0000846797-21-000003.txt : 20210811 0000846797-21-000003.hdr.sgml : 20210811 20210811123453 ACCESSION NUMBER: 0000846797-21-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210811 DATE AS OF CHANGE: 20210811 EFFECTIVENESS DATE: 20210811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN INVESTMENT ASSOCIATES, LLC CENTRAL INDEX KEY: 0000846797 IRS NUMBER: 310861689 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02462 FILM NUMBER: 211162717 BUSINESS ADDRESS: STREET 1: 3500 PENTAGON BLVD, SUITE 200 CITY: BEAVERCREEK STATE: OH ZIP: 45431 BUSINESS PHONE: 8003273656 MAIL ADDRESS: STREET 1: 3500 PENTAGON BLVD, SUITE 200 CITY: BEAVERCREEK STATE: OH ZIP: 45431 FORMER COMPANY: FORMER CONFORMED NAME: DEAN C H & ASSOCIATES INC DATE OF NAME CHANGE: 19990319 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000846797 XXXXXXXX 06-30-2021 06-30-2021 DEAN INVESTMENT ASSOCIATES, LLC
3500 PENTAGON BLVD, SUITE 200 BEAVERCREEK OH 45431
13F HOLDINGS REPORT 028-02462 N
Debra E. Rindler Chief Compliance Officer 937-225-3406 Debra E. Rindler Beavercreek OH 08-11-2021 1 232 541966 false 2 0001455468 028-13367 Dean Capital Management
INFORMATION TABLE 2 frm13f06302021.xml 3M Co CS 88579Y101 5216 26260 SH DFND 02 22997 0 3263 Advanced Energy Inds CS 007973100 3104 27536 SH DFND 02 24432 0 3104 Aflac Inc CS 001055102 2021 37660 SH DFND 02 30685 0 6975 Alamos Gold Inc CS 011532108 1978 258555 SH DFND 02 258555 0 0 Alico Inc CS 016230104 928 26060 SH DFND 02 26060 0 0 Allison Transmission Holdings CS 01973R101 1298 32667 SH DFND 02 31961 0 706 Alphabet Inc - A CS 02079k305 833 341 SH DFND 02 213 0 128 Altria Group Inc CS 02209S103 3600 75509 SH DFND 02 71509 0 4000 Amdocs Ltd CS G02602103 503 6505 SH DFND 02 4119 0 2386 Ameren Corp CS 023608102 1588 19842 SH DFND 02 19413 0 429 American Electric Power CS 025537101 2576 30448 SH DFND 02 27080 0 3368 American National Group Inc CS 02772A109 3013 20280 SH DFND 02 20280 0 0 Ameriprise Financial Inc CS 03076C106 1867 7500 SH DFND 02 7355 0 145 Amgen Inc CS 031162100 3098 12711 SH DFND 02 11558 0 1153 Anthem Inc CS 036752103 635 1663 SH DFND 02 1059 0 604 Apogee Enterprises Inc CS 037598109 1578 38750 SH DFND 02 38750 0 0 Argan Inc CS 04010e109 3790 79305 SH DFND 02 79305 0 0 Armada Hoffler Properties In CS 04208T108 985 74110 SH DFND 02 74110 0 0 Arrow Electrs Inc CS 042735100 1504 13214 SH DFND 02 12928 0 286 Associated Banc-Corp CS 045487105 2430 118650 SH DFND 02 118650 0 0 Assurant Inc CS 04621X108 1709 10942 SH DFND 02 10705 0 237 AT&T Inc CS 00206R102 3533 122758 SH DFND 02 111231 0 11527 Atmos Energy Corp CS 049560105 1439 14969 SH DFND 02 14646 0 323 Autoliv Inc CS 052800109 498 5094 SH DFND 02 3182 0 1912 AutoZone Inc CS 053332102 3922 2628 SH DFND 02 2232 0 396 Avery Dennison Corp CS 053611109 1645 7823 SH DFND 02 7653 0 170 Avient Corp CS 05368V106 1393 28337 SH DFND 02 27724 0 613 Avista Corp CS 05379B107 2988 70036 SH DFND 02 70036 0 0 AZZ Inc CS 002474104 2244 43341 SH DFND 02 43341 0 0 Baker Hughes Co CS 05722G100 1359 59422 SH DFND 02 58136 0 1286 Bank of NY Mellon CS 064058100 4628 90344 SH DFND 02 80303 0 10041 BCE Inc CS 05534B760 2614 52991 SH DFND 02 50395 0 2596 Benchmark Electronics Inc CS 08160H101 1255 44098 SH DFND 02 44098 0 0 Berkshire Hathaway Inc Cl B CS 084670702 3297 11863 SH DFND 02 9144 0 2719 BJ's Wholesale Club Holdings CS 05550J101 1713 36002 SH DFND 02 35224 0 778 BlackRock Inc CS 09247X101 6361 7269 SH DFND 02 6101 0 1168 Bonanza Creek Energy Inc CS 097793400 3136 66624 SH DFND 02 66624 0 0 BorgWarner Inc CS 099724106 3206 66041 SH DFND 02 58614 0 7427 Bristol Myers Squibb Co CS 110122108 5253 78607 SH DFND 02 68108 0 10499 Broadcom Inc CS 11135f101 1945 4078 SH DFND 02 3852 0 226 Broadridge Finl Solutions Inc CS 11133T103 1492 9239 SH DFND 02 9038 0 201 Bryn Mawr Bank Corp CS 117665109 1578 37399 SH DFND 02 37399 0 0 Cal Maine Foods Inc CS 128030202 2894 79926 SH DFND 02 79926 0 0 Camden National Corp CS 133034108 1964 41129 SH DFND 02 41129 0 0 Canadian Imperial Bank of Com CS 136069101 3309 29059 SH DFND 02 27537 0 1522 Capitol Federal Financial CS 14057J101 1782 151251 SH DFND 02 131044 0 20207 Casey's Gen Stores Inc CS 147528103 1378 7080 SH DFND 02 6928 0 152 Cathay General Bancorp CS 149150104 1749 44430 SH DFND 02 44430 0 0 CBRE Group Inc CS 12504L109 1701 19846 SH DFND 02 19418 0 428 Chevron Corp CS 166764100 6305 60200 SH DFND 02 52056 0 8144 Church & Dwight Inc CS 171340102 468 5490 SH DFND 02 3335 0 2155 Cisco Systems Inc CS 17275R102 6277 118442 SH DFND 02 105573 0 12869 Clorox Co/The CS 189054109 914 5083 SH DFND 02 4135 0 948 CMS Energy Corp CS 125896100 1504 25464 SH DFND 02 24914 0 550 Cognizant Technology Solutions CS 192446102 2230 32200 SH DFND 02 24998 0 7202 Commercial Metals Co CS 201723103 2060 67066 SH DFND 02 67066 0 0 Compass Minerals International CS 20451N101 930 15688 SH DFND 02 15688 0 0 Conagra Brands CS 205887102 1695 46584 SH DFND 02 45575 0 1009 CSG Systems International Inc CS 126349109 2437 51653 SH DFND 02 51653 0 0 CTO Realty Growth Inc CS 22948Q101 2925 54661 SH DFND 02 54661 0 0 Cummins Inc CS 231021106 236 967 SH DFND 02 967 0 0 Curtiss Wright Corp CS 231561101 1266 10660 SH DFND 02 10430 0 230 CVS Health Corp CS 126650100 5664 67876 SH DFND 02 58838 0 9038 DHT Holdings Inc CS y2065g121 2495 384369 SH DFND 02 384369 0 0 Diamond Hill Investment Grp CS 25264R207 3798 22702 SH DFND 02 22702 0 0 Digital Realty Trust Inc CS 253868103 4144 27543 SH DFND 02 24761 0 2782 Diversey Holdings Ltd CS G28923103 1606 89680 SH DFND 02 87742 0 1938 Dominion Energy Inc CS 25746U109 3377 45907 SH DFND 02 41231 0 4676 Donaldson Inc CS 257651109 2025 31882 SH DFND 02 25937 0 5945 Dover Corp CS 260003108 1493 9916 SH DFND 02 9703 0 213 Duke Energy Corp CS 26441c204 5581 56538 SH DFND 02 49451 0 7087 Eagle Materials Inc CS 26969p108 1418 9976 SH DFND 02 9760 0 216 Eastman Chemical Co CS 277432100 261 2238 SH DFND 02 1444 0 794 Edgewell Personal Care CS 28035Q102 2461 56061 SH DFND 02 56061 0 0 Emerson Electric Co CS 291011104 5001 51965 SH DFND 02 44445 0 7520 Employers Holdings CS 292218104 3371 78769 SH DFND 02 78769 0 0 Encompass Health Corp CS 29261A100 3186 40837 SH DFND 02 36072 0 4765 Encore Wire Corp CS 292562105 2457 32417 SH DFND 02 32417 0 0 Entergy Corp CS 29364G103 1691 16957 SH DFND 02 16591 0 366 EOG Resources Inc CS 26875P101 1447 17343 SH DFND 02 16494 0 849 Equity Commonwealth CS 294628102 3286 125417 SH DFND 02 125417 0 0 Essex Property Trust Inc CS 297178105 4107 13690 SH DFND 02 12768 0 922 Facebook Inc CS 30303M102 692 1991 SH DFND 02 1267 0 724 Factset Resh Sys Inc CS 303075105 413 1230 SH DFND 02 746 0 484 Fastenal Co CS 311900104 2536 48776 SH DFND 02 46379 0 2397 FedEx Corp CS 31428X106 1913 6412 SH DFND 02 5215 0 1197 Fifth Third Bancorp CS 316773100 1750 45765 SH DFND 02 44778 0 987 First Financial Bancorp CS 320209109 976 41290 SH DFND 02 41290 0 0 Fiserv Inc CS 337738108 1685 15768 SH DFND 02 12815 0 2953 Flowers Foods Inc CS 343498101 3984 164624 SH DFND 02 158015 0 6609 FMC Corp CS 302491303 1454 13435 SH DFND 02 13145 0 290 FNB Corp CS 302520101 1112 90222 SH DFND 02 90222 0 0 Fresh Del Monte Produce Inc CS G36738105 2311 70272 SH DFND 02 70272 0 0 General Dynamics Corp CS 369550108 2910 15457 SH DFND 02 13821 0 1636 General Mills Inc CS 370334104 1515 24865 SH DFND 02 23652 0 1213 Genuine Parts Co CS 372460105 5482 43342 SH DFND 02 41483 0 1859 Getty Realty Corp CS 374297109 3400 109148 SH DFND 02 109148 0 0 Global Medical Reit Inc CS 37954A204 1062 71945 SH DFND 02 71945 0 0 Globe Life CS 37959e102 4046 42480 SH DFND 02 37478 0 5002 Hackett Group Inc/The CS 404609109 626 34744 SH DFND 02 34744 0 0 Haemonetics Corp CS 405024100 1393 20897 SH DFND 02 20897 0 0 Hamilton Beach Brands Holding CS 40701T104 1296 58185 SH DFND 02 58185 0 0 HCA Holdings Inc CS 40412C101 955 4617 SH DFND 02 2891 0 1726 Healthcare Trust of America In CS 42225P501 1264 47359 SH DFND 02 46329 0 1030 Heartland Express Inc CS 422347104 3470 202555 SH DFND 02 202555 0 0 Hershey Co/The CS 427866108 2627 15082 SH DFND 02 11608 0 3474 Hill-Rom Holdings Inc CS 431475102 1487 13092 SH DFND 02 12809 0 283 Hooker Furniture Corp CS 439038100 506 14604 SH DFND 02 14604 0 0 Hostess Brands Inc CS 44109J106 2506 154789 SH DFND 02 154789 0 0 Hubbell Inc CS 443510607 1685 9017 SH DFND 02 8822 0 195 Insight Enterprises Inc CS 45765U103 978 9781 SH DFND 02 9781 0 0 Intel Corp CS 458140100 2046 36438 SH DFND 02 29518 0 6920 ITT Inc CS 45073v108 1877 20494 SH DFND 02 20049 0 445 John B Sanfilippo & Son Inc CS 800422107 2519 28439 SH DFND 02 28439 0 0 Johnson & Johnson CS 478160104 5178 31432 SH DFND 02 27361 0 4071 JP Morgan Chase & Co CS 46625H100 1038 6675 SH DFND 02 4978 0 1697 KAR Auction Services Inc CS 48238T109 1409 80267 SH DFND 02 80267 0 0 Kennametal Inc CS 489170100 1344 37405 SH DFND 02 30417 0 6988 KeyCorp CS 493267108 2047 99149 SH DFND 02 81242 0 17907 Kimberly Clark Corp CS 494368103 4699 35124 SH DFND 02 30462 0 4662 Kinder Morgan Inc CS 49456B101 5619 308216 SH DFND 02 272603 0 35613 Lamar Advertising Co CS 512816109 251 2403 SH DFND 02 2403 0 0 Linde Plc CS g5494j103 2302 7961 SH DFND 02 6476 0 1485 Littelfuse Inc CS 537008104 1503 5900 SH DFND 02 5772 0 128 LKQ Corp CS 501889208 664 13498 SH DFND 02 8536 0 4962 Lockheed Martin Corp CS 539830109 2703 7144 SH DFND 02 6782 0 362 Lowe's Companies Inc CS 548661107 1969 10149 SH DFND 02 8183 0 1966 M&T Bank Corp CS 55261F104 3156 21718 SH DFND 02 19410 0 2308 Magellan Health Inc CS 559079207 811 8614 SH DFND 02 8614 0 0 Masco Corp CS 574599106 1439 24432 SH DFND 02 23904 0 528 McKesson Corp CS 58155Q103 2997 15669 SH DFND 02 12216 0 3453 Merck & Co Inc CS 58933Y105 2658 34181 SH DFND 02 32433 0 1748 Methode Electronics Inc CS 591520200 2149 43669 SH DFND 02 43669 0 0 Metlife Inc CS 59156R108 3192 53328 SH DFND 02 49073 0 4255 Microsoft Corp CS 594918104 1750 6460 SH DFND 02 5390 0 1070 Mission Produce Inc CS 60510V108 1256 60656 SH DFND 02 60656 0 0 MKS Instrument Inc CS 55306N104 1381 7761 SH DFND 02 7594 0 167 Moog Inc CS 615394202 1069 12716 SH DFND 02 12716 0 0 MSC Industrial Direct CS 553530106 1349 15034 SH DFND 02 14709 0 325 Murphy Usa Inc CS 626755102 3207 24049 SH DFND 02 24049 0 0 National Fuel Gas Co CS 636180101 2475 47361 SH DFND 02 44880 0 2481 National Healthcare Corp CS 635906100 2656 38002 SH DFND 02 38002 0 0 Nelnet Inc CS 64031N108 1776 23603 SH DFND 02 23603 0 0 Nextera Energy Inc CS 65339F101 337 4600 SH DFND 02 4600 0 0 NextGen Healthcare Inc CS 65343c102 872 52554 SH DFND 02 52554 0 0 Northwest Nat Gas Co Com CS 66765N105 1183 22523 SH DFND 02 22523 0 0 Northwestern Corp CS 668074305 6712 111451 SH DFND 02 104505 0 6946 Nucor Corp CS 670346105 261 2718 SH DFND 02 1755 0 963 Nutrien Ltd CS 67077M108 2201 36315 SH DFND 02 29515 0 6800 Nvent Electric Plc CS g6700g107 1640 52507 SH DFND 02 51373 0 1134 Omnicom Group CS 681919106 6465 80822 SH DFND 02 74434 0 6388 Pactiv Evergreen Inc CS 69526K105 2258 149861 SH DFND 02 149861 0 0 Parker Hannifin Corp CS 701094104 514 1673 SH DFND 02 1053 0 620 Paychex Inc CS 704326107 3949 36807 SH DFND 02 34903 0 1904 Pentair Plc CS g7s00t104 1489 22056 SH DFND 02 21579 0 477 PepsiCo Inc CS 713448108 4681 31590 SH DFND 02 27039 0 4551 Pfizer Inc CS 717081103 4773 121873 SH DFND 02 106841 0 15032 Philip Morris International CS 718172109 2627 26507 SH DFND 02 25232 0 1275 Piedmont Office Realty Tr Inc CS 720190206 3465 187581 SH DFND 02 187581 0 0 Pinnacle West Capital CS 723484101 1857 22653 SH DFND 02 21465 0 1188 Pioneer Nat Res Co CS 723787107 2046 12588 SH DFND 02 12316 0 272 Plexus Corp CS 729132100 1301 14237 SH DFND 02 14237 0 0 Plymouth Industrial Reit Inc CS 729640102 1094 54631 SH DFND 02 54631 0 0 PNC Financial Services Group CS 693475105 5178 27144 SH DFND 02 23682 0 3462 Polaris Industries Inc CS 731068102 1709 12478 SH DFND 02 12208 0 270 Portland General Electric Co CS 736508847 2219 48156 SH DFND 02 48156 0 0 Powell Industries Inc CS 739128106 2401 77592 SH DFND 02 77592 0 0 Preformed Line Products Co CS 740444104 1082 14587 SH DFND 02 14587 0 0 Prestige Consumer Healthcare, CS 74112D101 3215 61715 SH DFND 02 61715 0 0 Principal Financial Group Inc CS 74251V102 2977 47106 SH DFND 02 42458 0 4648 Prudential Financial Inc CS 744320102 3728 36386 SH DFND 02 33286 0 3100 Public Storage CS 74460D109 4338 14425 SH DFND 02 12223 0 2202 PulteGroup Inc CS 745867101 1445 26477 SH DFND 02 25905 0 572 QCR Holdings Inc CS 74727a104 1318 27403 SH DFND 02 27403 0 0 Quest Diagnostics Inc CS 74834L100 1444 10942 SH DFND 02 10705 0 237 Raymond James Financial Inc CS 754730109 1878 14459 SH DFND 02 14146 0 313 Regal Beloit Corp CS 758750103 1804 13513 SH DFND 02 10899 0 2614 Regions Financial Corp CS 7591EP100 1387 68713 SH DFND 02 67227 0 1486 Reinsurance Group Of America CS 759351604 1261 11059 SH DFND 02 10820 0 239 Republic Services Inc CS 760759100 1510 13724 SH DFND 02 13428 0 296 Resources Connection Inc CS 76122Q105 1012 70450 SH DFND 02 70450 0 0 Safety Ins Group Inc CS 78648T100 3138 40084 SH DFND 02 40084 0 0 Sally Beauty Hldgs Inc CS 79546E104 636 28820 SH DFND 02 28820 0 0 Sanderson Farms Inc CS 800013104 1756 9340 SH DFND 02 9340 0 0 Skechers USA Inc CS 830566105 1469 29474 SH DFND 02 28837 0 637 Sonoco Prods Co CS 835495102 3890 58140 SH DFND 02 53083 0 5057 Southern Co/The CS 842587107 1646 27197 SH DFND 02 23879 0 3318 Southwest Gas Corp CS 844895102 3936 59459 SH DFND 02 59459 0 0 Spire Inc CS 84857L101 2588 35811 SH DFND 02 35811 0 0 Sprouts Farmers Market Inc CS 85208m102 1502 60425 SH DFND 02 60425 0 0 Stag Industrial Inc CS 85254J102 1600 42759 SH DFND 02 41833 0 926 Standard Motors Products Inc CS 853666105 3301 76140 SH DFND 02 76140 0 0 Stanley Black & Decker Inc CS 854502101 2087 10179 SH DFND 02 8297 0 1882 Steel Dynamics Inc CS 858119100 1398 23461 SH DFND 02 22953 0 508 Stewart Information Services C CS 860372101 3094 54583 SH DFND 02 54583 0 0 Stonex Group Inc CS 861896108 3824 63036 SH DFND 02 63036 0 0 Store Capital Corp CS 862121100 1478 42835 SH DFND 02 41906 0 929 Stryker Corp CS 863667101 2036 7839 SH DFND 02 6403 0 1436 Synchrony Financial CS 87165b103 1356 27943 SH DFND 02 27338 0 605 Syneos Health Inc CS 87166B102 1902 21255 SH DFND 02 20790 0 465 T Rowe Price Group Inc CS 74144T108 5049 25504 SH DFND 02 22950 0 2554 Target Corp CS 87612E106 786 3252 SH DFND 02 2598 0 654 Treehouse Foods Inc CS 89469A104 2421 54378 SH DFND 02 54378 0 0 Tri Pointe Group Inc CS 87265H109 3984 185926 SH DFND 02 185926 0 0 Truist Financial Corp CS 89832q109 1766 31821 SH DFND 02 25990 0 5831 Tyson Foods Inc CS 902494103 1498 20305 SH DFND 02 19866 0 439 Ulta Beauty Inc CS 90384S303 1468 4247 SH DFND 02 4155 0 92 UMB Financial Corp CS 902788108 2665 28642 SH DFND 02 28223 0 419 United Parcel Service Inc CS 911312106 1911 9187 SH DFND 02 8209 0 978 Universal Health Services Inc CS 913903100 340 2325 SH DFND 02 1471 0 854 Universal Logistics Holdings, CS 91388P105 875 37560 SH DFND 02 37560 0 0 US Bancorp CS 902973304 5435 95407 SH DFND 02 82153 0 13254 Verizon Communications Inc CS 92343V104 5074 90556 SH DFND 02 77684 0 12872 VF Corp CS 918204108 1527 18616 SH DFND 02 15136 0 3480 Vishay Intertechnology Inc CS 928298108 2187 96985 SH DFND 02 83256 0 13729 Walt Disney Co/The CS 254687106 2367 13467 SH DFND 02 10968 0 2499 Washington Federal CS 938824109 2612 82197 SH DFND 02 82197 0 0 Washington Trust Bancorp CS 940610108 2501 48698 SH DFND 02 48698 0 0 Waterstone Financial Inc CS 94188P101 2825 143674 SH DFND 02 143674 0 0 WEC Energy Group Inc CS 92939U106 1550 17425 SH DFND 02 14136 0 3289 Weis Mkts Inc CS 948849104 2743 53100 SH DFND 02 53100 0 0 Werner Enterprises Inc CS 950755108 1964 44120 SH DFND 02 44120 0 0 Wesco International Inc CS 95082P105 1398 13600 SH DFND 02 10967 0 2633 Western Digital Corp CS 958102105 1457 20472 SH DFND 02 20029 0 443 WR Berkley Corp CS 084423102 1485 19952 SH DFND 02 19520 0 432 Zimmer Biomet Holdings Inc CS 98956P102 1414 8792 SH DFND 02 8602 0 190 I Shares Short Term Natinal EF 464288158 717 6650 SH DFND 02 6650 0 0 iShares National Muni Bond EF 464288414 2326 19843 SH DFND 02 16618 0 3225 Schwab Short Term US Treas EF 808524862 8547 166876 SH DFND 02 153508 0 13368 SPDR Bloomberg Barclays Invest EF 78468r200 7666 250110 SH DFND 02 228763 0 21347 SPDR S&P 500 EF 78462F103 1079 2520 SH SOLE 2520 0 0 VanEck Vectors Short H/Y Muni EF 92189f387 896 35200 SH DFND 02 35200 0 0