10-Q/A 1 f10qa9-01.txt AMENDMENT NO. 1 TO FORM 10-Q 9-30-01 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q/A (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2001 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to --------- --------- Commission File Number 0-17739 RAMTRON INTERNATIONAL CORPORATION ------------------------------------------------------------------------------ (Exact name of registrant as specified in its charter) Delaware 84-0962308 ------------------------------------------------------------------------------ (State or other jurisdiction (I.R.S. Employer of incorporation or organization) Identification No.) 1850 Ramtron Drive, Colorado Springs, CO 80921 ------------------------------------------------------------------------------ (Address of principal executive offices) (Zip Code) (Registrant's telephone number, including area code) (719) 481-7000 Indicate by check mark whether registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes /X/ No / / Indicate the number of shares outstanding of each of the issuer's classes of common stock, as of the latest practicable date. Common Stock, $.01 Par Value - 22,080,207 as of November 9, 2001. EXPLANATORY NOTE We are filing this amendment to our Quarterly Report on Form 10-Q, originally filed with the Securities and Exchange Commission on November 13, 2001, solely for the purpose of amending Exhibit 10.1* under Item 6 of Part II. Page-1 ITEM 6 - EXHIBITS AND REPORTS ON FORM 8-K (a) Exhibits Exhibit 10.1* Joint Development and License Agreement between the Registrant and Texas Instruments dated August 14, 2001. * Confidential treatment has been granted or requested with respect to portions of this exhibit, and such confidential portions have been deleted and separately filed with the Securities and Exchange Commission pursuant to Rule 24b-2 or Rule 406. (b) Reports on Form 8-K On August 24, 2001, the Registrant filed a report on Form 8-K. The items reported were Item 5 - "Other Events" and Item 7 - "Financial Statements and Exhibits." SIGNATURES Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. RAMTRON INTERNATIONAL CORPORATION (Registrant) August 2, 2002 /S/ LuAnn D. Hanson ------------------------- LuAnn D. Hanson Chief Financial Officer (Principal Accounting Officer) Page-2