-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ANMgzMTLhMAbNo2XHS+KuYD4ZahUIHGUbKV2CEwOO5egEBYGugR7zyhry3+ifKzL nzsOxAfae4sR8ujIlKXwVQ== 0000922907-04-000014.txt : 20040116 0000922907-04-000014.hdr.sgml : 20040116 20040116182341 ACCESSION NUMBER: 0000922907-04-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040114 FILED AS OF DATE: 20040116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHROEDER HORST W CENTRAL INDEX KEY: 0001241648 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13403 FILM NUMBER: 04530562 MAIL ADDRESS: STREET 1: P O BOX 8027 CITY: HILTON HEAD ISLAND STATE: SC ZIP: 29938 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN ITALIAN PASTA CO CENTRAL INDEX KEY: 0000849667 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 841032638 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4100 N MULBERRY DRIVE SUITE 200 CITY: KANSAS CITY STATE: MO ZIP: 64116 BUSINESS PHONE: 8165026000 MAIL ADDRESS: STREET 1: 4100 N MULBERRY DRIVE SUITE 200 CITY: KANSS CITY STATE: MO ZIP: 64116 4 1 form4_011404ex.xml X0201 4 2004-01-14 0 0000849667 AMERICAN ITALIAN PASTA CO PLB 0001241648 SCHROEDER HORST W 4100 NORTH MULBERRY DRIVE, SUITE 200 KANSAS CITY MO 64116 1 1 0 0 Chairman of the Board Class A Convertible Common Stock, par value $0.001 per share 2004-01-14 4 F 0 343 37.43 D 143564 D Class A Convertible Common Stock, par value $0.001 per share 11406 I By Wife Employee Stock Option (right to buy) 12.23 2005-07-01 Class A Common Stock 88915 88915 D Employee Stock Option (right to buy) 18.00 2007-10-09 Class A Common Stock 275942 275942 D Employee Stock Option (right to buy) 25.00 1999-10-21 1999-10-21 Class A Common Stock 50000 50000 D Employee Stock Option (right to buy) 25.00 1999-10-21 Class A Common Stock 50000 50000 D Employee Stock Option (right to buy) 18.50 2010-09-28 Class A Common Stock 30000 30000 D Employee Stock Option (right to buy) 38.90 2012-10-23 Class A Common Stock 15000 15000 D Employee Stock Option (right to buy) 34.35 2013-01-14 Class A Common Stock 75000 75000 D These securities are owned by Gisela I. Schroeder, Trustee of the Living Trust of Gisela I. Schroeder, U/T/I dated May 24, 1985, who is the wife of Horst W. Schroeder. Each of the other reporting persons on this Form 4 disclaims beneficial ownership except, to the extent of his/her pecuniary interest therein. The option vests in five equal annual installments beginning on July 1, 1996. The option vests in three annual installments as follows: 206,956 shares will vest on October 9, 1998, 34,493 shares will vest on October 9, 1999, and 34,493 shares will vest on October 9, 2000. The option vests in four equal annual installments beginning on October 21, 2000. The option vests 50% on September 28, 2000, and the remainder in three equal annual installments beginning on September 28, 2001. The option vests on October 23, 2002, and is exercisable on and after April 23, 2003. The option vests 25% on January 14, 2003, and the remainder in three equal annual installments beginning on January 14, 2004. Schroeder, Horst W. - Pursuant to a Stockholders Agreement with certain stockholders of the corporation, the reporting person may be deemed to have shared voting and/or investment power over the shares of Class A Common Stock beneficially owned by persons subject to such agreement. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. /s/ Horst W. Schroeder 2004-01-15 -----END PRIVACY-ENHANCED MESSAGE-----