MOTION CORP COM 02208R106 591 10677 SH SOLE 10677 0 0 ALTRIA GROUP INC COM 02209S103 0 10 SH SOLE 10 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 710 40162 SH SOLE 40162 0 0 ANNALY CAPITAL MANAGEMENT IN COM 035710409 3800 451275 SH SOLE 451275 0 0 APPLE INC COM 037833100 2225 15723 SH SOLE 15723 0 0 BLUEROCK RESIDENTIAL GWT REI COM CL A 09627J102 3337 261921 SH SOLE 261921 0 0 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 594 7489 SH SOLE 7489 0 0 BROADCOM INC COM 11135F101 2525 5206 SH SOLE 5206 0 0 COCA COLA CO COM 191216100 2 30 SH SOLE 30 0 0 COGNEX CORP COM 192422103 1568 19545 SH SOLE 19545 0 0 CORNING INC COM 219350105 1313 35980 SH SOLE 35980 0 0 CUMMINS INC COM 231021106 779 3469 SH SOLE 3469 0 0 EXCHANGE TRADED CONCEPTS TR EMQQ EM INTERN 301505889 6313 127302 SH DFND 127302 0 0 FS KKR CAP CORP COM 302635206 6839 310305 SH SOLE 310305 0 0 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 3266 13845 SH DFND 13845 0 0 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 5062 89927 SH DFND 89927 0 0 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 10117 168770 SH DFND 168770 0 0 GLOBAL X FDS TELMDC&DIG ETF 37954Y285 1797 101383 SH SOLE 101383 0 0 GLOBAL X FDS CLOUD COMPUTNG 37954Y442 4973 169849 SH SOLE 169849 0 0 GLOBAL X FDS FINTECH ETF 37954Y814 1757 36586 SH SOLE 36586 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1040 2751 SH SOLE 2751 0 0 HEALTHCARE TR AMER INC CL A NEW 42225P501 432 14581 SH SOLE 14581 0 0 HOME DEPOT INC COM 437076102 1557 4743 SH SOLE 4743 0 0 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 2927 58589 SH SOLE 58589 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 4820 13466 SH DFND 13466 0 0 INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 2889 37398 SH SOLE 37398 0 0 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 2908 36375 SH SOLE 36375 0 0 ISHARES TR SELECT DIVID ETF 464287168 3276 28560 SH DFND 28560 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 2627 30491 SH SOLE 30491 0 0 ISHARES TR RUS MD CP GR ETF 464287481 2456 21915 SH DFND 21915 0 0 ISHARES TR AGENCY BOND ETF 464288166 681 5749 SH SOLE 5749 0 0 ISHARES TR U.S. MED DVC ETF 464288810 4031 64207 SH SOLE 64207 0 0 ISHARES U S ETF TR INOVATIV HLTCR 46431W622 3481 99162 SH SOLE 99162 0 0 ISHARES TR GENOMICS IMMUN 46435U192 2208 43546 SH SOLE 43546 0 0 J P MORGAN EXCHANGE-TRADED F US AGGREGATE ETF 46641Q241 2511 46267 SH DFND 46267 0 0 MICROSOFT CORP COM 594918104 2216 7862 SH SOLE 7862 0 0 MICRON TECHNOLOGY INC COM 595112103 2099 29572 SH SOLE 29572 0 0 NUCOR CORP COM 670346105 1255 12741 SH SOLE 12741 0 0 NVIDIA CORPORATION COM 67066G104 2706 13060 SH SOLE 13060 0 0 OSI ETF TR OSHS GBL INTER 67110P704 4609 87032 SH SOLE 87032 0 0 PEPSICO INC COM 713448108 2 11 SH SOLE 11 0 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 5205 195835 SH SOLE 195835 0 0 PULTE GROUP INC COM 745867101 1477 32158 SH SOLE 32158 0 0 QUANTA SVCS INC COM 74762E102 830 7291 SH SOLE 7291 0 0 RIO TINTO PLC SPONSORED ADR 767204100 3493 52280 SH SOLE 52280 0 0 ROCKWELL AUTOMATION INC COM 773903109 1028 3497 SH SOLE 3497 0 0 SPDR GOLD TR GOLD SHS 78463V107 3284 19997 SH DFND 19997 0 0 SPDR GOLD TR GOLD SHS 78463V107 2046 12460 SH SOLE 12460 0 0 SPDR SER TR S&P BIOTECH 78464A870 4108 32680 SH DFND 32680 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 6681 130518 SH DFND 130518 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 16734 326900 SH SOLE 326900 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 3279 25760 SH DFND 25760 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 3 20 SH SOLE 20 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 3266 47446 SH DFND 47446 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 3326 18534 SH DFND 18534 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 7646 42608 SH SOLE 42608 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 1822 11059 SH SOLE 11059 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 2458 22017 SH SOLE 22017 0 0 TARGET CORP COM 87612E106 12 53 SH SOLE 53 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 1326 21600 SH SOLE 21600 0 0 VENTAS INC COM 92276F100 148 2676 SH SOLE 2676 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 18 335 SH SOLE 335 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 885 4881 SH SOLE 4881 0 0 WILLSCOT MOBIL MINI HLDNG CO COM CL A 971378104 1903 59996 SH SOLE 59996 0 0 WISDOMTREE TR CLOUD COMPUTNG 97717Y691 3029 52563 SH SOLE 52563 0 0 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 1111 2155 SH SOLE 2155 0 0 APTIV PLC SHS G6095L109 651 4371 SH SOLE 4371 0 0 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 824 7360 SH SOLE 7360 0 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 997 1338 SH SOLE 1338 0 0