0001754074-20-000004.txt : 20201006 0001754074-20-000004.hdr.sgml : 20201006 20201006173321 ACCESSION NUMBER: 0001754074-20-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201002 FILED AS OF DATE: 20201006 DATE AS OF CHANGE: 20201006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Topline Capital Partners, LP CENTRAL INDEX KEY: 0001754074 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39471 FILM NUMBER: 201227655 BUSINESS ADDRESS: STREET 1: 2913 3RD STREET UNIT 201 CITY: SANTA MONICA STATE: CA ZIP: 90405 BUSINESS PHONE: 310-804-0737 MAIL ADDRESS: STREET 1: 2913 3RD STREET UNIT 201 CITY: SANTA MONICA STATE: CA ZIP: 90405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heritage Global Inc. CENTRAL INDEX KEY: 0000849145 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 592291344 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858-847-0655 MAIL ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: Counsel RB Capital Inc. DATE OF NAME CHANGE: 20110121 FORMER COMPANY: FORMER CONFORMED NAME: C2 Global Technologies Inc DATE OF NAME CHANGE: 20050812 FORMER COMPANY: FORMER CONFORMED NAME: ACCERIS COMMUNICATIONS INC DATE OF NAME CHANGE: 20040220 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-10-02 0 0000849145 Heritage Global Inc. HGBL 0001754074 Topline Capital Partners, LP 2913 3RD STREET UNIT 201 SANTA MONICA CA 90405 0 0 1 0 Common Stock 2020-10-02 4 P 0 800000 1.75 A 4311063 D Common Stock 2020-10-02 4 P 0 48937 1.82 A 4360000 D Common Stock 2020-10-05 4 P 0 27708 1.86 A 4387708 D Common Stock 2020-10-06 4 P 0 32292 1.91 A 4420000 D Topline Capital Partners, LP By: Topline Capital Management, LLC, the general partner By: Collin McBirney, its Managing Member 2020-10-06