0000846797-21-000002.txt : 20210504
0000846797-21-000002.hdr.sgml : 20210504
20210504134823
ACCESSION NUMBER: 0000846797-21-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210504
DATE AS OF CHANGE: 20210504
EFFECTIVENESS DATE: 20210504
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEAN INVESTMENT ASSOCIATES, LLC
CENTRAL INDEX KEY: 0000846797
IRS NUMBER: 310861689
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02462
FILM NUMBER: 21887517
BUSINESS ADDRESS:
STREET 1: 3500 PENTAGON BLVD, SUITE 200
CITY: BEAVERCREEK
STATE: OH
ZIP: 45431
BUSINESS PHONE: 8003273656
MAIL ADDRESS:
STREET 1: 3500 PENTAGON BLVD, SUITE 200
CITY: BEAVERCREEK
STATE: OH
ZIP: 45431
FORMER COMPANY:
FORMER CONFORMED NAME: DEAN C H & ASSOCIATES INC
DATE OF NAME CHANGE: 19990319
13F-HR
1
primary_doc.xml
13F-HR
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0000846797
XXXXXXXX
03-31-2021
03-31-2021
DEAN INVESTMENT ASSOCIATES, LLC
3500 PENTAGON BLVD, SUITE 200
BEAVERCREEK
OH
45431
13F HOLDINGS REPORT
028-02462
N
Debra E. Rindler
Chief Compliance Officer
937-225-3406
Debra E.Rindler
Beavercreek
OH
05-04-2021
1
225
530296
false
2
0001455468
028-13367
Dean Capital Management
INFORMATION TABLE
2
frm13f03312021.xml
3M Co
CS
88579Y101
4335
22498
SH
DFND
02
19458
0
3040
Aflac Inc
CS
001055102
1970
38484
SH
DFND
02
31494
0
6990
Alamos Gold Inc
CS
011532108
1374
175910
SH
DFND
02
175910
0
0
Alico Inc
CS
016230104
904
30263
SH
DFND
02
30263
0
0
Allison Transmission Holdings
CS
01973R101
1346
32969
SH
DFND
02
32233
0
736
Alphabet Inc - A
CS
02079k305
705
342
SH
DFND
02
214
0
128
Altria Group Inc
CS
02209S103
3757
73430
SH
DFND
02
69430
0
4000
Amdocs Ltd
CS
G02602103
2077
29604
SH
DFND
02
26018
0
3586
Ameren Corp
CS
023608102
1629
20025
SH
DFND
02
19578
0
447
American Equity Investment Lif
CS
025676206
1291
40950
SH
DFND
02
40950
0
0
American National Group Inc
CS
02772A109
4046
37508
SH
DFND
02
37508
0
0
Ameriprise Financial Inc
CS
03076C106
1945
8366
SH
DFND
02
8197
0
169
Amgen Inc
CS
031162100
3131
12585
SH
DFND
02
11432
0
1153
Anthem Inc
CS
036752103
600
1672
SH
DFND
02
1068
0
604
Apogee Enterprises Inc
CS
037598109
1645
40232
SH
DFND
02
40232
0
0
Argan Inc
CS
04010e109
3944
73931
SH
DFND
02
73931
0
0
Arrow Electrs Inc
CS
042735100
1478
13336
SH
DFND
02
13038
0
298
Associated Banc-Corp
CS
045487105
3611
169229
SH
DFND
02
169229
0
0
Assurant Inc
CS
04621X108
1566
11049
SH
DFND
02
10802
0
247
AT&T Inc
CS
00206R102
3539
116908
SH
DFND
02
106712
0
10196
Atmos Energy Corp
CS
049560105
1493
15106
SH
DFND
02
14771
0
335
Autoliv Inc
CS
052800109
476
5127
SH
DFND
02
3215
0
1912
AutoZone Inc
CS
053332102
2295
1634
SH
DFND
02
1258
0
376
Avery Dennison Corp
CS
053611109
1661
9045
SH
DFND
02
8843
0
202
Avient Corp
CS
05368V106
1658
35079
SH
DFND
02
34295
0
784
Avista Corp
CS
05379B107
3296
69022
SH
DFND
02
69022
0
0
AZZ Inc
CS
002474104
2249
44673
SH
DFND
02
44673
0
0
Baker Hughes Co
CS
05722G100
1122
51926
SH
DFND
02
50765
0
1161
Bank of NY Mellon
CS
064058100
4061
85884
SH
DFND
02
76965
0
8919
BCE Inc
CS
05534B760
2368
52462
SH
DFND
02
49866
0
2596
Berkshire Hathaway Inc Cl B
CS
084670702
3070
12017
SH
DFND
02
9286
0
2731
BJ's Wholesale Club Holdings
CS
05550J101
1630
36336
SH
DFND
02
35525
0
811
BlackRock Inc
CS
09247X101
6937
9200
SH
DFND
02
7761
0
1439
Bonanza Creek Energy Inc
CS
097793400
2554
71477
SH
DFND
02
71477
0
0
BorgWarner Inc
CS
099724106
3111
67113
SH
DFND
02
59613
0
7500
Bristol Myers Squibb Co
CS
110122108
4970
78728
SH
DFND
02
68190
0
10538
Broadridge Finl Solutions Inc
CS
11133T103
1287
8406
SH
DFND
02
8220
0
186
Bryn Mawr Bank Corp
CS
117665109
3583
78736
SH
DFND
02
78736
0
0
Cal Maine Foods Inc
CS
128030202
2632
68503
SH
DFND
02
68503
0
0
Canadian Imperial Bank of Com
CS
136069101
2807
28680
SH
DFND
02
27158
0
1522
Capitol Federal Financial
CS
14057J101
2633
198829
SH
DFND
02
176379
0
22450
Casey's Gen Stores Inc
CS
147528103
1545
7145
SH
DFND
02
6987
0
158
Cathay General Bancorp
CS
149150104
3115
76384
SH
DFND
02
76384
0
0
CBRE Group Inc
CS
12504L109
1585
20031
SH
DFND
02
19583
0
448
Chevron Corp
CS
166764100
4891
46675
SH
DFND
02
40368
0
6307
Cisco Systems Inc
CS
17275R102
6115
118261
SH
DFND
02
105343
0
12918
Clorox Co/The
CS
189054109
1104
5723
SH
DFND
02
4771
0
952
CMS Energy Corp
CS
125896100
1573
25700
SH
DFND
02
25126
0
574
Cognizant Technology Solutions
CS
192446102
2547
32601
SH
DFND
02
25357
0
7244
Commercial Metals Co
CS
201723103
2786
90331
SH
DFND
02
90331
0
0
Conagra Brands
CS
205887102
1573
41835
SH
DFND
02
40900
0
935
Cooper Tire & Rubber Co
CS
216831107
2715
48508
SH
DFND
02
48508
0
0
CSG Systems International Inc
CS
126349109
2170
48345
SH
DFND
02
48345
0
0
CTO Realty Growth Inc
CS
22948Q101
2605
50080
SH
DFND
02
50080
0
0
Cummins Inc
CS
231021106
2421
9343
SH
DFND
02
8897
0
446
Curtiss Wright Corp
CS
231561101
1276
10761
SH
DFND
02
10519
0
242
CVS Health Corp
CS
126650100
5118
68026
SH
DFND
02
58948
0
9078
Delta Air Lines Inc
CS
247361702
1251
25906
SH
DFND
02
25327
0
579
DHT Holdings Inc
CS
y2065g121
1948
328478
SH
DFND
02
328478
0
0
Diamond Hill Investment Grp
CS
25264R207
3370
21598
SH
DFND
02
21598
0
0
Diamond S Shipping Inc
CS
y20676105
750
74800
SH
DFND
02
74800
0
0
Digital Realty Trust Inc
CS
253868103
3880
27551
SH
DFND
02
24753
0
2798
Dominion Energy Inc
CS
25746U109
3440
45288
SH
DFND
02
40612
0
4676
Donaldson Inc
CS
257651109
2026
34843
SH
DFND
02
28852
0
5991
Dover Corp
CS
260003108
1372
10008
SH
DFND
02
9786
0
222
Duke Energy Corp
CS
26441c204
5455
56507
SH
DFND
02
49400
0
7107
Eagle Materials Inc
CS
26969p108
1477
10989
SH
DFND
02
10745
0
244
Eastman Chemical Co
CS
277432100
678
6161
SH
DFND
02
3913
0
2248
Edgewell Personal Care
CS
28035Q102
2146
54180
SH
DFND
02
54180
0
0
Emerson Electric Co
CS
291011104
4701
52106
SH
DFND
02
44564
0
7542
Employers Holdings
CS
292218104
2705
62814
SH
DFND
02
62814
0
0
Encompass Health Corp
CS
29261A100
3872
47274
SH
DFND
02
41277
0
5997
Encore Wire Corp
CS
292562105
2161
32189
SH
DFND
02
32189
0
0
Entergy Corp
CS
29364G103
1702
17115
SH
DFND
02
16733
0
382
EOG Resources Inc
CS
26875P101
2131
29384
SH
DFND
02
27921
0
1463
Equity Commonwealth
CS
294628102
3461
124483
SH
DFND
02
124483
0
0
Essex Property Trust Inc
CS
297178105
3529
12982
SH
DFND
02
12075
0
907
Facebook Inc
CS
30303M102
590
2003
SH
DFND
02
1279
0
724
Fastenal Co
CS
311900104
2424
48211
SH
DFND
02
45814
0
2397
FedEx Corp
CS
31428X106
1853
6525
SH
DFND
02
5316
0
1209
Fifth Third Bancorp
CS
316773100
1730
46193
SH
DFND
02
45159
0
1034
First Financial Bancorp
CS
320209109
1710
71269
SH
DFND
02
71269
0
0
Fiserv Inc
CS
337738108
1911
16057
SH
DFND
02
13083
0
2974
Flowers Foods Inc
CS
343498101
2341
98366
SH
DFND
02
93037
0
5329
FMC Corp
CS
302491303
1500
13558
SH
DFND
02
13257
0
301
FNB Corp
CS
302520101
1665
131094
SH
DFND
02
131094
0
0
Fresh Del Monte Produce Inc
CS
G36738105
2001
69881
SH
DFND
02
69881
0
0
Frontdoor Inc
CS
35905a109
1282
23859
SH
DFND
02
23326
0
533
General Dynamics Corp
CS
369550108
2775
15286
SH
DFND
02
13650
0
1636
General Mills Inc
CS
370334104
1509
24611
SH
DFND
02
23398
0
1213
Genuine Parts Co
CS
372460105
5172
44743
SH
DFND
02
42837
0
1906
Getty Realty Corp
CS
374297109
2934
103614
SH
DFND
02
103614
0
0
Globe Life
CS
37959e102
4171
43166
SH
DFND
02
38112
0
5054
Hackett Group Inc/The
CS
404609109
674
41149
SH
DFND
02
41149
0
0
Hamilton Beach Brands Holding
CS
40701T104
1461
80570
SH
DFND
02
80570
0
0
HCA Holdings Inc
CS
40412C101
872
4632
SH
DFND
02
2906
0
1726
Healthcare Trust of America In
CS
42225P501
1318
47796
SH
DFND
02
46723
0
1073
Heartland Express Inc
CS
422347104
3035
155013
SH
DFND
02
155013
0
0
Hershey Co/The
CS
427866108
2191
13852
SH
DFND
02
10874
0
2978
Hill-Rom Holdings Inc
CS
431475102
1398
12652
SH
DFND
02
12370
0
282
Hooker Furniture Corp
CS
439038100
1269
34796
SH
DFND
02
34796
0
0
Hostess Brands Inc
CS
44109J106
2037
142057
SH
DFND
02
142057
0
0
Hubbell Inc
CS
443510607
1701
9101
SH
DFND
02
8897
0
204
IDACORP Inc
CS
451107106
1495
14956
SH
DFND
02
14196
0
760
Insight Enterprises Inc
CS
45765U103
1667
17468
SH
DFND
02
17468
0
0
Intel Corp
CS
458140100
2539
39674
SH
DFND
02
31653
0
8021
ITT Inc
CS
45073v108
1881
20692
SH
DFND
02
20229
0
463
John B Sanfilippo & Son Inc
CS
800422107
2267
25083
SH
DFND
02
25083
0
0
Johnson & Johnson
CS
478160104
5183
31534
SH
DFND
02
27442
0
4092
Johnson Outdoors Inc-A
CS
479167108
2371
16610
SH
DFND
02
16610
0
0
JP Morgan Chase & Co
CS
46625H100
1018
6685
SH
DFND
02
4988
0
1697
Kansas City Southern
CS
485170302
1676
6352
SH
DFND
02
6210
0
142
KAR Auction Services Inc
CS
48238T109
1276
85053
SH
DFND
02
85053
0
0
Kennametal Inc
CS
489170100
1522
38085
SH
DFND
02
31044
0
7041
KeyCorp
CS
493267108
2012
100716
SH
DFND
02
82793
0
17923
Kimberly Clark Corp
CS
494368103
4512
32451
SH
DFND
02
28445
0
4006
Kinder Morgan Inc
CS
49456B101
4959
297822
SH
DFND
02
264181
0
33641
Lamar Advertising Co
CS
512816109
226
2403
SH
DFND
02
2403
0
0
Linde Plc
CS
g5494j103
2265
8087
SH
DFND
02
6590
0
1497
Littelfuse Inc
CS
537008104
1574
5954
SH
DFND
02
5821
0
133
LKQ Corp
CS
501889208
575
13589
SH
DFND
02
8627
0
4962
Lockheed Martin Corp
CS
539830109
1840
4979
SH
DFND
02
4700
0
279
Lowe's Companies Inc
CS
548661107
2564
13480
SH
DFND
02
11063
0
2417
M&T Bank Corp
CS
55261F104
3255
21470
SH
DFND
02
19162
0
2308
Magellan Health Inc
CS
559079207
812
8713
SH
DFND
02
8713
0
0
Malibu Boats Inc
CS
56117J100
1013
12714
SH
DFND
02
12714
0
0
Masco Corp
CS
574599106
1378
23009
SH
DFND
02
22494
0
515
McKesson Corp
CS
58155Q103
3100
15896
SH
DFND
02
12426
0
3470
Merck & Co Inc
CS
58933Y105
2559
33195
SH
DFND
02
31447
0
1748
Methode Electronics Inc
CS
591520200
1943
46290
SH
DFND
02
46290
0
0
Metlife Inc
CS
59156R108
3414
56156
SH
DFND
02
50641
0
5515
Microsoft Corp
CS
594918104
1545
6552
SH
DFND
02
5474
0
1078
Mission Produce Inc
CS
60510V108
1825
96010
SH
DFND
02
96010
0
0
MKS Instrument Inc
CS
55306N104
1452
7832
SH
DFND
02
7659
0
173
MSC Industrial Direct
CS
553530106
1368
15173
SH
DFND
02
14834
0
339
National Fuel Gas Co
CS
636180101
2339
46789
SH
DFND
02
44308
0
2481
National Healthcare Corp
CS
635906100
2625
33695
SH
DFND
02
33695
0
0
Nelnet Inc
CS
64031N108
1209
16621
SH
DFND
02
16621
0
0
Nextera Energy Inc
CS
65339F101
348
4600
SH
DFND
02
4600
0
0
Northwest Bancshares
CS
667340103
1129
78153
SH
DFND
02
78153
0
0
Northwest Nat Gas Co Com
CS
66765N105
1224
22680
SH
DFND
02
22680
0
0
Northwestern Corp
CS
668074305
7302
111988
SH
DFND
02
104989
0
6999
Nucor Corp
CS
670346105
995
12400
SH
DFND
02
8972
0
3428
Nutrien Ltd
CS
67077M108
1988
36886
SH
DFND
02
30036
0
6850
Nvent Electric Plc
CS
g6700g107
1479
52993
SH
DFND
02
51811
0
1182
Omnicom Group
CS
681919106
5774
77874
SH
DFND
02
71465
0
6409
Pactiv Evergreen Inc
CS
69526K105
2155
156858
SH
DFND
02
156858
0
0
Parker Hannifin Corp
CS
701094104
531
1682
SH
DFND
02
1062
0
620
Paychex Inc
CS
704326107
3565
36373
SH
DFND
02
34469
0
1904
Pentair Plc
CS
g7s00t104
1387
22260
SH
DFND
02
21763
0
497
PepsiCo Inc
CS
713448108
4380
30968
SH
DFND
02
26472
0
4496
Pfizer Inc
CS
717081103
3524
97255
SH
DFND
02
84817
0
12438
Philip Morris International
CS
718172109
2312
26050
SH
DFND
02
24775
0
1275
Piedmont Office Realty Tr Inc
CS
720190206
3167
182316
SH
DFND
02
182316
0
0
Pinnacle West Capital
CS
723484101
1822
22397
SH
DFND
02
21209
0
1188
Pioneer Nat Res Co
CS
723787107
2018
12705
SH
DFND
02
12421
0
284
Plexus Corp
CS
729132100
1512
16465
SH
DFND
02
16465
0
0
PNC Financial Services Group
CS
693475105
5166
29451
SH
DFND
02
25100
0
4351
Polaris Industries Inc
CS
731068102
1682
12596
SH
DFND
02
12312
0
284
Portland General Electric Co
CS
736508847
2015
42449
SH
DFND
02
42449
0
0
Powell Industries Inc
CS
739128106
2746
81071
SH
DFND
02
81071
0
0
Prestige Consumer Healthcare,
CS
74112D101
2517
57091
SH
DFND
02
57091
0
0
Principal Financial Group Inc
CS
74251V102
2800
46693
SH
DFND
02
42045
0
4648
Prudential Financial Inc
CS
744320102
3249
35667
SH
DFND
02
32567
0
3100
Public Storage
CS
74460D109
4700
19045
SH
DFND
02
16219
0
2826
PulteGroup Inc
CS
745867101
1401
26723
SH
DFND
02
26126
0
597
Quest Diagnostics Inc
CS
74834L100
1374
10704
SH
DFND
02
10465
0
239
Raymond James Financial Inc
CS
754730109
1789
14598
SH
DFND
02
14272
0
326
Regal Beloit Corp
CS
758750103
3336
23381
SH
DFND
02
19072
0
4309
Regions Financial Corp
CS
7591EP100
1844
89278
SH
DFND
02
87283
0
1995
Reinsurance Group Of America
CS
759351604
1407
11161
SH
DFND
02
10912
0
249
Republic Services Inc
CS
760759100
1376
13851
SH
DFND
02
13542
0
309
Safety Ins Group Inc
CS
78648T100
2516
29861
SH
DFND
02
29861
0
0
Sally Beauty Hldgs Inc
CS
79546E104
738
36668
SH
DFND
02
36668
0
0
Sanderson Farms Inc
CS
800013104
1472
9450
SH
DFND
02
9450
0
0
Schlumberger Ltd
CS
806857108
458
16841
SH
DFND
02
10868
0
5973
Skechers USA Inc
CS
830566105
1391
33361
SH
DFND
02
32616
0
745
Sonoco Prods Co
CS
835495102
3203
50594
SH
DFND
02
47952
0
2642
Southern Co/The
CS
842587107
1676
26956
SH
DFND
02
23638
0
3318
Southwest Gas Corp
CS
844895102
3971
57799
SH
DFND
02
57799
0
0
Spire Inc
CS
84857L101
2594
35105
SH
DFND
02
35105
0
0
Sprouts Farmers Market Inc
CS
85208m102
1341
50364
SH
DFND
02
50364
0
0
Stag Industrial Inc
CS
85254J102
1450
43155
SH
DFND
02
42190
0
965
Standard Motors Products Inc
CS
853666105
2980
71679
SH
DFND
02
71679
0
0
Stanley Black & Decker Inc
CS
854502101
2074
10386
SH
DFND
02
8488
0
1898
Steel Dynamics Inc
CS
858119100
1525
30048
SH
DFND
02
29378
0
670
Stewart Information Services C
CS
860372101
2910
55928
SH
DFND
02
55928
0
0
Stonex Group Inc
CS
861896108
3826
58525
SH
DFND
02
58525
0
0
Stryker Corp
CS
863667101
1944
7982
SH
DFND
02
6532
0
1450
Synchrony Financial
CS
87165b103
1519
37358
SH
DFND
02
36523
0
835
Syneos Health Inc
CS
87166B102
1576
20776
SH
DFND
02
20312
0
464
SYSCO Corp
CS
871829107
372
4723
SH
DFND
02
3023
0
1700
T Rowe Price Group Inc
CS
74144T108
4340
25293
SH
DFND
02
22739
0
2554
Target Corp
CS
87612E106
865
4368
SH
DFND
02
3312
0
1056
Textainer Group Holdings Ltd
CS
g8766e109
1682
58716
SH
DFND
02
58716
0
0
Treehouse Foods Inc
CS
89469A104
2688
51452
SH
DFND
02
51452
0
0
Tri Pointe Group Inc
CS
87265H109
3582
175932
SH
DFND
02
175932
0
0
Truist Financial Corp
CS
89832q109
1887
32361
SH
DFND
02
26525
0
5836
Tyson Foods Inc
CS
902494103
1523
20493
SH
DFND
02
20035
0
458
Ulta Beauty Inc
CS
90384S303
1557
5037
SH
DFND
02
4925
0
112
UMB Financial Corp
CS
902788108
4883
52884
SH
DFND
02
52447
0
437
United Parcel Service Inc
CS
911312106
2473
14550
SH
DFND
02
13006
0
1544
Universal Health Services Inc
CS
913903100
312
2341
SH
DFND
02
1487
0
854
US Bancorp
CS
902973304
5286
95579
SH
DFND
02
82274
0
13305
Valvoline Inc
CS
92047W101
870
33381
SH
DFND
02
33381
0
0
Verizon Communications Inc
CS
92343V104
4539
78063
SH
DFND
02
66757
0
11306
VF Corp
CS
918204108
1518
18991
SH
DFND
02
15477
0
3514
Vishay Intertechnology Inc
CS
928298108
2374
98592
SH
DFND
02
84749
0
13843
Walt Disney Co/The
CS
254687106
2968
16086
SH
DFND
02
12712
0
3374
Washington Federal
CS
938824109
3088
100260
SH
DFND
02
100260
0
0
Washington Trust Bancorp
CS
940610108
4020
77856
SH
DFND
02
77856
0
0
Waterstone Financial Inc
CS
94188P101
2343
114719
SH
DFND
02
114719
0
0
WEC Energy Group Inc
CS
92939U106
1659
17721
SH
DFND
02
14398
0
3323
Weis Mkts Inc
CS
948849104
2718
48094
SH
DFND
02
48094
0
0
Werner Enterprises Inc
CS
950755108
1591
33731
SH
DFND
02
33731
0
0
Wesco International Inc
CS
95082P105
2363
27304
SH
DFND
02
22216
0
5088
Western Digital Corp
CS
958102105
1379
20659
SH
DFND
02
20199
0
460
WR Berkley Corp
CS
084423102
1517
20136
SH
DFND
02
19686
0
450
Zimmer Biomet Holdings Inc
CS
98956P102
1421
8874
SH
DFND
02
8675
0
199
I Shares Short Term Natinal
EF
464288158
717
6650
SH
DFND
02
6650
0
0
iShares National Muni Bond
EF
464288414
2297
19793
SH
DFND
02
16618
0
3175
Schwab Short Term US Treas
EF
808524862
8273
161230
SH
DFND
02
148162
0
13068
SPDR Bloomberg Barclays Invest
EF
78468r200
7369
240492
SH
DFND
02
219645
0
20847
SPDR S&P 500
EF
78462F103
996
2513
SH
SOLE
2513
0
0
VanEck Vectors Short H/Y Muni
EF
92189f387
881
35200
SH
DFND
02
35200
0
0