-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BMrhvQhueMgP9lPiZ2xibp9FJo1mxPEjWKYoxNo8/fpSBe8RRD+1RAbO+8POvPfV o/a9vr417uFWW9EZaqILoQ== 0000846930-03-000011.txt : 20030806 0000846930-03-000011.hdr.sgml : 20030806 20030806164045 ACCESSION NUMBER: 0000846930-03-000011 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030801 FILED AS OF DATE: 20030806 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MULLINS SUSAN S CENTRAL INDEX KEY: 0001258330 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10290 FILM NUMBER: 03826667 BUSINESS ADDRESS: STREET 1: 411 SEVENTH AVENUE STREET 2: 7TH FLOOR CITY: PITTSBURGH STATE: PA ZIP: 15219 BUSINESS PHONE: 4123936317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DQE INC CENTRAL INDEX KEY: 0000846930 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 251598483 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 411 SEVENTH AVE CITY: PITTSBURGH STATE: PA ZIP: 152190 BUSINESS PHONE: 4123936000 MAIL ADDRESS: STREET 1: 411 SEVENTH AVE CITY: PITTSBURGH STATE: PA ZIP: 15219 3 1 doc3.xml PRIMARY DOCUMENT X0201 3 2003-08-01 0 0000846930 DQE INC DQE 0001258330 MULLINS SUSAN S 0 1 0 0 Controller Common Stock 0 D Employee Stock Option (right-to-buy) 16.90 2003-06-10 2011-12-11 Common Stock 1200.00 D Employee Stock Option (right-to-buy) 16.90 1988-08-08 2011-12-11 Common Stock 1200.00 D Duquesne Light Preference Stock, Plan Series A 0.00 1988-08-08 1988-08-08 Preference Stock, Series A 354.00 I In 401(k) Plan Employee Stock Option (right-to-buy) 15.02 1988-08-08 2012-12-15 Common Stock 3200.00 D 08/08/1988 is a "dummy" date designated by the SEC. These options become exercisable if 18 months have passed since the grant date (12/11/01) and the average daily closing price of DQE common stock on the NYSE during any 30 consecutive trading day period exceeds $22.49. If the price level target is not met within 3 years of the grant date, the options will be forfeited; if it is met, the options will remain exercisable for 10 years from the grant date. 08/08/1988 is a "dummy" date designated by the SEC. These securities were issued by DQE's wholly owned subsidiary Duquesne Light Company, are exchangeable for shares of DQE Common Stock, and were allocated to the reporting person's account under the matching ESOP feature of the Duquesne Light 401(k) retirement plan in exempt transactions. 1-for-1.5 Conversion 08/08/1988 is a "dummy" date designated by the SEC. The options become exercisable, if at all, in 50% increments if 18 months have passed since the grant date and the average daily closing price of DQE common stock on the NYSE during any 30 consecutive trading day period exceeds $17.38 and $19.98, respectively. If either price target level is not met within 3 years of the grant date, the options associated with that portion of the grant will be forfeited. If either price target is met within 3 years Susan S. Mullins 2003-08-06 /s/ Susan S. Mullins 2003-08-06 -----END PRIVACY-ENHANCED MESSAGE-----