-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UyCEdYP1kfTAe4Uxk3yGtdhQTB3dAJ1Nna/nCwnblKSCDCGlItiRTyWB7JifIhgX iZBcmwNtOfLECxd3slrlsA== 0000891618-02-005394.txt : 20021203 0000891618-02-005394.hdr.sgml : 20021203 20021203164123 ACCESSION NUMBER: 0000891618-02-005394 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021202 FILED AS OF DATE: 20021203 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: RANNINGER REBECCA CENTRAL INDEX KEY: 0001184224 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 MAIL ADDRESS: STREET 1: 20330 STEVENS CREEK BLVD. CITY: CUPERTINO STATE: CA ZIP: 95014 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SYMANTEC CORP CENTRAL INDEX KEY: 0000849399 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770181864 STATE OF INCORPORATION: DE FISCAL YEAR END: 0402 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17781 FILM NUMBER: 02847560 BUSINESS ADDRESS: STREET 1: 20330 STEVENS CREEK BLVD CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: 4082539600 MAIL ADDRESS: STREET 1: 20330 STEVENS CREEK BLVD CITY: CUPERTINO STATE: CA ZIP: 95014 4 1 f86261rre4.htm FORM 4 FORM 4
 

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM 4

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935
or Section 30(h) of the Investment Company Act of 1940

o Check this box if no longer
subject to Section 16.
Form 4 or Form 5
obligations may continue.
See Instruction 1(b)
1. Name and Address of Reporting
Person* (Last, First, Middle)		 2. Issuer Name and Ticker or
Trading Symbol		 3. I.R.S. Identification Number of Reporting
Person, if an entity (Voluntary)
  RANNINGER, REBECCA
  SYMANTEC CORPORATION (SYMC)
 
  SYMANTEC CORPORATION
20330 STEVENS CREEK BLVD.
4. Statement for (Month/Day/Year) 5. If Amendment, Date of Original (Month/Day/Year)
    DECEMBER 2, 2002
 
  (Street) 6. Relationship of Reporting Person(s) to Issuer (Check All Applicable) 7. Individual or Joint/Group Filing
(Check Applicable Line)
  CUPERTINO, CA 95014
(City)                (State)           (Zip)		   o  Director o  10% Owner   x Form filed by One Reporting Person
    x  Officer (give title below)   o Form filed by More than One Reporting Person
    o  Other (specify below)  
        SENIOR VICE PRESIDENT HUMAN RESOURCES
     
Reminder:   Report on a separate line for each class of securities beneficially owned directly or indirectly.
 
*   If the form is filed by more than one reporting person, see instruction 4(b)(v).
 

 

 
Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security
(Instr. 3)		 2. Transaction Date
(Month/Day/Year)		 2a. Deemed Execution
Date, if any.
(Month/Day/Year)		 3. Transaction Code
(Instr. 8)		 4. Securities Acquired (A)
or Disposed of (D)
(Instr. 3, 4 and 5)		 5. Amount of Securities
Beneficially Owned
Following Reported
Transactions(s)
(Instr. 3 and 4)		 6. Ownership
Form:
Direct (D) or
Indirect (I)
(Instr. 4)		 7. Nature of
Indirect
Beneficial
Ownership
(Instr. 4)
              Code V   Amount (A)
or
(D)		 Price            
  COMMON STOCK   12/2/2002   M   500   A 10.5         D  
  COMMON STOCK   12/2/2002     S   500   D 44.0         D  
  COMMON STOCK   12/2/2002     M   200   A 10.5         D  
  COMMON STOCK   12/2/2002     S   200   D 43.96         D  
  COMMON STOCK   12/2/2002     M   10322   A 10.5         D  
  COMMON STOCK   12/2/2002     S   10322   D 43.95         D  
  OPTION TO BUY STOCK   12/02/2002   M   300   A 10.5          
  OPTION TO BUY STOCK   12/02/2002   S   300   D 44.06          
  OPTION TO BUY STOCK   12/02/2002   M   300   A 10.5          
  OPTION TO BUY STOCK   12/02/2002   S   300   D 44.14          
  OPTION TO BUY STOCK   12/02/2002   M   7278   A 10.5          
  COMMON STOCK   12/02/2002   S   7278   D 44.          
  COMMON STOCK   12/02/2002   M   800   A 10.5          
  COMMON STOCK   12/02/2002   S   800   D 44.05          
  COMMON STOCK   12/02/2002   M   300   A 10.5          
  COMMON STOCK   12/02/2002   S   300   D 44.04          
  COMMON STOCK   12/02/2002   M   2122   A 11.625          
  COMMON STOCK   12/02/2002   S   2122   D 44.0     6738     D  

Page 2

 
Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned
  (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative
Security
(Instr. 3)		 2. Conversion or Exercise
Price of Derivative
Security		 3. Transaction
Date
(Month/Day/Year)		 3a. Deemed Execution
Date, if any
(Month/Day/Year)		 4. Transaction
Code
(Instr. 8)		 5. Number of Derivative Securities
Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
                      Code V   (A) (D)
  OPTION TO BUY STOCK   10.50     12/02/2002     M   D
  OPTION TO BUY STOCK   11.625     12/02/2002     M   D
             
             
             
             
             
             
             
             

Page 3

 
Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned — Continued
(e.g., puts, calls, warrants, options, convertible securities)
6. Date Exercisable and
Expiration Date
(Month/Day/Year)		 7. Title and Amount
of Underlying Securities
(Instr. 3 and 4)		 8. Price of Derivative
Security
(Instr. 5)		 9. Number of Derivative
Securities Beneficially Owned
Following Reported Transaction(s)
(Instr. 4)		 10. Ownership Form of
Derivative Security:
Direct (D) or Indirect (I)
(Instr. 4)		 11. Nature of
Indirect
Beneficial
Ownership
(Instr. 4)
  Date
Exercisable		 Expiration
Date		   Title Amount or
Number of
Shares		                        
    COMMON 20000              
    COMMON 2122         113265     D  
                 
                 
                 
                 
                 
                 
                 
                 

Explanation of Responses:

OPTIONS EXERCISED-SAME DAY SALE

/S/ REBECCA RANNINGER   DECEMBER 3, 2002
**Signature of Reporting Person		  
Date

**   Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
 
Note:   File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
 

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