0001209191-23-019988.txt : 20230320 0001209191-23-019988.hdr.sgml : 20230320 20230320085510 ACCESSION NUMBER: 0001209191-23-019988 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230301 FILED AS OF DATE: 20230320 DATE AS OF CHANGE: 20230320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOVE ROSS CENTRAL INDEX KEY: 0001245119 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39471 FILM NUMBER: 23745026 MAIL ADDRESS: STREET 1: 330 HATCH DRIVE CITY: FOSTER CITY STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heritage Global Inc. CENTRAL INDEX KEY: 0000849145 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 592291344 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858-847-0655 MAIL ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: Counsel RB Capital Inc. DATE OF NAME CHANGE: 20110121 FORMER COMPANY: FORMER CONFORMED NAME: C2 Global Technologies Inc DATE OF NAME CHANGE: 20050812 FORMER COMPANY: FORMER CONFORMED NAME: ACCERIS COMMUNICATIONS INC DATE OF NAME CHANGE: 20040220 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-03-01 0 0000849145 Heritage Global Inc. HGBL 0001245119 DOVE ROSS 12625 HIGH BLUFF DRIVE, SUITE 305 SAN DIEGO CA 92130 1 1 0 0 CEO 0 Common Stock 2023-03-01 4 A 0 56864 0.00 A 2228173 D Common Stock 2023-03-01 4 F 0 19664 2.57 D 2208509 D These shares are restricted and will vest in full on March 1, 2024. /s/ Ross Dove by James E. Sklar POA 2023-03-20