10-K/A 1 o05612e10-ka.txt FORM 10-K/A 1 FORM 10K/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ----------------------------------- AMENDMENT TO APPLICATION OR REPORT FILED PURSUANT TO SECTION 12, 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File number 1-10216: CHIEFTAIN INTERNATIONAL, INC. (Exact name of registrant as specified in charter) ALBERTA, CANADA NONE -------------------------------------- ----------------------------------- (State or other jurisdiction of (I.R.S. Employer Identification No.) incorporation or organization) 1201 TD Tower, 10088 - 102 Avenue, Edmonton, Alberta, Canada T5J 2Z1 -------------------------------------- ----------------------------------- Registrants telephone number, including area code: (780) 425-1950 AMENDMENT NO. 1 The undersigned registrant hereby amends the following items, financial statements, exhibits or other portions of its annual report on Form 10K for the year ended December 31, 2000 as set forth in the page attached hereto: PART II, ITEM 5. MARKET FOR THE REGISTRANT'S SECURITIES AND RELATED STOCKHOLDER MATTERS Price History for March 1 to March 14, 2001 is corrected to read American Stock Exchange (US Dollars) High 29.65, Low 22.00 and Toronto Stock Exchange (Cdn. Dollars) High 45.50, Low 34.20 Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this amendment to be signed on its behalf by the undersigned, thereunto duly authorized. CHIEFTAIN INTERNATIONAL, INC. ----------------------------- (Registrant) /s/ S. A. Milner ------------------------------------- S. A. Milner President and Chief Executive Officer and Principal Financial Officer Date: May 4, 2001 2 PART II ITEM 5. MARKET FOR THE REGISTRANT'S SECURITIES AND RELATED STOCKHOLDER MATTERS The principal United States market in which our Common Shares are traded is the American Stock Exchange. The Common Shares are also traded on the Toronto Stock Exchange. The high and low prices of our Common Shares (the "Common Shares") during each quarter since December 31, 1998 are shown below.
Price History of Chieftain International, Inc. Common Shares ------------------------------------------------------------ American Stock Exchange Toronto Stock Exchange (US dollars) (Cdn. dollars) -------------------------- ------------------------- High Low High Low ---------- --------- --------- -------- 1999 First quarter $ 15.50 $ 9.56 $ 24.00 $ 14.50 Second quarter 18.63 12.25 26.95 19.25 Third quarter 22.75 17.44 34.00 25.90 Fourth quarter 20.38 14.06 30.25 21.00 2000 First quarter 20.38 13.38 27.85 19.50 Second quarter 22.25 17.63 33.20 25.45 Third quarter 22.50 15.88 33.50 23.60 Fourth quarter 27.75 19.31 41.90 29.20 2001 January 27.75 22.25 41.50 33.45 February 25.16 22.02 38.90 34.00 March 1 to March 14 29.65 22.00 45.50 34.20
The Common Shares were held by 116 Shareholders of record on December 31, 2000. We estimate that investment dealers and other nominees hold Common Shares for approximately 2,200 beneficial holders. At the present time it is not our policy to declare regular dividends on the Common Shares. This policy is under periodic review by the Board of Directors and is subject to change at any time depending on our earnings and our financial requirements. Dividends may be paid on the Common Shares provided that all dividends on the preferred shares of Chieftain International Funding Corp. have been paid. All dividends on the preferred shares have been paid.