-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bg7G+LXIhuZTKYrgPMOu4WpC+zVvWw5l0Q5xeLNMtc4WWOTBqeOcUii5hfO2I0Uu 2HHzuGP8Dir0C1RDmuWTNw== 0000891618-03-000211.txt : 20030123 0000891618-03-000211.hdr.sgml : 20030123 20030123131953 ACCESSION NUMBER: 0000891618-03-000211 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030121 FILED AS OF DATE: 20030123 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: MYERS GREG CENTRAL INDEX KEY: 0001184221 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 MAIL ADDRESS: STREET 1: 20330 STEVENS CREEK BLVD. CITY: CUPERTINO STATE: CA ZIP: 95014 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SYMANTEC CORP CENTRAL INDEX KEY: 0000849399 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770181864 STATE OF INCORPORATION: DE FISCAL YEAR END: 0402 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17781 FILM NUMBER: 03522016 BUSINESS ADDRESS: STREET 1: 20330 STEVENS CREEK BLVD CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: 4082539600 MAIL ADDRESS: STREET 1: 20330 STEVENS CREEK BLVD CITY: CUPERTINO STATE: CA ZIP: 95014 4 1 f87099gme4.htm FORM 4 Symantec Corporation Form 4 January 21, 2003
 

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM 4

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935
or Section 30(h) of the Investment Company Act of 1940

o Check this box if no longer
subject to Section 16.
Form 4 or Form 5
obligations may continue.
See Instruction 1(b)

1. Name and Address of Reporting
Person*
(Last, First, Middle)
2. Issuer Name and Ticker or
Trading Symbol
3. I.R.S. Identification Number of Reporting
Person, if an entity
(Voluntary)
  MYERS, GREGORY
  SYMANTEC CORPORATION (SYMC)
 
  SYMANTEC CORPORATION
20330 STEVENS CREEK BLVD.

4. Statement for (Month/Day/Year) 5. If Amendment, Date of Original (Month/Day/Year)
    JANUARY 21, 2003
 
  (Street) 6. Relationship of Reporting Person(s) to Issuer (Check All Applicable) 7. Individual or Joint/Group Filing
(Check Applicable Line)
  CUPERTINO, CA 95014
(City)                (State)           (Zip)
  o  Director o  10% Owner   þ Form filed by One Reporting Person
    þ  Officer (give title below)   o Form filed by More than One Reporting Person
    o  Other (specify below)  
        SENIOR VICE PRESIDENT AND CFO
     

Reminder:   Report on a separate line for each class of securities beneficially owned directly or indirectly.
 
*   If the form is filed by more than one reporting person, see instruction 4(b)(v).
 

 


 


Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security
(Instr. 3)
2. Transaction Date
(Month/Day/Year)
2a. Deemed Execution
Date, if any.

(Month/Day/Year)
3. Transaction Code
(Instr. 8)
4. Securities Acquired (A)
or Disposed of (D)

(Instr. 3, 4 and 5)
5. Amount of Securities
Beneficially Owned
Following Reported
Transactions(s)

(Instr. 3 and 4)
6. Ownership
Form:
Direct (D) or
Indirect (I)

(Instr. 4)
7. Nature of
Indirect
Beneficial
Ownership

(Instr. 4)

              Code V   Amount (A)
or
(D)
Price            

  COMMON STOCK   1/21/03   M   4,217   A 27.8125          

  COMMON STOCK   1/21/03     M   27291   A 17.2813          

  COMMON STOCK   1/21/03     M   2,326   A 7.00          

  COMMON STOCK   1/21/03     M   1,166   A 9.6250          

  COMMON STOCK   1/21/03     S   4,217   D 45.9000          

  COMMON STOCK   1/21/03     S   10,000   D 45.8700          

  COMMON STOCK   1/21/03     S   6,508   D 45.8300          

  COMMON STOCK   1/21/03   S   5,000   D 45.8600          

  COMMON STOCK   1/21/03   S   5,783   D 45.9000          

  COMMON STOCK   1/21/03   S   2,236   D 45.8300          

  COMMON STOCK   1/21/03   S   1,166   D 45.83     3,664     D  

                   

                   

                   

Page 2


 


Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned
  (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative
Security

(Instr. 3)
2. Conversion or Exercise
Price of Derivative
Security
3. Transaction
Date

(Month/Day/Year)
3a. Deemed Execution
Date, if any

(Month/Day/Year)
4. Transaction
Code

(Instr. 8)
5. Number of Derivative Securities
Acquired (A) or Disposed of (D)

(Instr. 3, 4 and 5)

                      Code V   (A) (D)

  OPTION TO BUY STOCK   27.8125     1/21/03     M   D

  OPTION TO BUY STOCK   17.2813     1/21/03     M   D

  OPTION TO BUY STOCK   7.000     1/21/03     M   D

  OPTION TO BUY STOCK   9.6250     1/21/03     M   D

             

             

             

             

             

             

Page 3


 


Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned — Continued
(e.g., puts, calls, warrants, options, convertible securities)

6. Date Exercisable and
Expiration Date

(Month/Day/Year)
7. Title and Amount
of Underlying Securities

(Instr. 3 and 4)
8. Price of Derivative
Security

(Instr. 5)
9. Number of Derivative
Securities Beneficially Owned
Following Reported Transaction(s)

(Instr. 4)
10. Ownership Form of
Derivative Security:
Direct (D) or Indirect (I)

(Instr. 4)
11. Nature of
Indirect
Beneficial
Ownership

(Instr. 4)

  Date
Exercisable
Expiration
Date
  Title Amount or
Number of
Shares
                       

    COMMON 4,217              

    COMMON 27,291              

    COMMON 2,236              

    COMMON 1,166         362,500     D  

                 

                 

                 

                 

                 

                 

Explanation of Responses:

M- EXERCISE OR CONVERSION OF DERIVATIVE SECURITY EXEMPTED PURSUANT TO RULE 16b3 (SAMEDAY SALE OF 35,000 OPTION/SHARES)

S--OPEN MARKET OR PRIVATE SALE OF NON-DERIVATIVE OR DERIVATIVE SECURITY

/s/ GREGORY MYERS   JANUARY 21, 2003

**Signature of Reporting Person
 
Date


**   Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
 
Note:   File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instructions 6 for procedure.
 

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