-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JWAysfA4XSChL8bzdvrdY/41V2ElI4ciH5dfjez8nmU1M0DVng8OqcRJN17QbSS5 oiVOF4jIUgF+2gV1wqbFkQ== 0001209191-05-035905.txt : 20050706 0001209191-05-035905.hdr.sgml : 20050706 20050706214940 ACCESSION NUMBER: 0001209191-05-035905 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050702 FILED AS OF DATE: 20050706 DATE AS OF CHANGE: 20050706 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SYMANTEC CORP CENTRAL INDEX KEY: 0000849399 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770181864 STATE OF INCORPORATION: DE FISCAL YEAR END: 0402 BUSINESS ADDRESS: STREET 1: 20330 STEVENS CREEK BLVD CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: 4082539600 MAIL ADDRESS: STREET 1: 20330 STEVENS CREEK BLVD CITY: CUPERTINO STATE: CA ZIP: 95014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROUX DAVID J CENTRAL INDEX KEY: 0001234273 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17781 FILM NUMBER: 05942263 BUSINESS ADDRESS: STREET 1: VERITAS SOFTWARE CORP. STREET 2: 350 ELLIS STREET CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650 233 8120 MAIL ADDRESS: STREET 1: C/O SILVER LAKE PARTNERS STREET 2: 2725 SAND HILL ROAD SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2005-07-02 0 0000849399 SYMANTEC CORP SYMC 0001234273 ROUX DAVID J 20330 STEVENS CREEK BOULEVARD CUPERTINO CA 95014 1 0 0 0 Non-Qualified Stock Option (right to buy) 16.0825 2005-07-02 5 A 0 E 39347 A 2014-08-25 Common Stock 39347 39347 D Non-Qualified Stock Option (right to buy) 22.6739 2005-07-02 5 A 0 E 39347 A 2013-05-13 Common Stock 39347 39347 D Non-Qualified Stock Option (right to buy) 25.4047 2005-07-02 5 A 0 E 39347 A 2012-05-14 Common Stock 39347 39347 D Non-Qualified Stock Option (right to buy) 36.9151 2005-07-02 5 A 0 E 112420 A 2012-03-15 Common Stock 112420 112420 D Non-Qualified Stock Option (right to buy) 21.22 2005-07-02 4 A 0 20000 0.00 A 2015-07-02 Common Stock 20000 20000 D Exempt transaction pursuant to Rule 16b-3(d) of the Exchange Act of 1934 as amended. Option was received pursuant to the merger with Symantec Corporation in exchange for a director stock option to acquire 35,000 shares of VERITAS Software Corporation common stock having an exercise price of $18.08 per share and vesting in forty-eight equal monthly installments beginning 8/25/2004, subject to 100% acceleration for all unvested shares on the effective date of the merger. Option was received pursuant to the merger with Symantec Corporation in exchange for a director stock option to acquire 35,000 shares of VERITAS Software Corporation common stock having an exercise price of $25.49 per share and vesting in forty-eight equal monthly installments beginning 5/13/2003, subject to 100% acceleration for all unvested shares on the effective date of the merger. Option was received pursuant to the merger with Symantec Corporation in exchange for a director stock option to acquire 35,000 shares of VERITAS Software Corporation common stock having an exercise price of $28.56 per share and vesting in forty-eight equal monthly installments beginning 5/14/2002, subject to 100% acceleration for all unvested shares on the effective date of the merger. Option was received pursuant to the merger with Symantec Corporation in exchange for a director stock option to acquire 100,000 shares of VERITAS Software Corporation common stock having an exercise price of $41.50 per share and vesting in forty-eight equal monthly installments beginning 3/15/2002, subject to 100% acceleration for all unvested shares on the effective date of the merger. Twenty-five percent of the option vests and becomes exercisable on one year anniversary of grant date, and remaining option vests and becomes exercisable in thirty-six equal monthly installments thereafter. Edward F. Malysz, attorney-in-fact for David Roux 2005-07-06 -----END PRIVACY-ENHANCED MESSAGE-----