13F-HR 1 t23418.txt QUARTERLY HOLDINGS - 9/30/01 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2001 Check here if Amendment [ ]; Amendment Number: ___ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: SHAPIRO CAPITAL MANAGEMENT COMPANY INC. -------------------------------------- Address: 3060 PEACHTREE ROAD, NW SUITE 1555 --------------------------------- ATLANTA GA 30066 -------------------- Form 13F File Number: 28-04097 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: ANGELA KLEIN ------------- Title: OPERATIONS MANAGER ------------------------ Phone: 404-842-9600 ------------ Signature, Place, and Date of Signing: Angela Klein Atlanta, GA 11/14/01 ------------ ----------- -------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report. [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- _________________ ___________________________________- [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 33 ------------- Form 13F Information Table Value Total: $978,862 -------------- (thousands) List of other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name ____ 28-_____________________ __________________________ [Repeat as necessary.]
FORM 13F (SEC USE ONLY) Page 1 of 2 Name of Reporting Manager : Shapiro Capital Management Company, Inc --------------------------------------------------------------------------------------------------------------------------------- Item 3: Item 4: Item 5: Item 6 Item 1: Item 2: CUSIP Fair Shares of Investment Discretion ---------------------------------- ---------------------------------- Name of Issuer Title of Number Market Value Principal (b) Shared (c) Shared Class Amount (a)Sole As defined Other --------------------------------------------------------------------------------------------------------------------------------- Playtex Products, Inc. Common 72813P100 $67,206 6,621,282 a --------------------------------------------------------------------------------------------------------------------------------- Ralcorp Holdings Common 751028101 $64,913 3,335,739 a --------------------------------------------------------------------------------------------------------------------------------- Papa John's International, Inc. Common 698813102 $63,111 2,422,699 a --------------------------------------------------------------------------------------------------------------------------------- Adolph Coors Class B Common 217016104 $56,432 1,254,050 a --------------------------------------------------------------------------------------------------------------------------------- Scientific-Atlanta, Inc. Common 808655104 $55,178 3,144,050 a --------------------------------------------------------------------------------------------------------------------------------- GATX Corp Common 361448103 $52,043 1,547,050 a --------------------------------------------------------------------------------------------------------------------------------- Zales Corporation Common 988858106 $49,403 1,865,675 a --------------------------------------------------------------------------------------------------------------------------------- Wabtec Corporation Common 929740108 $47,674 4,373,807 a --------------------------------------------------------------------------------------------------------------------------------- CNA Surety Corporation Common 12612L108 $43,772 3,230,411 a --------------------------------------------------------------------------------------------------------------------------------- Tom Brown Inc. Common 115660201 $43,383 2,075,724 a --------------------------------------------------------------------------------------------------------------------------------- Post Properties, Inc. Common 737464107 $43,065 1,161,398 a --------------------------------------------------------------------------------------------------------------------------------- Gartner, Inc. CL B Class B Common 366651206 $42,983 4,940,530 a --------------------------------------------------------------------------------------------------------------------------------- Walter Industries, Inc. Common 93317Q105 $41,878 4,679,057 a --------------------------------------------------------------------------------------------------------------------------------- Pennzoil-Quaker State Company Common 709323109 $41,573 3,718,543 a --------------------------------------------------------------------------------------------------------------------------------- Journal Register Company Common 481138105 $39,907 2,418,625 a --------------------------------------------------------------------------------------------------------------------------------- Tredegar Corporation Common 894650100 $38,564 2,268,461 a --------------------------------------------------------------------------------------------------------------------------------- Rayovac Corporation Common 755081106 $36,114 2,368,125 a --------------------------------------------------------------------------------------------------------------------------------- Veritas DGC Inc. Common 92343p107 $26,161 2,346,300 a --------------------------------------------------------------------------------------------------------------------------------- OGE Energy Corp. Common 670837103 $25,015 1,143,802 a --------------------------------------------------------------------------------------------------------------------------------- Gray Communications Systems, Inc. CL B Class B Common 389190208 $21,234 1,604,971 a --------------------------------------------------------------------------------------------------------------------------------- Primedia, Inc. Common 74157K101 $18,996 8,083,361 a --------------------------------------------------------------------------------------------------------------------------------- Exide Technologies Common 302051107 $14,056 3,738,218 a --------------------------------------------------------------------------------------------------------------------------------- $932,661 --------------------------------------------------------------------------------------------------------------------------------- --------------------------------------------------------------------------------------------------------------------------------- Item 3: Item 4: Item 5: Item 6 Item 2: CUSIP Fair Shares of Investment Discretion ---------------------------------- ---------------------------------- Title of Number Market Value Principal (b) Shared (c) Shared Class Amount (a)Sole As defined Other --------------------------------------------------------------------------------------------------------------------------------- Varian Inc. Common 922206107 $13,283 521,300 a --------------------------------------------------------------------------------------------------------------------------------- Encore Acquisition Company Common 29255w100 $12,384 825,600 a --------------------------------------------------------------------------------------------------------------------------------- Bull Run Corporation Common 120182100 $6,387 4,435,570 a --------------------------------------------------------------------------------------------------------------------------------- Gartner, Inc. Common 366651107 $4,024 444,597 a --------------------------------------------------------------------------------------------------------------------------------- Wilmington Trust Corporation Common 971807102 $3,762 68,150 a --------------------------------------------------------------------------------------------------------------------------------- Belden Inc. Common 077459105 $1,737 92,400 a --------------------------------------------------------------------------------------------------------------------------------- WestPoint Stevens Inc. Common 961238102 $1,574 889,304 a --------------------------------------------------------------------------------------------------------------------------------- Layne Christensen Company Common 521050104 $1,381 175,950 a --------------------------------------------------------------------------------------------------------------------------------- Radiant Systems Common 75025n102 $1,042 102,150 a --------------------------------------------------------------------------------------------------------------------------------- American Annuity Common 023833205 $395 15,800 a --------------------------------------------------------------------------------------------------------------------------------- Energizer Holdings, Inc. Common 29266r108 $233 14,000 a --------------------------------------------------------------------------------------------------------------------------------- Total $978,862 --------------------------------------------------------------------------------------------------------------------------------- 33
--------------------------------------- ---------------------------------------------------------------------- Item 7 Item 8 Item 4: Item 1: Manager's Voting Authority (shares) Fair ----------------------------------- Name of Issuer See Instr V (a) Sole (b)Shared (c) None Market Value --------------------------------------- ---------------------------------------------------------------------- Playtex Products, Inc. a $67,206,012.30 --------------------------------------- ---------------------------------------------------------------------- Ralcorp Holdings a $64,913,480.94 --------------------------------------- ---------------------------------------------------------------------- Papa John's International, Inc. a $63,111,308.95 --------------------------------------- ---------------------------------------------------------------------- Adolph Coors Class B a $56,432,250.00 --------------------------------------- ---------------------------------------------------------------------- Scientific-Atlanta, Inc. a $55,178,077.50 --------------------------------------- ---------------------------------------------------------------------- GATX Corp a $52,042,762.00 --------------------------------------- ---------------------------------------------------------------------- Zales Corporation a $49,403,074.00 --------------------------------------- ---------------------------------------------------------------------- Wabtec Corporation a $47,674,496.30 --------------------------------------- ---------------------------------------------------------------------- CNA Surety Corporation a $43,772,069.05 --------------------------------------- ---------------------------------------------------------------------- Tom Brown Inc. a $43,382,631.60 --------------------------------------- ---------------------------------------------------------------------- Post Properties, Inc. a $43,064,637.84 --------------------------------------- ---------------------------------------------------------------------- Gartner, Inc. CL B a $42,982,611.00 --------------------------------------- ---------------------------------------------------------------------- Walter Industries, Inc. a $41,877,560.15 --------------------------------------- ---------------------------------------------------------------------- Pennzoil-Quaker State Company a $41,573,310.74 --------------------------------------- ---------------------------------------------------------------------- Journal Register Company a $39,907,312.50 --------------------------------------- ---------------------------------------------------------------------- Tredegar Corporation a $38,563,837.00 --------------------------------------- ---------------------------------------------------------------------- Rayovac Corporation a $36,113,906.25 --------------------------------------- ---------------------------------------------------------------------- Veritas DGC Inc. a $26,161,245.00 --------------------------------------- ---------------------------------------------------------------------- OGE Energy Corp. a $25,014,949.74 --------------------------------------- ---------------------------------------------------------------------- Gray Communications Systems, Inc. CL B a $21,233,766.33 --------------------------------------- ---------------------------------------------------------------------- Primedia, Inc. a $18,995,898.35 --------------------------------------- ---------------------------------------------------------------------- Exide Technologies a $14,055,699.68 --------------------------------------- ---------------------------------------------------------------------- $878,375,533 --------------------------------------- ---------------------------------------------------------------------- --------------------------------------- ---------------------------------------------------------------------- Item 7 Item 8 Item 4: Manager's Voting Authority (shares) Fair ----------------------------------- See Instr V (a) Sole (b)Shared (c) None Market Value --------------------------------------- ---------------------------------------------------------------------- Varian Inc. a $13,282,724.00 --------------------------------------- ---------------------------------------------------------------------- Encore Acquisition Company a $12,384,000.00 --------------------------------------- ---------------------------------------------------------------------- Bull Run Corporation a $6,387,220.80 --------------------------------------- ---------------------------------------------------------------------- Gartner, Inc. a $4,023,602.85 --------------------------------------- ---------------------------------------------------------------------- Wilmington Trust Corporation a $3,761,880.00 --------------------------------------- ---------------------------------------------------------------------- Belden Inc. a $1,737,120.00 --------------------------------------- ---------------------------------------------------------------------- WestPoint Stevens Inc. a $1,574,068.08 --------------------------------------- ---------------------------------------------------------------------- Layne Christensen Company a $1,381,207.50 --------------------------------------- ---------------------------------------------------------------------- Radiant Systems a $1,041,930.00 --------------------------------------- ---------------------------------------------------------------------- American Annuity a $395,000.00 --------------------------------------- ---------------------------------------------------------------------- Energizer Holdings, Inc. a $232,680.00 --------------------------------------- -------------- --------------------- Total $924,576,966 --------------------------------------- ---------------------------------------------------------------------- 33