0001209191-23-030358.txt : 20230517 0001209191-23-030358.hdr.sgml : 20230517 20230517180625 ACCESSION NUMBER: 0001209191-23-030358 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230515 FILED AS OF DATE: 20230517 DATE AS OF CHANGE: 20230517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DERSE NATALIE MARIE CENTRAL INDEX KEY: 0001817767 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17781 FILM NUMBER: 23933170 MAIL ADDRESS: STREET 1: 60 E RIO SALADO PARKWAY STREET 2: SUITE 1000 CITY: TEMPE STATE: AZ ZIP: 85281 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Gen Digital Inc. CENTRAL INDEX KEY: 0000849399 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770181864 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 60 E RIO SALADO PARKWAY STREET 2: SUITE 1000 CITY: TEMPE STATE: AZ ZIP: 85281 BUSINESS PHONE: 650-527-2900 MAIL ADDRESS: STREET 1: 60 E RIO SALADO PARKWAY STREET 2: SUITE 1000 CITY: TEMPE STATE: AZ ZIP: 85281 FORMER COMPANY: FORMER CONFORMED NAME: NortonLifeLock Inc. DATE OF NAME CHANGE: 20191030 FORMER COMPANY: FORMER CONFORMED NAME: SYMANTEC CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-05-15 0 0000849399 Gen Digital Inc. GEN 0001817767 DERSE NATALIE MARIE 60 E. RIO SALADO PARKWAY, SUITE 1000 TEMPE AZ 85281 0 1 0 0 CFO 0 Common Stock 2023-05-15 4 M 0 177778 16.41 A 493131 D Common Stock 2023-05-15 4 F 0 84928 16.41 D 408203 D Performance-Based Restricted Stock Units 2023-05-15 4 A 0 177778 0.00 A Common Stock 177778 177778 D Performance-Based Restricted Stock Units 2023-05-15 4 M 0 177778 0.00 D Common Stock 177778 0 D Shares withheld by Gen Digital Inc. to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. On August 10, 2020, Ms. Derse was granted 103,912 shares of performance-based restricted stock units (PRUs). The PRUs vest based on Gen Digital's performance in achieveing target total shares return (TSR) and target compound annual growth rate (CAGR) over a three-year fiscal period ending March 31, 2023, as determined by the Compensation and Leadership Development Committee, up to 200%. The performance criteria was determined to have been met at 171.085% of the target, resulting in the vesting of 177,778 PRUs. /s/ Bryan Ko, as attorney-in-fact for Natalie Derse 2023-05-17