EX-4.07 2 f25399orexv4w07.htm EXHIBIT 4.07 exv4w07
 

Exhibit 4.07
(CERTIFICATE)


 

     A statement of the powers, designations, preferences and relative, participating, optional or other special rights of each class of stock or series thereof and the qualifications, limitations or restrictions of such preferences and/or rights as established, from time to time, by the Certificate of Incorporation of the Corporation and by any certificate of determination, the number of shares constituting each class and series, and the designations thereof, may be obtained by the holder hereof upon request and without charge at the principal office of the Corporation.
     This certificate also evidences and entitles the holder hereof to certain rights (the“Rights”) as set forth in a Rights Agreement between Symantec Corporation and BankBoston, N.A. dated as of August 12, 1998, as such may subsequently be amended (the “Rights Agreement”), the terms of which are hereby incorporated herein by reference and a copy of which is on file at the principal executive offices of Symantec Corporation. Under certain circumstances, as set forth in the Rights Agreement, such Rights will be evidenced by separate certificates and will no longer be evidenced by this certificate. Symantec Corporation will mail to the holder of this certificate a copy of the Rights Agreement without charge after receipt of a written request therefor. As described in Section 11 (a)(ii) of the Rights Agreement, Rights issued to or held by any Person who becomes an Acquiring Person (as defined in the Rights Agreement), and certain other Persons shall become null and void.
     EquiServe Trust Company, N.A. is the successor Rights Agent to the above referenced Agreement.
     The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:
                     
     TEN COM
    as tenants in common   UNIF GIFT MIN ACT                              Custodian                              
     TEN ENT
    as tenants by the entireties                  (Cust)                              (Minor)
     JT TEN
    as joint tenants with right of           under Uniform Gifts to Minors
 
      survivorship and not as tenants           Act                                                                 
 
      in common           (State)
 
          UNIF TRF MIN ACT                         Custodian (until age                    )
 
                       (Cust)
 
                                        under Uniform Transfers to
 
                       (Minor)
 
                  Minors Act                                                  
 
                  (State)
Additional abbreviations may also be used though not in the above list.
     FOR VALUE RECEIVED,                                                              hereby sell, assign and transfer unto
PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE
 
      


 
(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)
 
 
         
 
      Shares
 
 
of the common stock represented by the within Certificate, and do hereby irrevocably constitute and appoint
         
 
      Attorney
 
 
to transfer the said stock on the books of the within named Corporation with full power of substitution in the premises.
         
Dated
       
 
 
 
   
     
X
   
 
   
X
   
 
   
NOTICE:
  THE SIGNATURE(S) TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME(S) AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER.
Signature(s) Guaranteed
         
By 
       
 
 
 
   
THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15.