0000846797-18-000004.txt : 20181114
0000846797-18-000004.hdr.sgml : 20181114
20181114152433
ACCESSION NUMBER: 0000846797-18-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181114
DATE AS OF CHANGE: 20181114
EFFECTIVENESS DATE: 20181114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEAN INVESTMENT ASSOCIATES, LLC
CENTRAL INDEX KEY: 0000846797
IRS NUMBER: 310861689
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02462
FILM NUMBER: 181183137
BUSINESS ADDRESS:
STREET 1: 3500 PENTAGON BLVD, SUITE 200
CITY: BEAVERCREEK
STATE: OH
ZIP: 45431
BUSINESS PHONE: 8003273656
MAIL ADDRESS:
STREET 1: 3500 PENTAGON BLVD, SUITE 200
CITY: BEAVERCREEK
STATE: OH
ZIP: 45431
FORMER COMPANY:
FORMER CONFORMED NAME: DEAN C H & ASSOCIATES INC
DATE OF NAME CHANGE: 19990319
13F-HR
1
primary_doc.xml
13F-HR
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false
false
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0000846797
XXXXXXXX
09-30-2018
09-30-2018
DEAN INVESTMENT ASSOCIATES, LLC
3500 PENTAGON BLVD, SUITE 200
BEAVERCREEK
OH
45431
13F HOLDINGS REPORT
028-02462
N
Debra E Rindler
Chief Compliance Officer
9372253406
Debra E. Rindler
Beavercreek
OH
11-14-2018
1
210
716503
false
2
0001455468
028-13367
Dean Capital Management
INFORMATION TABLE
2
frm13f093018.xml
3M Co
CS
88579Y101
4835
22947
SH
DFND
02
19512
0
3435
Acuity Brands Inc
CS
00508Y102
677
4307
SH
DFND
02
4158
0
149
Aflac Inc
CS
001055102
4836
102744
SH
DFND
02
88817
0
13927
Allete Inc
CS
018522300
3729
49710
SH
DFND
02
49710
0
0
Alliance Data Systems Corp
CS
018581108
3412
14447
SH
DFND
02
12475
0
1972
Altria Group Inc
CS
02209S103
2101
34830
SH
DFND
02
32622
0
2208
Ameren Corp
CS
023608102
1187
18769
SH
DFND
02
18109
0
660
Americold Realty Trust
CS
03064D108
6410
256205
SH
DFND
02
256205
0
0
Ameriprise Financial Inc
CS
03076C106
979
6632
SH
DFND
02
6400
0
232
Amgen Inc
CS
031162100
3152
15206
SH
DFND
02
13521
0
1685
Anthem Inc
CS
036752103
666
2429
SH
DFND
02
1390
0
1039
Apollo Commercial Real Estate
CS
03762U105
7868
416983
SH
DFND
02
416983
0
0
Aptiv Plc
CS
g6095L109
691
8236
SH
DFND
02
7953
0
283
Aramark
CS
03852U106
903
20997
SH
DFND
02
20244
0
753
Argan Inc
CS
04010e109
5156
119910
SH
DFND
02
119910
0
0
Argo Group International
CS
g0464b107
6663
105672
SH
DFND
02
105672
0
0
Astec Industries Inc
CS
046224101
4720
93640
SH
DFND
02
93640
0
0
AT&T Inc
CS
00206R102
3219
95849
SH
DFND
02
83500
0
12349
Atmos Energy Corp
CS
049560105
1067
11365
SH
DFND
02
10965
0
400
Autozone Inc
CS
053332102
4114
5303
SH
DFND
02
4596
0
707
Bank of Hawaii Corp
CS
062540109
4117
52175
SH
DFND
02
52175
0
0
Bank of NY Mellon
CS
064058100
3982
78085
SH
DFND
02
70732
0
7353
BB&T Corp
CS
054937107
3816
78624
SH
DFND
02
71567
0
7057
BCE Inc
CS
05534B760
1567
38682
SH
DFND
02
36054
0
2628
Belden Inc
CS
077454106
779
10903
SH
DFND
02
10518
0
385
Bemis Co
CS
081437105
985
20272
SH
DFND
02
19559
0
713
Benchmark Electronics Inc
CS
08160H101
5107
218240
SH
DFND
02
218240
0
0
Berkshire Hathaway Inc Cl B
CS
084670702
5419
25310
SH
DFND
02
21412
0
3898
Big Lots Inc
CS
089302103
5395
129098
SH
DFND
02
129098
0
0
BlackRock Inc
CS
09247X101
7142
15153
SH
DFND
02
13159
0
1994
Blackstone Mortgage Trust
CS
09257w100
9993
298195
SH
DFND
02
294124
0
4071
BorgWarner Inc
CS
099724106
4324
101071
SH
DFND
02
86875
0
14196
Brady Corp
CS
104674106
1747
39935
SH
DFND
02
39935
0
0
Brown & Brown Inc
CS
115236101
1024
34644
SH
DFND
02
33404
0
1240
Bryn Mawr Bank Corp
CS
117665109
3733
79586
SH
DFND
02
79586
0
0
Cal Maine Foods Inc
CS
128030202
3627
75097
SH
DFND
02
75097
0
0
Canadian Imperial Bank of Com
CS
136069101
2639
28148
SH
DFND
02
22617
0
5531
Capitol Federal Financial
CS
14057J101
4633
363632
SH
DFND
02
332678
0
30954
Casey's Gen Stores Inc
CS
147528103
917
7103
SH
DFND
02
6849
0
254
Centennial Resource Developmen
CS
15136A102
911
41680
SH
DFND
02
40219
0
1461
Centerstate Bank Corp
CS
15201P109
5617
200250
SH
DFND
02
200250
0
0
Chevron Corp
CS
166764100
7174
58669
SH
DFND
02
51874
0
6795
Cimarex Energy Co
CS
171798101
2857
30742
SH
DFND
02
27811
0
2931
Cisco Systems Inc
CS
17275R102
7850
161357
SH
DFND
02
144220
0
17137
Citizens Financial Group
CS
174610105
692
17944
SH
DFND
02
17303
0
641
Clorox Co/The
CS
189054109
7052
46885
SH
DFND
02
41697
0
5188
CME Group Inc
CS
12572Q105
225
1323
SH
DFND
02
1323
0
0
CMS Energy Corp
CS
125896100
914
18662
SH
DFND
02
18003
0
659
Cognizant Technology Solutions
CS
192446102
4305
55799
SH
DFND
02
48191
0
7608
Columbia Property Trust Inc
CS
198287203
5698
241040
SH
DFND
02
241040
0
0
Comfort Systems USA
CS
199908104
808
14325
SH
DFND
02
13831
0
494
Commerce Bancshares Inc
CS
200525103
886
13427
SH
DFND
02
12945
0
482
Conagra Brands
CS
205887102
806
23737
SH
DFND
02
22904
0
833
Concho Resources Inc
CS
20605P101
968
6339
SH
DFND
02
6111
0
228
Conduent Inc
CS
206787103
839
37268
SH
DFND
02
35974
0
1294
Convergys Corp
CS
212485106
7017
295565
SH
DFND
02
295565
0
0
Cooper-Standard Holdings Inc
CS
21676P103
3194
26625
SH
DFND
02
26625
0
0
CSG Systems International Inc
CS
126349109
6745
168037
SH
DFND
02
168037
0
0
CubeSmart
CS
229663109
1276
44716
SH
DFND
02
41733
0
2983
Cummins Inc
CS
231021106
1607
11003
SH
DFND
02
10247
0
756
Curtiss Wright Corp
CS
231561101
877
6385
SH
DFND
02
6159
0
226
CVS Health Corp
CS
126650100
6420
81559
SH
DFND
02
71217
0
10342
Darling Ingredients Inc
CS
237266101
5398
279380
SH
DFND
02
279380
0
0
Davita Inc
CS
23918K108
3637
50773
SH
DFND
02
45867
0
4906
Deluxe Corp
CS
248019101
7467
131135
SH
DFND
02
131135
0
0
Digital Realty Trust Inc
CS
253868103
4329
38485
SH
DFND
02
35290
0
3195
Dominion Energy Inc
CS
25746U109
2566
36517
SH
DFND
02
30542
0
5975
Donnelley Financial Solution
CS
25787G100
4822
269109
SH
DFND
02
269109
0
0
East West Bancorp Inc
CS
27579R104
710
11764
SH
DFND
02
11350
0
414
Eastman Chemical Co
CS
277432100
1189
12423
SH
DFND
02
10341
0
2082
Emerson Electric Co
CS
291011104
5884
76841
SH
DFND
02
66551
0
10290
Encompass Health Corp
CS
29261A100
3645
46760
SH
DFND
02
42214
0
4546
Encore Wire Corp
CS
292562105
3648
72805
SH
DFND
02
72805
0
0
Energen Corp
CS
29265N108
1192
13828
SH
DFND
02
13348
0
480
Enpro Industries Inc
CS
29355x107
3967
54395
SH
DFND
02
54395
0
0
EOG Resources Inc
CS
26875P101
5541
43438
SH
DFND
02
37736
0
5702
Equity Commonwealth
CS
294628102
6703
208895
SH
DFND
02
208895
0
0
Equity Lifestyle Properties
CS
29472R108
1297
13452
SH
DFND
02
12970
0
482
Essex Property Trust Inc
CS
297178105
971
3935
SH
DFND
02
3797
0
138
Exxon Mobil Corp
CS
30231G102
9190
108094
SH
DFND
02
95702
0
12392
F5 Networks Inc
CS
315616102
4468
22403
SH
DFND
02
20220
0
2183
Facebook Inc
CS
30303M102
452
2749
SH
DFND
02
1593
0
1156
Fastenal Co
CS
311900104
1887
32531
SH
DFND
02
30578
0
1953
FedEx Corp
CS
31428X106
5227
21707
SH
DFND
02
18882
0
2825
First Financial Bancorp
CS
320209109
6353
213892
SH
DFND
02
213892
0
0
First Merchants Corp
CS
320817109
5076
112830
SH
DFND
02
112830
0
0
FMC Corp
CS
302491303
638
7315
SH
DFND
02
7063
0
252
Forward Air Corp
CS
349853101
3039
42390
SH
DFND
02
42390
0
0
Fresh Del Monte Produce Inc
CS
G36738105
3797
112042
SH
DFND
02
112042
0
0
General Mills Inc
CS
370334104
1236
28791
SH
DFND
02
26808
0
1983
Genuine Parts Co
CS
372460105
3000
30186
SH
DFND
02
28445
0
1741
Gildan Activewear Inc
CS
375916103
956
31408
SH
DFND
02
30282
0
1126
Granite Point Mortgage Trust
CS
38741L107
5741
297750
SH
DFND
02
297750
0
0
Greenbrier Companies Inc
CS
393657101
2888
48050
SH
DFND
02
48050
0
0
Halliburton Co
CS
406216101
604
14900
SH
DFND
02
8707
0
6193
Healthcare Trust of America In
CS
42225P501
922
34581
SH
DFND
02
33369
0
1212
Heartland Express Inc
CS
422347104
4686
237505
SH
DFND
02
237505
0
0
Hershey Co/The
CS
427866108
4331
42463
SH
DFND
02
36220
0
6243
Hexcel Corp
CS
428291108
926
13813
SH
DFND
02
13318
0
495
Horace Mann Educators Corp
CS
440327104
4044
90065
SH
DFND
02
90065
0
0
Hostess Brands Inc
CS
44109J106
7382
666820
SH
DFND
02
666820
0
0
Hubbell Inc
CS
443510607
964
7215
SH
DFND
02
6963
0
252
Ingredion Inc
CS
457187102
737
7017
SH
DFND
02
6766
0
251
Innospec Inc
CS
45768S105
4658
60693
SH
DFND
02
60693
0
0
Intel Corp
CS
458140100
5035
106471
SH
DFND
02
91608
0
14863
Interdigital Inc
CS
45867G101
4437
55465
SH
DFND
02
55465
0
0
International Flavors & Fragra
CS
459506101
912
6556
SH
DFND
02
6326
0
230
Interpublic Group of Companies
CS
460690100
884
38652
SH
DFND
02
37276
0
1376
Invesco Ltd
CS
G491BT108
1522
66511
SH
DFND
02
62340
0
4171
ITT Inc
CS
45073v108
918
14979
SH
DFND
02
14445
0
534
Jazz Pharmaceuticals Inc
CS
G50871105
906
5387
SH
DFND
02
5198
0
189
JM Smucker Co/The
CS
832696405
727
7087
SH
DFND
02
6841
0
246
John B. Sanfilippo & Son Inc
CS
800422107
3583
50203
SH
DFND
02
50203
0
0
Johnson & Johnson
CS
478160104
6959
50363
SH
DFND
02
44170
0
6193
Kansas City Southern
CS
485170302
894
7893
SH
DFND
02
7610
0
283
KeyCorp
CS
493267108
3406
171244
SH
DFND
02
154890
0
16354
Keysight Technologies Inc
CS
49338L103
1203
18149
SH
DFND
02
17498
0
651
Kimberly Clark Corp
CS
494368103
808
7107
SH
DFND
02
4106
0
3001
Knoll Inc
CS
498904200
4788
204195
SH
DFND
02
204195
0
0
La Z Boy Inc
CS
505336107
4563
144385
SH
DFND
02
144385
0
0
Lamar Advertising Co
CS
512816109
211
2708
SH
DFND
02
2708
0
0
Lancaster Colony Corp
CS
513847103
2582
17305
SH
DFND
02
17305
0
0
LegacyTexas Financial Group
CS
52471Y106
3609
84720
SH
DFND
02
84720
0
0
Lifepoint Hospitals Inc
CS
53219L109
5403
83895
SH
DFND
02
83895
0
0
LKQ Corp
CS
501889208
703
22209
SH
DFND
02
21414
0
795
Logmein Inc
CS
54142L109
677
7598
SH
DFND
02
7335
0
263
LyondellBasell Industries
CS
N53745100
200
1952
SH
DFND
02
1952
0
0
M&T Bank Corp
CS
55261F104
831
5052
SH
DFND
02
4871
0
181
Magellan Health Inc
CS
559079207
5518
76581
SH
DFND
02
76581
0
0
McKesson Corp
CS
58155Q103
4350
32793
SH
DFND
02
28217
0
4576
Merck & Co Inc
CS
58933Y105
1273
17951
SH
DFND
02
16744
0
1207
Methode Electronics Inc
CS
591520200
4167
115105
SH
DFND
02
115105
0
0
Metlife Inc
CS
59156R108
2220
47527
SH
DFND
02
39733
0
7794
Microsoft Corp
CS
594918104
5120
44771
SH
DFND
02
40516
0
4255
Newfield Expl Co
CS
651290108
715
24807
SH
DFND
02
23944
0
863
Nordstrom Inc
CS
655664100
777
12995
SH
DFND
02
12542
0
453
Northwest Bancshares
CS
667340103
7163
413569
SH
DFND
02
407257
0
6312
Northwestern Corp
CS
668074305
14702
250625
SH
DFND
02
241834
0
8791
Nutrien Ltd
CS
67077M108
5928
102737
SH
DFND
02
88906
0
13831
Omnicom Group
CS
681919106
2137
31424
SH
DFND
02
29463
0
1961
Parker Hannifin Corp
CS
701094104
807
4390
SH
DFND
02
4235
0
155
Paychex Inc
CS
704326107
2277
30919
SH
DFND
02
28989
0
1930
PepsiCo Inc
CS
713448108
4054
36259
SH
DFND
02
31360
0
4899
Pfizer Inc
CS
717081103
6040
137060
SH
DFND
02
122553
0
14507
Philip Morris International
CS
718172109
1638
20087
SH
DFND
02
18796
0
1291
Pinnacle West Capital
CS
723484101
879
11096
SH
DFND
02
10709
0
387
Plexus Corp
CS
729132100
6150
105110
SH
DFND
02
105110
0
0
PNC Financial Services Group
CS
693475105
2800
20562
SH
DFND
02
18613
0
1949
PNM Resources Inc
CS
69349H107
8516
215860
SH
DFND
02
215860
0
0
Portland General Electric Co
CS
736508847
9709
212860
SH
DFND
02
204463
0
8397
Praxair Inc
CS
74005P104
4513
28081
SH
DFND
02
25472
0
2609
Primoris Services Corp
CS
74164f103
4610
185725
SH
DFND
02
185725
0
0
Principal Financial Group Inc
CS
74251V102
2428
41434
SH
DFND
02
35135
0
6299
Procter & Gamble Co/The
CS
742718109
4857
58355
SH
DFND
02
53504
0
4851
Prudential Financial Inc
CS
744320102
1334
13161
SH
DFND
02
12304
0
857
PS Business Parks Inc/Ca
CS
69360J107
5994
47165
SH
DFND
02
47165
0
0
Public Storage
CS
74460D109
539
2673
SH
DFND
02
1543
0
1130
Quest Diagnostics Inc
CS
74834L100
927
8592
SH
DFND
02
8291
0
301
Regal Beloit Corp
CS
758750103
11712
142045
SH
DFND
02
136917
0
5128
Reinsurance Group Of America
CS
759351604
793
5483
SH
DFND
02
5287
0
196
Renasant Corp
CS
75970e107
3454
83807
SH
DFND
02
83807
0
0
Republic Services Inc
CS
760759100
858
11811
SH
DFND
02
11392
0
419
RPC Inc
CS
749660106
4418
285385
SH
DFND
02
285385
0
0
Sabra Health Care Reit Inc
CS
78573L106
3678
159090
SH
DFND
02
159090
0
0
Sanderson Farms Inc
CS
800013104
4893
47335
SH
DFND
02
47335
0
0
Schlumberger Ltd
CS
806857108
3894
63923
SH
DFND
02
58543
0
5380
Schweitzer-Mauduit Intl Inc
CS
808541106
1243
32448
SH
DFND
02
30307
0
2141
Science Applications Inte
CS
808625107
835
10357
SH
DFND
02
9994
0
363
Silgan Holdings Inc
CS
827048109
7675
276090
SH
DFND
02
276090
0
0
Simon Property Group Inc
CS
828806109
2446
13839
SH
DFND
02
11292
0
2547
Snap On Inc
CS
833034101
859
4681
SH
DFND
02
4519
0
162
Southern Co/The
CS
842587107
2522
57843
SH
DFND
02
49499
0
8344
SRC Energy Inc
CS
78470V108
4213
473945
SH
DFND
02
473945
0
0
Stepan Co
CS
858586100
2740
31485
SH
DFND
02
31485
0
0
Stryker Corp
CS
863667101
3272
18413
SH
DFND
02
16665
0
1748
Summit Hotel Properties Inc
CS
866082100
2536
187441
SH
DFND
02
169930
0
17511
Synopsys Inc
CS
871607107
1149
11657
SH
DFND
02
11239
0
418
T Rowe Price Group Inc
CS
74144T108
2367
21683
SH
DFND
02
18165
0
3518
Tanger Factory Outlet Center
CS
875465106
1120
48939
SH
DFND
02
45700
0
3239
Target Corp
CS
87612E106
1956
22174
SH
DFND
02
18792
0
3382
Taylor Morrison Home Corp
CS
87724P106
5270
292107
SH
DFND
02
292107
0
0
Tenneco Inc
CS
880349105
6406
152015
SH
DFND
02
152015
0
0
Third Point Reinsurance Ltd
CS
g8827u100
6760
519975
SH
DFND
02
519975
0
0
Torchmark Corp
CS
891027104
5996
69166
SH
DFND
02
63165
0
6001
Treehouse Foods Inc
CS
89469A104
6493
135700
SH
DFND
02
135700
0
0
United Parcel Service Inc
CS
911312106
2875
24624
SH
DFND
02
21140
0
3484
Universal Health Services Inc
CS
913903100
975
7625
SH
DFND
02
7355
0
270
Unum Group
CS
91529Y106
453
11592
SH
DFND
02
6723
0
4869
US Bancorp
CS
902973304
5021
95074
SH
DFND
02
81574
0
13500
US Silica Holdings Inc
CS
90346E103
3438
182570
SH
DFND
02
182570
0
0
Valmont Industries Inc
CS
920253101
4723
34100
SH
DFND
02
34100
0
0
Verizon Communications Inc
CS
92343V104
7066
132338
SH
DFND
02
117402
0
14936
Vornado Realty Trust
CS
929042109
1092
14960
SH
DFND
02
14436
0
524
Walt Disney Co/The
CS
254687106
5197
44443
SH
DFND
02
37995
0
6448
Washington Federal
CS
938824109
8007
250205
SH
DFND
02
250205
0
0
WEC Energy Group Inc
CS
92939U106
6246
93553
SH
DFND
02
81856
0
11697
Wells Fargo & Company
CS
949746101
1891
35972
SH
DFND
02
30126
0
5846
Wesco International Inc
CS
95082P105
3779
61505
SH
DFND
02
61505
0
0
White Mountains Insurance Grou
CS
G9618E107
6753
7216
SH
DFND
02
7216
0
0
WR Berkley Corp
CS
084423102
962
12040
SH
DFND
02
11610
0
430
Xcel Energy Inc
CS
98389B100
1033
21874
SH
DFND
02
21089
0
785
Xylem Inc
CS
98419M100
817
10224
SH
DFND
02
9859
0
365
Zagg Inc
CS
98884U108
1908
129370
SH
DFND
02
129370
0
0
Zimmer Biomet Holdings Inc
CS
98956P102
1007
7659
SH
DFND
02
7392
0
267
Total SA
AD
89151e109
216
3350
SH
DFND
02
3350
0
0
iShares National Muni Bond
EF
464288414
2612
24203
SH
DFND
02
20805
0
3398
Schwab Short term US Treas
EF
808524862
7213
145511
SH
DFND
02
130127
0
15384
SPDR Bloomberg Barclays Invest
EF
78468r200
6073
197238
SH
DFND
02
174514
0
22724
SPDR S&P 500
EF
78462F103
752
2586
SH
SOLE
2586
0
0
Vaneck Vectors Short H/Y Muni
EF
92189f387
695
28600
SH
DFND
02
28600
0
0