0000846797-19-000004.txt : 20191112
0000846797-19-000004.hdr.sgml : 20191112
20191112144828
ACCESSION NUMBER: 0000846797-19-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191112
DATE AS OF CHANGE: 20191112
EFFECTIVENESS DATE: 20191112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEAN INVESTMENT ASSOCIATES, LLC
CENTRAL INDEX KEY: 0000846797
IRS NUMBER: 310861689
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02462
FILM NUMBER: 191208666
BUSINESS ADDRESS:
STREET 1: 3500 PENTAGON BLVD, SUITE 200
CITY: BEAVERCREEK
STATE: OH
ZIP: 45431
BUSINESS PHONE: 8003273656
MAIL ADDRESS:
STREET 1: 3500 PENTAGON BLVD, SUITE 200
CITY: BEAVERCREEK
STATE: OH
ZIP: 45431
FORMER COMPANY:
FORMER CONFORMED NAME: DEAN C H & ASSOCIATES INC
DATE OF NAME CHANGE: 19990319
13F-HR
1
primary_doc.xml
13F-HR
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false
false
false
0000846797
XXXXXXXX
09-30-2019
09-30-2019
DEAN INVESTMENT ASSOCIATES, LLC
3500 PENTAGON BLVD, SUITE 200
BEAVERCREEK
OH
45431
13F HOLDINGS REPORT
028-02462
N
Debra Rindler
Chief Compliance Officer
9372253406
Debra E Rindler
Beavercreek
OH
11-12-2019
1
209
681036
false
2
0001455468
028-13367
Dean Capital Management
INFORMATION TABLE
2
frm13f093019.xml
3M Co
CS
88579Y101
3558
21643
SH
DFND
02
18581
0
3062
Aflac Inc
CS
001055102
4485
85714
SH
DFND
02
77824
0
7890
Altria Group Inc
CS
02209S103
2418
59124
SH
DFND
02
56029
0
3095
Amdocs Ltd
CS
G02602103
1510
22845
SH
DFND
02
18989
0
3856
Ameren Corp
CS
023608102
1199
14972
SH
DFND
02
14500
0
472
American National Insurance Co
CS
028591105
4590
37100
SH
DFND
02
37100
0
0
Ameriprise Financial Inc
CS
03076C106
969
6586
SH
DFND
02
6378
0
208
Amgen Inc
CS
031162100
3552
18355
SH
DFND
02
16782
0
1573
Andersons Inc
CS
034164103
4509
201025
SH
DFND
02
201025
0
0
Anixter International Inc
CS
035290105
2278
32955
SH
DFND
02
32955
0
0
Anthem Inc
CS
036752103
291
1210
SH
DFND
02
691
0
519
Aptiv Plc
CS
g6095L109
969
11088
SH
DFND
02
10739
0
349
Argan Inc
CS
04010e109
5274
134235
SH
DFND
02
134235
0
0
Argo Group International
CS
g0464b107
5193
73930
SH
DFND
02
73930
0
0
Arrow Electrs Inc
CS
042735100
1022
13709
SH
DFND
02
13280
0
429
Astec Industries Inc
CS
046224101
3167
101835
SH
DFND
02
101835
0
0
AT&T Inc
CS
00206R102
3498
92455
SH
DFND
02
82074
0
10381
Atmos Energy Corp
CS
049560105
1132
9942
SH
DFND
02
9628
0
314
Autozone Inc
CS
053332102
3455
3185
SH
DFND
02
2709
0
476
Avista Corp
CS
05379B107
5118
105665
SH
DFND
02
105665
0
0
Avx Corp
CS
002444107
5405
355605
SH
DFND
02
355605
0
0
Bank of Hawaii Corp
CS
062540109
5592
65075
SH
DFND
02
65075
0
0
Bank of NY Mellon
CS
064058100
3391
75006
SH
DFND
02
68121
0
6885
BB&T Corp
CS
054937107
4060
76081
SH
DFND
02
69414
0
6667
BCE Inc
CS
05534B760
2418
49951
SH
DFND
02
47340
0
2611
Berkshire Hathaway Inc Cl B
CS
084670702
4961
23851
SH
DFND
02
20427
0
3424
BlackRock Inc
CS
09247X101
7622
17103
SH
DFND
02
15213
0
1890
Blackstone Mortgage Trust
CS
09257w100
2540
70847
SH
DFND
02
67670
0
3177
Blue Bird Corp
CS
095306106
3115
163660
SH
DFND
02
163660
0
0
BMC Stk Holdings Inc
CS
05591B109
1458
55685
SH
DFND
02
55685
0
0
BorgWarner Inc
CS
099724106
3533
96315
SH
DFND
02
83298
0
13017
Bristol Myers Squibb Co
CS
110122108
5790
114171
SH
DFND
02
102054
0
12117
Bryn Mawr Bank Corp
CS
117665109
4370
119681
SH
DFND
02
119681
0
0
Cadence Bancorp
CS
12739A100
3748
213695
SH
DFND
02
213695
0
0
Cal Maine Foods Inc
CS
128030202
6649
166412
SH
DFND
02
166412
0
0
Canadian Imperial Bank of Com
CS
136069101
3181
38531
SH
DFND
02
33227
0
5304
Capitol Federal Financial
CS
14057J101
5416
393038
SH
DFND
02
363955
0
29083
Carnival Corp
CS
143658300
1259
28795
SH
DFND
02
27351
0
1444
Carter's Inc
CS
146229109
758
8308
SH
DFND
02
8047
0
261
Centerpoint Energy Inc
CS
15189T107
1027
34018
SH
DFND
02
33074
0
944
Centerstate Bank Corp
CS
15201P109
2178
90805
SH
DFND
02
90805
0
0
Chevron Corp
CS
166764100
8084
68165
SH
DFND
02
61452
0
6713
Cinemark Holdings Inc
CS
17243V102
808
20914
SH
DFND
02
20254
0
660
Cisco Systems Inc
CS
17275R102
3986
80674
SH
DFND
02
74439
0
6235
Clorox Co/The
CS
189054109
5634
37099
SH
DFND
02
34167
0
2932
CME Group Inc
CS
12572Q105
271
1282
SH
DFND
02
1282
0
0
CMS Energy Corp
CS
125896100
907
14183
SH
DFND
02
13737
0
446
Cognizant Technology Solutions
CS
192446102
3934
65277
SH
DFND
02
56484
0
8793
Colfax Corp
CS
194014106
1454
50030
SH
DFND
02
50030
0
0
Columbia Property Trust Inc
CS
198287203
5942
280950
SH
DFND
02
280950
0
0
Commerce Bancshares Inc
CS
200525103
910
15012
SH
DFND
02
14536
0
476
Commercial Metals Co
CS
201723103
2383
137095
SH
DFND
02
137095
0
0
Conagra Brands
CS
205887102
907
29561
SH
DFND
02
28631
0
930
CorePoint Lodging Inc
CS
21872L104
4184
413875
SH
DFND
02
413875
0
0
Cracker Barrel Old Country
CS
22410J106
804
4945
SH
DFND
02
4790
0
155
Crane Co
CS
224399105
923
11444
SH
DFND
02
11095
0
349
Crown Castle Intl Corp
CS
22822v101
233
1673
SH
DFND
02
1673
0
0
CSG Systems International Inc
CS
126349109
1354
26207
SH
DFND
02
26207
0
0
CubeSmart
CS
229663109
1987
56945
SH
DFND
02
53985
0
2960
Cummins Inc
CS
231021106
2347
14431
SH
DFND
02
13675
0
756
Curtiss Wright Corp
CS
231561101
881
6808
SH
DFND
02
6594
0
214
CVS Health Corp
CS
126650100
6309
100038
SH
DFND
02
89276
0
10762
Darling Ingredients Inc
CS
237266101
2129
111300
SH
DFND
02
111300
0
0
Del Taco Restaurants Inc
CS
245496104
1469
143710
SH
DFND
02
143710
0
0
Diamondback Energy Inc
CS
25278x109
826
9186
SH
DFND
02
8897
0
289
Digital Realty Trust Inc
CS
253868103
5326
41029
SH
DFND
02
37991
0
3038
Dominion Energy Inc
CS
25746U109
3436
42398
SH
DFND
02
36890
0
5508
Domtar Corp
CS
257559203
6033
168475
SH
DFND
02
168475
0
0
Duke Energy Corp
CS
26441c204
2622
27348
SH
DFND
02
24314
0
3034
Eastman Chemical Co
CS
277432100
1512
20477
SH
DFND
02
16871
0
3606
Emerson Electric Co
CS
291011104
5231
78232
SH
DFND
02
68925
0
9307
Encompass Health Corp
CS
29261A100
5278
83400
SH
DFND
02
76669
0
6731
Encore Wire Corp
CS
292562105
1452
25800
SH
DFND
02
25800
0
0
Enpro Industries Inc
CS
29355x107
3089
44995
SH
DFND
02
44995
0
0
EOG Resources Inc
CS
26875P101
3737
50355
SH
DFND
02
45607
0
4748
Equity Commonwealth
CS
294628102
5994
175015
SH
DFND
02
175015
0
0
Essex Property Trust Inc
CS
297178105
1371
4198
SH
DFND
02
4065
0
133
Exxon Mobil Corp
CS
30231G102
9325
132060
SH
DFND
02
117915
0
14145
F5 Networks Inc
CS
315616102
3667
26114
SH
DFND
02
23665
0
2449
Facebook Inc
CS
30303M102
432
2425
SH
DFND
02
1389
0
1036
Fastenal Co
CS
311900104
2624
80315
SH
DFND
02
76441
0
3874
FedEx Corp
CS
31428X106
3772
25914
SH
DFND
02
22503
0
3411
First Financial Bancorp
CS
320209109
5176
211497
SH
DFND
02
211497
0
0
First Merchants Corp
CS
320817109
3175
84375
SH
DFND
02
84375
0
0
Forward Air Corp
CS
349853101
3925
61605
SH
DFND
02
61605
0
0
G-Iii Apparel Group Ltd
CS
36237H101
3095
120095
SH
DFND
02
120095
0
0
GCP Applied Technologies Inc
CS
36164y101
2702
140365
SH
DFND
02
140365
0
0
General Mills Inc
CS
370334104
2054
37266
SH
DFND
02
35301
0
1965
Genuine Parts Co
CS
372460105
3257
32705
SH
DFND
02
31225
0
1480
Gildan Activewear Inc
CS
375916103
875
24645
SH
DFND
02
23867
0
778
Globe Life
CS
37959e102
6433
67180
SH
DFND
02
61633
0
5547
Granite Point Mortgage Trust
CS
38741L107
4340
231580
SH
DFND
02
231580
0
0
Greenbrier Companies Inc
CS
393657101
3217
106805
SH
DFND
02
106805
0
0
Hanover Ins Group Inc
CS
410867105
1107
8166
SH
DFND
02
7910
0
256
Healthcare Trust of America In
CS
42225P501
1083
36876
SH
DFND
02
35711
0
1165
Heartland Express Inc
CS
422347104
4920
228720
SH
DFND
02
228720
0
0
Hershey Co/The
CS
427866108
4010
25872
SH
DFND
02
22427
0
3445
Highwoods Pptys Inc
CS
431284108
1172
26088
SH
DFND
02
25271
0
817
Host Hotels & Resorts Inc
CS
44107P104
902
52186
SH
DFND
02
50544
0
1642
Houlihan Lokey Inc
CS
441593100
5250
116400
SH
DFND
02
116400
0
0
Hubbell Inc
CS
443510607
963
7332
SH
DFND
02
7100
0
232
ICU Medical Inc
CS
44930G107
3379
21170
SH
DFND
02
21170
0
0
Insight Enterprises Inc
CS
45765U103
4627
83090
SH
DFND
02
83090
0
0
Intel Corp
CS
458140100
5760
111780
SH
DFND
02
98257
0
13523
Interdigital Inc
CS
45867G101
6076
115790
SH
DFND
02
115790
0
0
International Flavors & Fragra
CS
459506101
1003
8176
SH
DFND
02
7919
0
257
International Paper Co
CS
460146103
2874
68732
SH
DFND
02
65631
0
3101
Interpublic Group of Companies
CS
460690100
888
41191
SH
DFND
02
39892
0
1299
ITT Inc
CS
45073v108
977
15965
SH
DFND
02
15462
0
503
JM Smucker Co/The
CS
832696405
1331
12099
SH
DFND
02
11718
0
381
Johnson & Johnson
CS
478160104
6662
51489
SH
DFND
02
45874
0
5615
Kansas City Southern
CS
485170302
933
7016
SH
DFND
02
6797
0
219
KAR Auction Services Inc
CS
48238T109
905
36849
SH
DFND
02
35690
0
1159
KeyCorp
CS
493267108
6570
368277
SH
DFND
02
340451
0
27826
Keysight Technologies Inc
CS
49338L103
1183
12161
SH
DFND
02
11776
0
385
Kimberly Clark Corp
CS
494368103
887
6243
SH
DFND
02
3574
0
2669
Kinder Morgan Inc
CS
49456B101
5084
246694
SH
DFND
02
227393
0
19301
KLA-Tencor Corp
CS
482480100
6083
38147
SH
DFND
02
35242
0
2905
Knoll Inc
CS
498904200
3127
123345
SH
DFND
02
123345
0
0
Lamar Advertising Co
CS
512816109
215
2619
SH
DFND
02
2619
0
0
Lamb Weston Holdings Inc
CS
513272104
1115
15337
SH
DFND
02
14858
0
479
Linde Plc
CS
g5494j103
5249
27097
SH
DFND
02
24603
0
2494
LKQ Corp
CS
501889208
4482
142521
SH
DFND
02
123572
0
18949
LyondellBasell Industries
CS
N53745100
1803
20154
SH
DFND
02
19151
0
1003
M&T Bank Corp
CS
55261F104
849
5376
SH
DFND
02
5206
0
170
Magellan Health Inc
CS
559079207
5753
92646
SH
DFND
02
92646
0
0
Masco Corp
CS
574599106
987
23690
SH
DFND
02
22943
0
747
McKesson Corp
CS
58155Q103
4360
31900
SH
DFND
02
27618
0
4282
Metlife Inc
CS
59156R108
2644
56061
SH
DFND
02
48975
0
7086
MFA Financial Inc
CS
55272X102
6611
898265
SH
DFND
02
898265
0
0
Microsoft Corp
CS
594918104
2972
21376
SH
DFND
02
19378
0
1998
Milacron Holdings Corp
CS
59870L106
5953
357100
SH
DFND
02
357100
0
0
Movado Group Inc
CS
624580106
1704
68550
SH
DFND
02
68550
0
0
MTS Systems Corp
CS
553777103
3260
58996
SH
DFND
02
58996
0
0
National Healthcare Corp
CS
635906100
2970
36280
SH
DFND
02
36280
0
0
Noble Energy Inc
CS
655044105
790
35168
SH
DFND
02
34060
0
1108
Northern Trust Corp
CS
665859104
967
10366
SH
DFND
02
10042
0
324
Northwest Bancshares
CS
667340103
10762
656641
SH
DFND
02
633090
0
23551
Northwestern Corp
CS
668074305
10991
146444
SH
DFND
02
139127
0
7317
Nutrien Ltd
CS
67077M108
5176
103764
SH
DFND
02
91437
0
12327
Omnicom Group
CS
681919106
3102
39614
SH
DFND
02
37661
0
1953
Oritani Financial Corp
CS
68633D103
3128
176780
SH
DFND
02
176780
0
0
Parker Hannifin Corp
CS
701094104
846
4685
SH
DFND
02
4538
0
147
Patrick Industries Inc
CS
703343103
777
18114
SH
DFND
02
17545
0
569
Paychex Inc
CS
704326107
3214
38831
SH
DFND
02
36911
0
1920
Penske Automotive Grp Inc
CS
70959W103
4699
99380
SH
DFND
02
99380
0
0
PepsiCo Inc
CS
713448108
4743
34598
SH
DFND
02
29830
0
4768
Pfizer Inc
CS
717081103
5266
146556
SH
DFND
02
132410
0
14146
Philip Morris International
CS
718172109
1936
25496
SH
DFND
02
24212
0
1284
Pinnacle West Capital
CS
723484101
901
9278
SH
DFND
02
8986
0
292
PNC Financial Services Group
CS
693475105
3852
27482
SH
DFND
02
23909
0
3573
Portland General Electric Co
CS
736508847
3823
67825
SH
DFND
02
61463
0
6362
Primoris Services Corp
CS
74164f103
2172
110751
SH
DFND
02
110751
0
0
Principal Financial Group Inc
CS
74251V102
2800
49010
SH
DFND
02
43176
0
5834
ProAssurance Corp
CS
74267C106
5909
146725
SH
DFND
02
146725
0
0
Procter & Gamble Co/The
CS
742718109
5665
45549
SH
DFND
02
42219
0
3330
Prudential Financial Inc
CS
744320102
2761
30691
SH
DFND
02
27416
0
3275
Public Storage
CS
74460D109
561
2287
SH
DFND
02
1298
0
989
Quest Diagnostics Inc
CS
74834L100
981
9161
SH
DFND
02
8871
0
290
Regal Beloit Corp
CS
758750103
8557
117458
SH
DFND
02
112628
0
4830
Regions Financial Corp
CS
7591EP100
971
61395
SH
DFND
02
59459
0
1936
Reinsurance Group Of America
CS
759351604
934
5845
SH
DFND
02
5659
0
186
Renasant Corp
CS
75970e107
4409
125932
SH
DFND
02
125932
0
0
Republic Services Inc
CS
760759100
984
11374
SH
DFND
02
11019
0
355
Resideo Technologies Inc
CS
76118y104
5382
375030
SH
DFND
02
375030
0
0
RPC Inc
CS
749660106
4705
838685
SH
DFND
02
838685
0
0
Ryder System Inc
CS
783549108
3755
72535
SH
DFND
02
72535
0
0
Sabra Health Care Reit Inc
CS
78573L106
3429
149345
SH
DFND
02
149345
0
0
Safety Ins Group Inc
CS
78648T100
2916
28780
SH
DFND
02
28780
0
0
Scholastic Corp
CS
807066105
4254
112660
SH
DFND
02
112660
0
0
Sealed Air Corp
CS
81211K100
905
21798
SH
DFND
02
21111
0
687
Silgan Holdings Inc
CS
827048109
2182
72665
SH
DFND
02
72665
0
0
Simon Property Group Inc
CS
828806109
2445
15710
SH
DFND
02
13409
0
2301
Snap On Inc
CS
833034101
906
5787
SH
DFND
02
5605
0
182
Southern Co/The
CS
842587107
3113
50404
SH
DFND
02
43543
0
6861
SRC Energy Inc
CS
78470V108
4551
976519
SH
DFND
02
976519
0
0
Stewart Information Services C
CS
860372101
1488
38365
SH
DFND
02
38365
0
0
Stryker Corp
CS
863667101
3816
17643
SH
DFND
02
16026
0
1617
Summit Hotel Properties Inc
CS
866082100
2855
246162
SH
DFND
02
223635
0
22527
Supernus Pharmaceuticals Inc
CS
868459108
1440
52415
SH
DFND
02
52415
0
0
Synopsys Inc
CS
871607107
841
6125
SH
DFND
02
5934
0
191
T Rowe Price Group Inc
CS
74144T108
2884
25239
SH
DFND
02
21995
0
3244
Target Corp
CS
87612E106
2330
21796
SH
DFND
02
18861
0
2935
TechnipFMC plc
CS
g87110105
876
36291
SH
DFND
02
35156
0
1135
Thor Inds Inc
CS
885160101
6251
110365
SH
DFND
02
110365
0
0
UMB Financial Corp
CS
902788108
7084
109687
SH
DFND
02
109180
0
507
United Parcel Service Inc
CS
911312106
3433
28652
SH
DFND
02
25430
0
3222
Universal Health Services Inc
CS
913903100
1625
10924
SH
DFND
02
9459
0
1465
Unum Group
CS
91529Y106
910
30631
SH
DFND
02
29538
0
1093
US Bancorp
CS
902973304
5035
90982
SH
DFND
02
78619
0
12363
US Foods Holding Corp
CS
912008109
1340
32612
SH
DFND
02
31584
0
1028
Valmont Industries Inc
CS
920253101
2921
21100
SH
DFND
02
21100
0
0
Valvoline Inc
CS
92047W101
3737
169650
SH
DFND
02
169650
0
0
Verizon Communications Inc
CS
92343V104
8021
132889
SH
DFND
02
119472
0
13417
Walt Disney Co/The
CS
254687106
2958
22697
SH
DFND
02
19626
0
3071
Washington Federal
CS
938824109
3518
95095
SH
DFND
02
95095
0
0
WEC Energy Group Inc
CS
92939U106
6427
67586
SH
DFND
02
59053
0
8533
Weis Mkts Inc
CS
948849104
4980
130560
SH
DFND
02
130560
0
0
Wells Fargo & Company
CS
949746101
404
8005
SH
DFND
02
4649
0
3356
Wesco International Inc
CS
95082P105
8250
172693
SH
DFND
02
167085
0
5608
White Mountains Insurance Grou
CS
G9618E107
3867
3581
SH
DFND
02
3581
0
0
Wiley John & Sons Inc
CS
968223206
4307
98010
SH
DFND
02
98010
0
0
WR Berkley Corp
CS
084423102
869
12028
SH
DFND
02
11653
0
375
Zimmer Biomet Holdings Inc
CS
98956P102
1122
8172
SH
DFND
02
7914
0
258
iShares National Muni Bond
EF
464288414
2968
26014
SH
DFND
02
22039
0
3975
Schwab Short term US Treas
EF
808524862
8242
162911
SH
DFND
02
147281
0
15630
SPDR Bloomberg Barclays Invest
EF
78468r200
7189
233710
SH
DFND
02
209520
0
24190
SPDR S&P 500
EF
78462F103
782
2636
SH
SOLE
2636
0
0
Vaneck Vectors Short H/Y Muni
EF
92189f387
886
35200
SH
DFND
02
35200
0
0