The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ARK ETF TR | FINTECH INNOVA | 00214Q708 | 902 | 17,660 | SH | SOLE | 17,660 | 0 | 0 | ||
AECOM | COM | 00766T100 | 1,119 | 17,447 | SH | SOLE | 17,447 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 2,314 | 29,475 | SH | SOLE | 29,475 | 0 | 0 | ||
ALTERYX INC | COM CL A | 02156B103 | 1,032 | 12,437 | SH | SOLE | 12,437 | 0 | 0 | ||
ALTRA INDL MOTION CORP | COM | 02208R106 | 378 | 6,840 | SH | SOLE | 6,840 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 15 | 300 | SH | SOLE | 300 | 0 | 0 | ||
ANNALY CAPITAL MANAGEMENT IN | COM | 035710409 | 2,409 | 280,168 | SH | SOLE | 280,168 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 12 | 47 | SH | SOLE | 47 | 0 | 0 | ||
BLACKROCK INC | COM | 09247X101 | 30 | 40 | SH | SOLE | 40 | 0 | 0 | ||
BLACKSTONE GROUP INC | COM | 09260D107 | 80 | 1,070 | SH | SOLE | 1,070 | 0 | 0 | ||
BLUEROCK RESIDENTIAL GWT REI | COM CL A | 09627J102 | 2,659 | 263,022 | SH | SOLE | 263,022 | 0 | 0 | ||
BOOZ ALLEN HAMILTON HLDG COR | CL A | 099502106 | 363 | 4,507 | SH | SOLE | 4,507 | 0 | 0 | ||
BROADCOM INC | COM | 11135F101 | 2,214 | 4,776 | SH | SOLE | 4,776 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 9 | 170 | SH | SOLE | 170 | 0 | 0 | ||
COGNEX CORP | COM | 192422103 | 1,083 | 13,046 | SH | SOLE | 13,046 | 0 | 0 | ||
CORNING INC | COM | 219350105 | 1,700 | 39,069 | SH | SOLE | 39,069 | 0 | 0 | ||
CUMMINS INC | COM | 231021106 | 763 | 2,945 | SH | SOLE | 2,945 | 0 | 0 | ||
FS KKR CAP CORP | COM | 302635206 | 2,587 | 130,453 | SH | SOLE | 130,453 | 0 | 0 | ||
FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 33733E302 | 3,110 | 14,262 | SH | DFND | 14,262 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | CONSUMR STAPLE | 33734X119 | 5,469 | 95,156 | SH | DFND | 95,156 | 0 | 0 | ||
FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 33739Q408 | 15,312 | 255,331 | SH | DFND | 255,331 | 0 | 0 | ||
FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 33739Q408 | 300 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
GLOBAL X FDS | TELMDC&DIG ETF | 37954Y285 | 2,064 | 107,926 | SH | SOLE | 107,926 | 0 | 0 | ||
GLOBAL X FDS | CLOUD COMPUTNG | 37954Y442 | 4,142 | 160,913 | SH | SOLE | 160,913 | 0 | 0 | ||
GLOBAL X FDS | FINTECH ETF | 37954Y814 | 893 | 20,230 | SH | SOLE | 20,230 | 0 | 0 | ||
HEALTHCARE TR AMER INC | CL A NEW | 42225P501 | 387 | 14,047 | SH | SOLE | 14,047 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 1,375 | 4,504 | SH | SOLE | 4,504 | 0 | 0 | ||
ICAHN ENTERPRISES LP | DEPOSITARY UNIT | 451100101 | 2,511 | 46,737 | SH | SOLE | 46,737 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 4,920 | 15,416 | SH | DFND | 15,416 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | WILDERHIL CLAN | 46137V134 | 3,840 | 39,028 | SH | SOLE | 39,028 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | SOLAR ETF | 46138G706 | 3,184 | 34,700 | SH | SOLE | 34,700 | 0 | 0 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 1,840 | 16,127 | SH | DFND | 16,127 | 0 | 0 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 3,813 | 28,149 | SH | SOLE | 28,149 | 0 | 0 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 2,630 | 30,491 | SH | SOLE | 30,491 | 0 | 0 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 2,354 | 23,064 | SH | DFND | 23,064 | 0 | 0 | ||
ISHARES TR | AGENCY BOND ETF | 464288166 | 818 | 6,949 | SH | SOLE | 6,949 | 0 | 0 | ||
ISHARES TR | U.S. MED DVC ETF | 464288810 | 3,671 | 11,113 | SH | SOLE | 11,113 | 0 | 0 | ||
ISHARES U S ETF TR | INOVATIV HLTCR | 46431W622 | 3,285 | 101,575 | SH | SOLE | 101,575 | 0 | 0 | ||
ISHARES TR | GENOMICS IMMUN | 46435U192 | 2,080 | 45,501 | SH | SOLE | 45,501 | 0 | 0 | ||
J P MORGAN EXCHANGE-TRADED F | US AGGREGATE | 46641Q613 | 5,865 | 218,446 | SH | DFND | 218,446 | 0 | 0 | ||
LORDSTOWN MOTORS CORP | COM CL A | 54405Q100 | 27 | 2,280 | SH | SOLE | 2,280 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 73 | 308 | SH | SOLE | 308 | 0 | 0 | ||
NVIDIA CORPORATION | COM | 67066G104 | 1,292 | 2,420 | SH | SOLE | 2,420 | 0 | 0 | ||
OSI ETF TR | OSHS GBL INTER | 67110P704 | 4,637 | 88,962 | SH | SOLE | 88,962 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 9 | 66 | SH | SOLE | 66 | 0 | 0 | ||
PIMCO DYNAMIC INCOME FD | SHS | 72201Y101 | 5,343 | 189,794 | SH | SOLE | 189,794 | 0 | 0 | ||
PULTE GROUP INC | COM | 745867101 | 1,671 | 31,867 | SH | SOLE | 31,867 | 0 | 0 | ||
QUANTA SVCS INC | COM | 74762E102 | 462 | 5,255 | SH | SOLE | 5,255 | 0 | 0 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 7 | 90 | SH | SOLE | 90 | 0 | 0 | ||
RIO TINTO PLC | SPONSORED ADR | 767204100 | 3,143 | 40,473 | SH | SOLE | 40,473 | 0 | 0 | ||
ROCKWELL AUTOMATION INC | COM | 773903109 | 1,818 | 6,848 | SH | SOLE | 6,848 | 0 | 0 | ||
SPS COMM INC | COM | 78463M107 | 5 | 51 | SH | SOLE | 51 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 3,264 | 20,405 | SH | DFND | 20,405 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 1,801 | 11,261 | SH | SOLE | 11,261 | 0 | 0 | ||
SPDR SER TR | S&P BIOTECH | 78464A870 | 1,446 | 10,659 | SH | DFND | 10,659 | 0 | 0 | ||
SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 | 11,771 | 229,400 | SH | SOLE | 229,400 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 5,132 | 43,964 | SH | DFND | 43,964 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 81 | 695 | SH | SOLE | 695 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 5,353 | 78,365 | SH | DFND | 78,365 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 5,044 | 30,014 | SH | DFND | 30,014 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 4,740 | 28,200 | SH | SOLE | 28,200 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 1,769 | 27,623 | SH | DFND | 27,623 | 0 | 0 | ||
SKYWORKS SOLUTIONS INC | COM | 83088M102 | 1,785 | 9,731 | SH | SOLE | 9,731 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 2,979 | 25,185 | SH | SOLE | 25,185 | 0 | 0 | ||
TARGET CORP | COM | 87612E106 | 28 | 140 | SH | SOLE | 140 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 92206C102 | 1,329 | 21,600 | SH | SOLE | 21,600 | 0 | 0 | ||
VENTAS INC | COM | 92276F100 | 264 | 4,944 | SH | SOLE | 4,944 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 721 | 12,394 | SH | SOLE | 12,394 | 0 | 0 | ||
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 1,008 | 4,693 | SH | SOLE | 4,693 | 0 | 0 | ||
WILLSCOT MOBIL MINI HLDNG CO | COM CL A | 971378104 | 1,689 | 60,855 | SH | SOLE | 60,855 | 0 | 0 | ||
WISDOMTREE TR | CLOUD COMPUTNG | 97717Y691 | 2,325 | 48,278 | SH | SOLE | 48,278 | 0 | 0 | ||
ZEBRA TECHNOLOGIES CORPORATI | CL A | 989207105 | 966 | 1,991 | SH | SOLE | 1,991 | 0 | 0 | ||
APTIV PLC | SHS | G6095L109 | 562 | 4,076 | SH | SOLE | 4,076 | 0 | 0 | ||
TEEKAY LNG PARTNERS L P | PRTNRSP UNITS | Y8564M105 | 614 | 42,669 | SH | SOLE | 42,669 | 0 | 0 |