0000849854-21-000005.txt : 20210503 0000849854-21-000005.hdr.sgml : 20210503 20210430190113 ACCESSION NUMBER: 0000849854-21-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210503 DATE AS OF CHANGE: 20210430 EFFECTIVENESS DATE: 20210503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STRATEGIC WEALTH MANAGEMENT INC CENTRAL INDEX KEY: 0000849854 IRS NUMBER: 911510392 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15527 FILM NUMBER: 21880622 BUSINESS ADDRESS: STREET 1: 105 CENTRAL WAY STE 206 CITY: KIRKLAND STATE: WA ZIP: 98033 BUSINESS PHONE: 4252507600 MAIL ADDRESS: STREET 1: 105 CENTRAL WAY STE 206 CITY: KIRKLAND STATE: WA ZIP: 98033 FORMER COMPANY: FORMER CONFORMED NAME: STRATEGIC WEALTH MANAGEMENT INC /ADV DATE OF NAME CHANGE: 20120813 FORMER COMPANY: FORMER CONFORMED NAME: STRATEGIC WEALTH MANAGEMENT INC DATE OF NAME CHANGE: 20120810 FORMER COMPANY: FORMER CONFORMED NAME: SAI ADVISORS INC /ADV DATE OF NAME CHANGE: 19910226 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000849854 XXXXXXXX 03-31-2021 03-31-2021 STRATEGIC WEALTH MANAGEMENT INC

105 CENTRAL WAY STE 206 KIRKLAND WA 98033

13F HOLDINGS REPORT 028-15527 N Patrick L. Sizemore 4252507600 Patrick L. Sizemore Kirkland WA 04-30-2021 1 74 166690 false 1 0001513227 028-14414 Smart Portfolios, LLC INFORMATION TABLE 2 SWM210331SEC13f.xml.xml ARK ETF TR FINTECH INNOVA 00214Q708 902 17660 SH SOLE 17660 0 0 AECOM COM 00766T100 1119 17447 SH SOLE 17447 0 0 ADVANCED MICRO DEVICES INC COM 007903107 2314 29475 SH SOLE 29475 0 0 ALTERYX INC COM CL A 02156B103 1032 12437 SH SOLE 12437 0 0 ALTRA INDL MOTION CORP COM 02208R106 378 6840 SH SOLE 6840 0 0 ALTRIA GROUP INC COM 02209S103 15 300 SH SOLE 300 0 0 ANNALY CAPITAL MANAGEMENT IN COM 035710409 2409 280168 SH SOLE 280168 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 12 47 SH SOLE 47 0 0 BLACKROCK INC COM 09247X101 30 40 SH SOLE 40 0 0 BLACKSTONE GROUP INC COM 09260D107 80 1070 SH SOLE 1070 0 0 BLUEROCK RESIDENTIAL GWT REI COM CL A 09627J102 2659 263022 SH SOLE 263022 0 0 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 363 4507 SH SOLE 4507 0 0 BROADCOM INC COM 11135F101 2214 4776 SH SOLE 4776 0 0 COCA COLA CO COM 191216100 9 170 SH SOLE 170 0 0 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GBL INTER 67110P704 4637 88962 SH SOLE 88962 0 0 PEPSICO INC COM 713448108 9 66 SH SOLE 66 0 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 5343 189794 SH SOLE 189794 0 0 PULTE GROUP INC COM 745867101 1671 31867 SH SOLE 31867 0 0 QUANTA SVCS INC COM 74762E102 462 5255 SH SOLE 5255 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 7 90 SH SOLE 90 0 0 RIO TINTO PLC SPONSORED ADR 767204100 3143 40473 SH SOLE 40473 0 0 ROCKWELL AUTOMATION INC COM 773903109 1818 6848 SH SOLE 6848 0 0 SPS COMM INC COM 78463M107 5 51 SH SOLE 51 0 0 SPDR GOLD TR GOLD SHS 78463V107 3264 20405 SH DFND 20405 0 0 SPDR GOLD TR GOLD SHS 78463V107 1801 11261 SH SOLE 11261 0 0 SPDR SER TR S&P BIOTECH 78464A870 1446 10659 SH DFND 10659 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 11771 229400 SH SOLE 229400 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 5132 43964 SH DFND 43964 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 81 695 SH SOLE 695 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 5353 78365 SH DFND 78365 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 5044 30014 SH DFND 30014 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 4740 28200 SH SOLE 28200 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1769 27623 SH DFND 27623 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 1785 9731 SH SOLE 9731 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 2979 25185 SH SOLE 25185 0 0 TARGET CORP COM 87612E106 28 140 SH SOLE 140 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 1329 21600 SH SOLE 21600 0 0 VENTAS INC COM 92276F100 264 4944 SH SOLE 4944 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 721 12394 SH SOLE 12394 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 1008 4693 SH SOLE 4693 0 0 WILLSCOT MOBIL MINI HLDNG CO COM CL A 971378104 1689 60855 SH SOLE 60855 0 0 WISDOMTREE TR CLOUD COMPUTNG 97717Y691 2325 48278 SH SOLE 48278 0 0 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 966 1991 SH SOLE 1991 0 0 APTIV PLC SHS G6095L109 562 4076 SH SOLE 4076 0 0 TEEKAY LNG PARTNERS L P PRTNRSP UNITS 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