-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IJlpfee5nbBNqL5paoxHTK5uwJxgH0/qkaKu1d/8Ae6DGFXqSO0/Y7Tg0MKmb65D 8i/KZyEUJFmnLkPkR6qxMA== 0001209191-08-027266.txt : 20080502 0001209191-08-027266.hdr.sgml : 20080502 20080502163338 ACCESSION NUMBER: 0001209191-08-027266 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080430 FILED AS OF DATE: 20080502 DATE AS OF CHANGE: 20080502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUEL TECH, INC. CENTRAL INDEX KEY: 0000846913 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 205657551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 512 KINGSLAND DRIVE CITY: BATAVIA STATE: IL ZIP: 60510 BUSINESS PHONE: 6308454437 MAIL ADDRESS: STREET 1: 512 KINGSLAND DRIVE CITY: BATAVIA STATE: IL ZIP: 60510 FORMER COMPANY: FORMER CONFORMED NAME: FUEL TECH N V DATE OF NAME CHANGE: 19930510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAILEY RALPH E CENTRAL INDEX KEY: 0001246269 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33059 FILM NUMBER: 08799491 BUSINESS ADDRESS: STREET 1: C/O FUEL TECH INC STREET 2: 300 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2034259830 MAIL ADDRESS: STREET 1: 695 E. MAIN STREET CITY: STAMFORD STATE: CT ZIP: 06901 FORMER NAME: FORMER CONFORMED NAME: BILEY RALPH E DATE OF NAME CHANGE: 20030624 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2008-04-30 0 0000846913 FUEL TECH, INC. FTEK 0001246269 BAILEY RALPH E 695 E. MAIN STREET STAMFORD CT 06901 1 1 0 0 Exec Chairman Common Stock 2008-04-30 4 A 0 76478 1.75 A 111478 I Owned jointly with Spouse Common Stock 2008-04-30 4 D 0 5498 24.34 D 105980 I Owned jointly with Spouse Common Stock 50000 I Owned by Spouse Common Stock 4562400 I See footnote (1) Warrants 1.75 2008-04-30 4 M 0 76478 0.00 D 2005-09-16 2008-04-30 Common 76478 0 D Held 100% by a family limited liability company the interests in which Company are owned 50% by the reporting person and 50% by the spouse of the reoprting person. The reporting person holds 100% of the voting power over these Fuel Tech shares. Net Issue exercise of warrants expiring 04/30/2008 Ralph E Bailey 2008-05-02 -----END PRIVACY-ENHANCED MESSAGE-----