0000849854-20-000001.txt : 20200122 0000849854-20-000001.hdr.sgml : 20200122 20200122133336 ACCESSION NUMBER: 0000849854-20-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200122 DATE AS OF CHANGE: 20200122 EFFECTIVENESS DATE: 20200122 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STRATEGIC WEALTH MANAGEMENT INC CENTRAL INDEX KEY: 0000849854 IRS NUMBER: 911510392 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15527 FILM NUMBER: 20538513 BUSINESS ADDRESS: STREET 1: 5400 CARILLON POINT STREET 2: BLDG 5000 4TH FL CITY: KIRKLAND STATE: WA ZIP: 98033 BUSINESS PHONE: 4252507600 MAIL ADDRESS: STREET 1: 5400 CARILLON POINT STREET 2: BLDG 5000 4TH FL CITY: KIRKLAND STATE: WA ZIP: 98033 FORMER COMPANY: FORMER CONFORMED NAME: STRATEGIC WEALTH MANAGEMENT INC /ADV DATE OF NAME CHANGE: 20120813 FORMER COMPANY: FORMER CONFORMED NAME: STRATEGIC WEALTH MANAGEMENT INC DATE OF NAME CHANGE: 20120810 FORMER COMPANY: FORMER CONFORMED NAME: SAI ADVISORS INC /ADV DATE OF NAME CHANGE: 19910226 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000849854 XXXXXXXX 12-31-2019 12-31-2019 STRATEGIC WEALTH MANAGEMENT INC

5400 CARILLON POINT BLDG 5000 4TH FL KIRKLAND WA 98033

13F HOLDINGS REPORT 028-15527 N Patrick L. Sizemore 425-250-7600 Patrick L. Sizemore Kirkland WA 01-22-2020 1 19 105241 false 1 0001513227 028-14414 Smart Portfolios, LLC INFORMATION TABLE 2 swm191231sec13f.xml Akre Focus Instl EQ FUND 742935125 19191 420754 SH SOLE 420754 0 0 Buffalo Discovery Fund Institu EQ FUND 119530707 7843 323430 SH SOLE 323430 0 0 Dodge & Cox Stock EQ FUND 256219106 1859 9593 SH SOLE 9593 0 0 Elements US Large Cap Fund EQ FUND 861728731 11566 879534 SH SOLE 879534 0 0 Harbor Capital Appreciation EQ FUND 411511504 13587 179368 SH SOLE 179368 0 0 OneSource Annuity Janus Aspen ANNUITY 999999999 269 10788 SH SOLE 10788 0 0 Consumer Discretionary SPDR ETF 81369Y407 5571 44415 SH DFND 1 44415 0 0 First Trust Consumer Staples E ETF 33734X119 2798 55924 SH DFND 1 55924 0 0 First Trust Internet Index ETF ETF 33733E302 3659 26303 SH DFND 1 26303 0 0 Health Care Select Sector SPDR ETF 81369Y209 2904 28513 SH DFND 1 28513 0 0 iShares Edge MSCI USA Quality ETF 46432F339 4852 48038 SH DFND 1 48038 0 0 iShares US Aerospace & Defense ETF 464288760 5026 22630 SH SOLE 22630 0 0 Berkshire Hath Hld B COM 084670702 4215 18610 SH SOLE 18610 0 0 Blackstone Group COM 09253U108 2949 52720 SH SOLE 52720 0 0 Icahn Enterprises COM 451100101 2801 45542 SH SOLE 45542 0 0 Schlumberger Limited COM 806857108 1216 30245 SH SOLE 30245 0 0 Wisdom Tree US Quality Div. Gr COM 97717X669 5688 117351 SH DFND 1 117351 0 0 Hartford Multifactor Developed ETF 518416102 4610 156972 SH DFND 1 156972 0 0 iShares MSCI Emerging Markets ETF 464287234 4638 103360 SH DFND 1 103360 0 0