-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GBGTxL7Vu6IkBHOcNngQlg5r51odxRzXxoD/6RGEl1pknbnLDZcNuBZcmZ2mJvZ0 tmn/ORFAejDjSyBnVNm4MQ== 0001209191-06-059057.txt : 20061113 0001209191-06-059057.hdr.sgml : 20061113 20061113161040 ACCESSION NUMBER: 0001209191-06-059057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061108 FILED AS OF DATE: 20061113 DATE AS OF CHANGE: 20061113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLIED WASTE INDUSTRIES INC CENTRAL INDEX KEY: 0000848865 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 880228636 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15880 N. GREENWAY-HAYDEN LOOP STREET 2: SUITE 100 CITY: SCOTTSDALE STATE: AZ ZIP: 85260 BUSINESS PHONE: 4806272700 MAIL ADDRESS: STREET 1: 15880 N. GREENWAY-HAYDEN LOOP STREET 2: SUITE 100 CITY: SCOTTSDALE STATE: AZ ZIP: 85260 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HATHAWAY PETER S CENTRAL INDEX KEY: 0001241892 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14705 FILM NUMBER: 061209057 BUSINESS ADDRESS: BUSINESS PHONE: 4806272700 MAIL ADDRESS: STREET 1: C/O ALLIED WASTE INDUSTRIES STREET 2: 15880 N GREENWAY HAYDEN LOOP STE 100 CITY: SCOTTSDALE STATE: AZ ZIP: 85260 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-11-08 0 0000848865 ALLIED WASTE INDUSTRIES INC AW 0001241892 HATHAWAY PETER S C/O ALLIED WASTE INDUSTRIES, INC. 15880 N. GREENWAY-HAYDEN LOOP, SUITE 100 SCOTTSDALE AZ 85260 0 1 0 1 Executive Vice President Chief Financial Officer Common Stock, $.01 par value 2006-11-08 4 M 0 9691 10.00 A 108358 D Common Stock, $.01 par value 2006-11-08 4 S 0 9691 13.50 D 98667 D Common Stock, $.01 par value 2006-11-08 4 M 0 23488 10.00 A 122155 D Common Stock, $.01 par value 2006-11-08 4 S 0 23488 13.50 D 98667 D Employee Stock Option (right to buy) 10.00 2006-11-08 4 M 0 9691 0.00 D 2000-01-30 2007-01-30 Common Stock 9691 23488 I By Self as a General and Limited Partner of the Hathaway Family Limited Partnership Employee Stock Option (right to buy) 10.00 2006-11-08 4 M 0 23488 0.00 D 2002-01-30 2007-01-30 Common Stock 23488 0 D The option exercise or sale was effected pursuant to a Rule 10b5-1 trading plan established by the Reporting Person on August 9, 2006. The amount shown includes 9,691 shares held indirectly by the Reporting Person as General and Limited Partner of the Hathaway Family Limited Partnership. This option expires on January 30, 2007. This option vested in 5 equal annual installments and was 100% vested on January 30, 2002. /s/ Peter S. Hathaway 2006-11-09 -----END PRIVACY-ENHANCED MESSAGE-----