0001754074-23-000003.txt : 20230330 0001754074-23-000003.hdr.sgml : 20230330 20230330181804 ACCESSION NUMBER: 0001754074-23-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230328 FILED AS OF DATE: 20230330 DATE AS OF CHANGE: 20230330 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Topline Capital Partners, LP CENTRAL INDEX KEY: 0001754074 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39471 FILM NUMBER: 23782147 BUSINESS ADDRESS: STREET 1: 544 EUCLID STREET CITY: SANTA MONICA STATE: CA ZIP: 90402 BUSINESS PHONE: 310-804-0737 MAIL ADDRESS: STREET 1: 544 EUCLID STREET CITY: SANTA MONICA STATE: CA ZIP: 90402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heritage Global Inc. CENTRAL INDEX KEY: 0000849145 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 592291344 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858-847-0655 MAIL ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: Counsel RB Capital Inc. DATE OF NAME CHANGE: 20110121 FORMER COMPANY: FORMER CONFORMED NAME: C2 Global Technologies Inc DATE OF NAME CHANGE: 20050812 FORMER COMPANY: FORMER CONFORMED NAME: ACCERIS COMMUNICATIONS INC DATE OF NAME CHANGE: 20040220 4 1 primary_doc.xml PRIMARY DOCUMENT X0407 4 2023-03-28 0 0000849145 Heritage Global Inc. HGBL 0001754074 Topline Capital Partners, LP 544 EUCLID STREET SANTA MONICA CA 90402 0 0 1 0 0 Common Stock 2023-03-27 4 S 0 35345 2.88 D 3946012 D Common Stock 2023-03-29 4 S 0 19283 2.86 D 3926729 D Common Stock 2023-03-30 4 S 0 16269 2.88 D 3910460 D Topline Capital Partners, LP By: Topline Capital Management, LLC, the general partner By: Collin McBirney, its Managing Member 2023-03-30