0000950170-24-133329.txt : 20241204 0000950170-24-133329.hdr.sgml : 20241204 20241204165034 ACCESSION NUMBER: 0000950170-24-133329 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241203 FILED AS OF DATE: 20241204 DATE AS OF CHANGE: 20241204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ludwig David Van CENTRAL INDEX KEY: 0001628293 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39471 FILM NUMBER: 241526796 MAIL ADDRESS: STREET 1: 10 SUNSET HILLS PROFESSIONAL CENTRE CITY: EDWARDSVILLE STATE: IL ZIP: 62025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heritage Global Inc. CENTRAL INDEX KEY: 0000849145 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 592291344 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858-847-0655 MAIL ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: Counsel RB Capital Inc. DATE OF NAME CHANGE: 20110121 FORMER COMPANY: FORMER CONFORMED NAME: C2 Global Technologies Inc DATE OF NAME CHANGE: 20050812 FORMER COMPANY: FORMER CONFORMED NAME: ACCERIS COMMUNICATIONS INC DATE OF NAME CHANGE: 20040220 4 1 ownership.xml 4 X0508 4 2024-12-03 0000849145 Heritage Global Inc. HGBL 0001628293 Ludwig David Van 10 SUNSET HILLS PROFESSIONAL CENTRE EDWARDSVILLE IL 62025 true true false false President of subsidiary true Common Stock 2024-12-03 4 S false 10000 1.77 D 1007479 D This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.75 to $1.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. /s/ David Van Ludwig by James Sklar POA 2024-12-04