0000849854-15-000001.txt : 20150126 0000849854-15-000001.hdr.sgml : 20150126 20150123173203 ACCESSION NUMBER: 0000849854-15-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150126 DATE AS OF CHANGE: 20150123 EFFECTIVENESS DATE: 20150126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STRATEGIC WEALTH MANAGEMENT INC /ADV CENTRAL INDEX KEY: 0000849854 IRS NUMBER: 911510392 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15527 FILM NUMBER: 15546510 BUSINESS ADDRESS: STREET 1: 550 KIRKLAND WAY STREET 2: SUITE 200 CITY: KIRKLAND STATE: WA ZIP: 98033 BUSINESS PHONE: 4252507600 MAIL ADDRESS: STREET 1: 550 KIRKLAND WAY STREET 2: SUITE 200 CITY: KIRKLAND STATE: WA ZIP: 98033 FORMER COMPANY: FORMER CONFORMED NAME: STRATEGIC WEALTH MANAGEMENT INC DATE OF NAME CHANGE: 20120810 FORMER COMPANY: FORMER CONFORMED NAME: SAI ADVISORS INC /ADV DATE OF NAME CHANGE: 19910226 FORMER COMPANY: FORMER CONFORMED NAME: STRATEGIC WEALTH MANAGEMENT INC /ADV DATE OF NAME CHANGE: 19890502 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0000849854 XXXXXXXX 12-31-2014 12-31-2014 STRATEGIC WEALTH MANAGEMENT INC /ADV

550 KIRKLAND WAY SUITE 200 KIRKLAND WA 98033

13F HOLDINGS REPORT 028-15527 N Patrick L. Sizemore 4252507600 Patrick L. Sizemore Kirkland WA 01-23-2015 1 57 102685 false 1 0001513227 028-14414 Smart Portfolios, LLC INFORMATION TABLE 2 141231SWMSEC13F.XML Consumer Discretionary SPDR ETF 81369Y407 11 155 SH SOLE 155 0 0 Consumer Discretionary SPDR ETF 81369Y407 3512 48680 SH DFND 01 48680 0 0 Consumer Staples Select Sector ETF 81369Y308 25 525 SH SOLE 525 0 0 Consumer Staples Select Sector ETF 81369Y308 7945 163844 SH DFND 01 163844 0 0 Financial Select Sector SPDR ETF 81369Y605 771 31178 SH SOLE 31178 0 0 Health Care Select Sector SPDR ETF 81369Y209 26 385 SH SOLE 385 0 0 Health Care Select Sector SPDR ETF 81369Y209 8126 118837 SH DFND 01 118837 0 0 PowerShares QQQ ETF 73935A104 773 7488 SH SOLE 7488 0 0 ProShares Ultra Technology ETF 74347R693 4635 30447 SH SOLE 30447 0 0 Schwab US Fundamental Large Co ETF 808524771 7523 249805 SH SOLE 249805 0 0 Technology Select Sector SPDR ETF 81369Y803 775 18745 SH SOLE 18745 0 0 Technology Select Sector SPDR ETF 81369Y803 3444 83285 SH DFND 01 83285 0 0 Utilities Spyder ETF 81369Y886 16 330 SH SOLE 330 0 0 Utilities Spyder ETF 81369Y886 3500 74120 SH DFND 01 74120 0 0 Vanguard Information Technolog ETF 92204A702 775 7416 SH SOLE 7416 0 0 Vanguard Mid Cap Growth ETF ETF 922908538 2213 21783 SH SOLE 21783 0 0 iShares Dow Jones US Energy ETF 464287796 1725 38500 SH SOLE 38500 0 0 iShares Dow Jones US Financial ETF 464287788 770 8532 SH SOLE 8532 0 0 iShares Dow Jones US Financial ETF 464287770 781 8506 SH SOLE 8506 0 0 iShares Dow Jones US Oil & Gas ETF 464288851 1750 24500 SH SOLE 24500 0 0 iShares Dow Jones US Technolog ETF 464287721 715 6853 SH SOLE 6853 0 0 iShares Goldman Sachs Software ETF 464287515 784 8443 SH SOLE 8443 0 0 iShares Russell Midcap Value I ETF 464287473 24 325 SH SOLE 325 0 0 iShares Russell Midcap Value I ETF 464287473 7699 104379 SH DFND 01 104379 0 0 iShares S&P MidCap Index ETF 464287507 24 165 SH SOLE 165 0 0 iShares S&P MidCap Index ETF 464287507 7689 53104 SH DFND 01 53104 0 0 iShares US Oil Equipment & Ser ETF 464288844 1699 34000 SH SOLE 34000 0 0 Altria Group COM 02209S103 640 12994 SH SOLE 12994 0 0 Apple COM 037833100 262 2375 SH SOLE 2375 0 0 Avago Technologies Ltd COM Y0486S104 1060 10540 SH SOLE 10540 0 0 Coca-Cola COM 191216100 622 14726 SH SOLE 14726 0 0 Garmin COM H2906T109 872 16507 SH SOLE 16507 0 0 Illumina Inc. COM 452327109 946 5123 SH SOLE 5123 0 0 KLA Tencor COM 482480100 630 8963 SH SOLE 8963 0 0 Keurig Green Mountain Inc COM 49271M100 811 6129 SH SOLE 6129 0 0 Kinder Morgan COM 49456B101 687 16237 SH SOLE 16237 0 0 Lorillard, Inc. COM 544147101 630 10004 SH SOLE 10004 0 0 Maxim Integrated Products COM 57772K101 623 19558 SH SOLE 19558 0 0 Micron Technology COM 595112103 1052 30044 SH SOLE 30044 0 0 NXP Semiconductors NV COM N6596X109 1274 16672 SH SOLE 16672 0 0 Philip Morris International, I COM 718172109 563 6909 SH SOLE 6909 0 0 Qualcomm COM 747525103 719 9671 SH SOLE 9671 0 0 SanDisk COM 80004C101 1011 10315 SH SOLE 10315 0 0 Williams Companies COM 969457100 584 13000 SH SOLE 13000 0 0 iShares Nasdaq Biotechnology ETF 464287556 6444 21243 SH SOLE 21243 0 0 iShares Nasdaq Biotechnology ETF 464287556 3560 11734 SH DFND 01 11734 0 0 iShares Russell 2000 Growth In ETF 464287648 1054 7400 SH SOLE 7400 0 0 iShares Russell 2000 Index ETF 464287655 533 4456 SH SOLE 4456 0 0 Gastar Exploration COM 367299203 67 27818 SH SOLE 27818 0 0 Imperial Petrolium Recovery COM 453079105 0 22000 SH SOLE 22000 0 0 Vanguard FTSE Europe ETF ETF 922042874 12 230 SH SOLE 230 0 0 Vanguard FTSE Europe ETF ETF 922042874 3917 74740 SH DFND 01 74740 0 0 iShares MSCI South Korea Index ETF 464286772 678 12255 SH SOLE 12255 0 0 Potash Corp of Saskatchewan ADR 73755L107 614 17391 SH SOLE 17391 0 0 PowerShares DB US Dollar Index ETF 73936D107 10 435 SH SOLE 435 0 0 PowerShares DB US Dollar Index ETF 73936D107 3373 140709 SH DFND 01 140709 0 0 iShares Goldman Sachs Natural ETF 464287374 1707 44550 SH SOLE 44550 0 0