0000846797-17-000005.txt : 20171115
0000846797-17-000005.hdr.sgml : 20171115
20171115105724
ACCESSION NUMBER: 0000846797-17-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171115
DATE AS OF CHANGE: 20171115
EFFECTIVENESS DATE: 20171115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEAN INVESTMENT ASSOCIATES, LLC
CENTRAL INDEX KEY: 0000846797
IRS NUMBER: 310861689
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02462
FILM NUMBER: 171204240
BUSINESS ADDRESS:
STREET 1: 3500 PENTAGON BLVD, SUITE 200
CITY: BEAVERCREEK
STATE: OH
ZIP: 45431
BUSINESS PHONE: 8003273656
MAIL ADDRESS:
STREET 1: 3500 PENTAGON BLVD, SUITE 200
CITY: BEAVERCREEK
STATE: OH
ZIP: 45431
FORMER COMPANY:
FORMER CONFORMED NAME: DEAN C H & ASSOCIATES INC
DATE OF NAME CHANGE: 19990319
13F-HR
1
primary_doc.xml
13F-HR
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false
false
false
0000846797
XXXXXXXX
09-30-2017
09-30-2017
DEAN INVESTMENT ASSOCIATES, LLC
3500 PENTAGON BLVD, SUITE 200
BEAVERCREEK
OH
45431
13F HOLDINGS REPORT
028-02462
N
Debra E. Rindler
Chief Compliance Officer
937-222-9531
Debra E, Rindler
Beavercreek
OH
11-15-2017
1
203
657833
false
2
0001455468
028-13367
Dean Capital Management
INFORMATION TABLE
2
frm13f093017.xml
3M Co
CS
88579Y101
5338
25432
SH
DFND
02
21288
0
4144
ADTRAN Inc
CS
00738A106
3173
132210
SH
DFND
02
132210
0
0
Advance Auto Parts Inc
CS
00751Y106
621
6258
SH
DFND
02
6012
0
246
AFLAC Inc
CS
001055102
4596
56464
SH
DFND
02
47952
0
8512
Agrium Inc
CS
008916108
6506
60681
SH
DFND
02
53236
0
7445
Aircastle Ltd
CS
G0129K104
5920
265580
SH
DFND
02
265580
0
0
Alliance Data Systems Corp
CS
018581108
3558
16058
SH
DFND
02
14456
0
1602
Allstate Corp
CS
020002101
761
8285
SH
DFND
02
7958
0
327
Altria Group Inc
CS
02209S103
1529
24112
SH
DFND
02
22834
0
1278
Amc Networks Inc
CS
00164V103
6415
109710
SH
DFND
02
109710
0
0
Ameren Corp
CS
023608102
828
14315
SH
DFND
02
13747
0
568
Ameriprise Finl Inc
CS
03076C106
729
4909
SH
DFND
02
4714
0
195
Amerisafe Inc
CS
03071H100
3076
52845
SH
DFND
02
52845
0
0
Amgen Inc
CS
031162100
2098
11255
SH
DFND
02
10653
0
602
Anthem Inc
CS
036752103
1021
5378
SH
DFND
02
3217
0
2161
Apollo Commercial Real Estate
CS
03762U105
6783
374528
SH
DFND
02
374528
0
0
Aramark
CS
03852U106
771
18996
SH
DFND
02
18243
0
753
Armstrong World Industries
CS
04247x102
3267
63740
SH
DFND
02
63740
0
0
Arrow Electrs Inc
CS
042735100
751
9344
SH
DFND
02
8975
0
369
Associated Banc-Corp
CS
045487105
602
24840
SH
DFND
02
23856
0
984
Astec Inds Inc
CS
046224101
5400
96415
SH
DFND
02
96415
0
0
AT&T Inc
CS
00206R102
2088
53298
SH
DFND
02
50407
0
2891
Autozone Inc
CS
053332102
2888
4853
SH
DFND
02
4410
0
443
Avista Corp
CS
05379B107
6547
126456
SH
DFND
02
114557
0
11899
AZZ Inc
CS
002474104
3450
70840
SH
DFND
02
70840
0
0
Bank Of Hawaii Corp
CS
062540109
4681
56150
SH
DFND
02
56150
0
0
Bank of NY Mellon
CS
064058100
4491
84705
SH
DFND
02
75517
0
9188
Banner Corp
CS
06652V208
5175
84445
SH
DFND
02
84445
0
0
BB&T Corp
CS
054937107
3007
64063
SH
DFND
02
58222
0
5841
Bemis Inc
CS
081437105
691
15171
SH
DFND
02
14570
0
601
Berkshire Hathaway Inc Cl B
CS
084670702
5163
28163
SH
DFND
02
23509
0
4654
Big Lots Inc
CS
089302103
3314
61863
SH
DFND
02
61863
0
0
Blackrock Inc
CS
09247X101
7626
17057
SH
DFND
02
14685
0
2372
Blackstone Mortgage Trust
CS
09257w100
5157
166245
SH
DFND
02
166245
0
0
BorgWarner Inc
CS
099724106
4818
94054
SH
DFND
02
83706
0
10348
Brinker Intl Inc
CS
109641100
852
26744
SH
DFND
02
25309
0
1435
Brown & Brown Inc
CS
115236101
755
15677
SH
DFND
02
15057
0
620
Bryn Mawr Bank Corp
CS
117665109
3136
71606
SH
DFND
02
71606
0
0
C&J Energy Services Inc
CS
12674R100
3496
116659
SH
DFND
02
116659
0
0
Cabot Corp Com
CS
127055101
4752
85165
SH
DFND
02
85165
0
0
Canadian Imperial Bank of Com
CS
136069101
2433
27798
SH
DFND
02
22148
0
5650
Capitol Federal Financial
CS
14057J101
5180
352407
SH
DFND
02
319885
0
32522
Cardinal Health Inc
CS
14149Y108
625
9339
SH
DFND
02
5592
0
3747
Carter Inc
CS
146229109
701
7096
SH
DFND
02
6816
0
280
Caseys Gen Stores Inc
CS
147528103
704
6436
SH
DFND
02
6182
0
254
Cato Corp
CS
149205106
2252
170190
SH
DFND
02
170190
0
0
Centerstate Bank Corp
CS
15201P109
8048
300310
SH
DFND
02
300310
0
0
Chemical Financial Corp
CS
163731102
7100
135865
SH
DFND
02
135865
0
0
Chevron Corp
CS
166764100
7254
61740
SH
DFND
02
53915
0
7825
Cisco Sys Inc
CS
17275R102
7240
215277
SH
DFND
02
188448
0
26829
Citizens Financial Group
CS
174610105
614
16222
SH
DFND
02
15581
0
641
Cognizant Technology Solutions
CS
192446102
4834
66640
SH
DFND
02
55237
0
11403
Comfort Systems USA
CS
199908104
561
15701
SH
DFND
02
15080
0
621
Commerce Bancshares Inc
CS
200525103
670
11598
SH
DFND
02
11138
0
460
Compass Minerals Intl Inc
CS
20451N101
6316
97313
SH
DFND
02
92405
0
4908
Concho Res Inc
CS
20605P101
759
5763
SH
DFND
02
5535
0
228
Convergys Corp
CS
212485106
4090
157995
SH
DFND
02
157995
0
0
Cooper-Standard Holdings Inc
CS
21676P103
5953
51330
SH
DFND
02
51330
0
0
CR Bard Inc
CS
067383109
887
2766
SH
DFND
02
2657
0
109
CSG Sys Intl Inc
CS
126349109
2978
74252
SH
DFND
02
74252
0
0
CubeSmart
CS
229663109
1096
42230
SH
DFND
02
39948
0
2282
Curtiss Wright Corp
CS
231561101
687
6571
SH
DFND
02
6313
0
258
CVS Health Corp
CS
126650100
6946
85420
SH
DFND
02
73471
0
11949
Davita Inc
CS
23918K108
3228
54353
SH
DFND
02
48362
0
5991
Delphi Automotive Plc
CS
g27823106
900
9145
SH
DFND
02
8784
0
361
Deluxe Corp
CS
248019101
7090
97170
SH
DFND
02
97170
0
0
Digital Rlty Trust Inc
CS
253868103
1383
11689
SH
DFND
02
11083
0
606
Dominion Res Inc Va
CS
25746U109
2167
28166
SH
DFND
02
22996
0
5170
Dover Corp
CS
260003108
3733
40848
SH
DFND
02
36459
0
4389
Dr Pepper Snapple Group Inc
CS
26138E109
712
8048
SH
DFND
02
7729
0
319
Dril-Quip Inc
CS
262037104
6062
137300
SH
DFND
02
137300
0
0
DST Systems Inc
CS
233326107
618
11269
SH
DFND
02
10823
0
446
Eastman Chem Co
CS
277432100
1617
17873
SH
DFND
02
13950
0
3923
Emerson Electric Co
CS
291011104
5168
82233
SH
DFND
02
70276
0
11957
Encore Wire Corp
CS
292562105
3473
77575
SH
DFND
02
77575
0
0
Energizer Hldgs Inc
CS
29272W109
3206
69630
SH
DFND
02
69630
0
0
Enstar Group Ltd
CS
G3075P101
3253
14630
SH
DFND
02
14630
0
0
EOG Resources Inc
CS
26875P101
4060
41964
SH
DFND
02
37321
0
4643
Equity Lifestyle Pptys
CS
29472R108
1036
12176
SH
DFND
02
11694
0
482
Exxon Mobil Corp
CS
30231G102
7905
96422
SH
DFND
02
83372
0
13050
F5 Networks Inc
CS
315616102
2934
24335
SH
DFND
02
21616
0
2719
Fastenal Co
CS
311900104
1293
28359
SH
DFND
02
26859
0
1500
FedEx Corp
CS
31428X106
5824
25816
SH
DFND
02
21606
0
4210
First Finl Bancorp
CS
320209109
4624
176817
SH
DFND
02
176817
0
0
First Merchants Corp
CS
320817109
6615
154092
SH
DFND
02
154092
0
0
Fresh Del Monte Produce Inc Or
CS
G36738105
5718
125780
SH
DFND
02
125780
0
0
General Electric Co
CS
369604103
652
26948
SH
DFND
02
16231
0
10717
General Mills Inc
CS
370334104
1991
38464
SH
DFND
02
32713
0
5751
Genuine Parts Co
CS
372460105
2425
25358
SH
DFND
02
22293
0
3065
Gildan Activewear Inc
CS
375916103
889
28434
SH
DFND
02
27308
0
1126
Great Plains Energy Inc
CS
391164100
783
25832
SH
DFND
02
24808
0
1024
Healthsouth Corp
CS
421924309
4637
100036
SH
DFND
02
89134
0
10902
Hershey Co
CS
427866108
4418
40469
SH
DFND
02
33603
0
6866
Hexcel Corp
CS
428291108
717
12485
SH
DFND
02
11990
0
495
Hibbett Sports Inc
CS
428567101
3271
229558
SH
DFND
02
229558
0
0
Highwoods Pptys Inc
CS
431284108
852
16349
SH
DFND
02
15702
0
647
Hollyfrontier Corp
CS
436106108
1573
43717
SH
DFND
02
41363
0
2354
Horace Mann Educators Corp
CS
440327104
3188
81015
SH
DFND
02
81015
0
0
Horizon Global Corp
CS
44052W104
3387
192025
SH
DFND
02
192025
0
0
Houlihan Lokey Inc
CS
441593100
5778
147650
SH
DFND
02
147650
0
0
Hubbell Inc
CS
443510607
638
5497
SH
DFND
02
5280
0
217
Infinity Ppty & Cas Corp
CS
45665Q103
3034
32208
SH
DFND
02
32208
0
0
Ingredion Inc
CS
457187102
765
6338
SH
DFND
02
6087
0
251
Intel Corp
CS
458140100
6315
165846
SH
DFND
02
143195
0
22651
International Flavors&Fragranc
CS
459506101
722
5052
SH
DFND
02
4851
0
201
Interpublic Group of Companies
CS
460690100
572
27497
SH
DFND
02
26408
0
1089
Intl Paper Co
CS
460146103
720
12671
SH
DFND
02
12170
0
501
Invesco Ltd
CS
G491BT108
2108
60161
SH
DFND
02
57306
0
2855
ITT Inc
CS
45073v108
711
16054
SH
DFND
02
15419
0
635
Jeld-Wen Holding Inc
CS
47580P103
3269
92030
SH
DFND
02
92030
0
0
Johnson & Johnson
CS
478160104
6883
52940
SH
DFND
02
45692
0
7248
Kaman Corp
CS
483548103
5926
106230
SH
DFND
02
106230
0
0
Kansas City Southern
CS
485170302
776
7140
SH
DFND
02
6857
0
283
Keysight Technologies Inc
CS
49338L103
685
16445
SH
DFND
02
15794
0
651
Knoll Inc
CS
498904200
6515
325745
SH
DFND
02
325745
0
0
Lexington Realty Trust
CS
529043101
6269
613370
SH
DFND
02
613370
0
0
Lifepoint Hospitals Inc
CS
53219L109
5722
98825
SH
DFND
02
98825
0
0
LKQ Corp
CS
501889208
723
20087
SH
DFND
02
19292
0
795
LTC Properties Inc
CS
502175102
5876
125065
SH
DFND
02
125065
0
0
M&T Bank Corp
CS
55261F104
738
4580
SH
DFND
02
4399
0
181
Magellan Health Inc
CS
559079207
4915
56950
SH
DFND
02
56950
0
0
McKesson Corp
CS
58155Q103
3629
23627
SH
DFND
02
21020
0
2607
Methode Electronics Inc
CS
591520200
4790
113095
SH
DFND
02
113095
0
0
Metlife Inc
CS
59156R108
2210
42540
SH
DFND
02
34814
0
7726
Microsoft Corp
CS
594918104
3578
48029
SH
DFND
02
42722
0
5307
Moelis & Co - Class A
CS
60786M105
4034
93714
SH
DFND
02
93714
0
0
Monro Muffler Brake Inc Com
CS
610236101
706
12603
SH
DFND
02
12104
0
499
Monsanto Co
CS
61166W101
680
5679
SH
DFND
02
3432
0
2247
NetGear Inc
CS
64111Q104
3688
77482
SH
DFND
02
77482
0
0
Nordstrom Inc
CS
655664100
669
14187
SH
DFND
02
13625
0
562
Northwest Bancshares
CS
667340103
1100
63700
SH
DFND
02
60234
0
3466
Northwestern Corp
CS
668074305
11103
194987
SH
DFND
02
187173
0
7814
Oceaneering Intl Inc
CS
675232102
4992
190024
SH
DFND
02
188919
0
1105
Omega Healthcare Invs Inc
CS
681936100
1666
52211
SH
DFND
02
49396
0
2815
Owens & Minor Inc
CS
690732102
3719
127380
SH
DFND
02
127380
0
0
Parker Hannifin Corp
CS
701094104
801
4578
SH
DFND
02
3906
0
672
Paychex Inc
CS
704326107
2162
36065
SH
DFND
02
34092
0
1973
PepsiCo Inc
CS
713448108
3747
33627
SH
DFND
02
29973
0
3654
Pfizer Inc
CS
717081103
6559
183734
SH
DFND
02
161414
0
22320
Pioneer Nat Res Co
CS
723787107
694
4701
SH
DFND
02
4515
0
186
Plantronics Inc
CS
727493108
2968
67130
SH
DFND
02
67130
0
0
Plexus Corp
CS
729132100
6536
116555
SH
DFND
02
116555
0
0
PNC Finl Svcs Group Inc
CS
693475105
2943
21834
SH
DFND
02
19466
0
2368
Portland Gen Elec Co
CS
736508847
848
18586
SH
DFND
02
17850
0
736
PPL Corp
CS
69351T106
722
19033
SH
DFND
02
11607
0
7426
Praxair Inc
CS
74005P104
4230
30271
SH
DFND
02
27037
0
3234
Price T Rowe Group Inc
CS
74144T108
3187
35154
SH
DFND
02
29489
0
5665
Principal Financial Group Inc
CS
74251V102
1579
24537
SH
DFND
02
20282
0
4255
Prudential Finl Inc
CS
744320102
1324
12457
SH
DFND
02
11797
0
660
Public Storage
CS
74460D109
673
3143
SH
DFND
02
1917
0
1226
Regal Beloit Corp
CS
758750103
3442
43570
SH
DFND
02
38508
0
5062
Reinsurance Group Of America
CS
759351604
691
4949
SH
DFND
02
4753
0
196
Renasant Corp
CS
75970e107
3181
74147
SH
DFND
02
74147
0
0
Republic Svcs Inc
CS
760759100
1020
15438
SH
DFND
02
14826
0
612
RLJ Lodging Trust
CS
74965L101
559
25429
SH
DFND
02
24424
0
1005
RPC Inc
CS
749660106
670
27035
SH
DFND
02
25964
0
1071
Schlumberger Ltd
CS
806857108
5521
79136
SH
DFND
02
68030
0
11106
Schweitzer-Mauduit Intl Inc
CS
808541106
8649
208600
SH
DFND
02
206963
0
1637
Simon Property Group Inc
CS
828806109
857
5321
SH
DFND
02
3247
0
2074
Simpson Manufacturing Co Inc
CS
829073105
7552
153990
SH
DFND
02
153990
0
0
Southern Co
CS
842587107
2019
41082
SH
DFND
02
34478
0
6604
Src Energy Inc
CS
78470V108
6441
666060
SH
DFND
02
666060
0
0
Stanley Black & Decker Inc
CS
854502101
758
5022
SH
DFND
02
4823
0
199
Stryker Corp
CS
863667101
2780
19571
SH
DFND
02
17440
0
2131
Summit Hotel Properties Inc
CS
866082100
3217
201213
SH
DFND
02
179502
0
21711
Synopsys Inc
CS
871607107
849
10538
SH
DFND
02
10120
0
418
Tanger Factory Outlet Ctrs Inc
CS
875465106
6932
283853
SH
DFND
02
281376
0
2477
Target Corp
CS
87612E106
2298
38939
SH
DFND
02
32314
0
6625
Tech Data Corp
CS
878237106
6383
71835
SH
DFND
02
71835
0
0
Tenneco Inc
CS
880349105
7816
128830
SH
DFND
02
128830
0
0
Tetra Tech Inc
CS
88162G103
3514
75480
SH
DFND
02
75480
0
0
The Procter & Gamble Co
CS
742718109
6256
68764
SH
DFND
02
59198
0
9566
The Walt Disney Co
CS
254687106
4635
47019
SH
DFND
02
40177
0
6842
Topbuild Corp
CS
89055F103
3351
51425
SH
DFND
02
51425
0
0
Torchmark Corp
CS
891027104
5895
73604
SH
DFND
02
66147
0
7457
Travelport Worldwide Ltd
CS
G9019D104
7119
453425
SH
DFND
02
453425
0
0
Triumph Group Inc
CS
896818101
3282
110335
SH
DFND
02
110335
0
0
Tyson Foods Inc
CS
902494103
827
11742
SH
DFND
02
11277
0
465
United Parcel Service Inc
CS
911312106
1400
11660
SH
DFND
02
11046
0
614
Universal Health Services Inc
CS
913903100
635
5721
SH
DFND
02
5494
0
227
Urban Outfitters Inc Com
CS
917047102
3240
135555
SH
DFND
02
135555
0
0
US Bancorp
CS
902973304
4947
92306
SH
DFND
02
77320
0
14986
Valmont Inds Inc
CS
920253101
3147
19905
SH
DFND
02
19905
0
0
Verizon Communications Inc
CS
92343V104
7049
142431
SH
DFND
02
125209
0
17222
VF Corp
CS
918204108
1017
16003
SH
DFND
02
9714
0
6289
Watts Water Technologies Inc
CS
942749102
3280
47400
SH
DFND
02
47400
0
0
WEC Energy Group Inc
CS
92939U106
5394
85920
SH
DFND
02
75050
0
10870
Weingarten Realty Investors
CS
948741103
3488
109887
SH
DFND
02
99715
0
10172
Wells Fargo & Co
CS
949746101
5483
99426
SH
DFND
02
86193
0
13233
Wesco Intl Inc
CS
95082P105
5007
85965
SH
DFND
02
85965
0
0
World Fuel Svcs Corp
CS
981475106
4375
129015
SH
DFND
02
129015
0
0
WR Berkley Corp
CS
084423102
727
10894
SH
DFND
02
10464
0
430
WW Grainger Inc
CS
384802104
531
2955
SH
DFND
02
1784
0
1171
Xcel Energy Inc
CS
98389B100
937
19799
SH
DFND
02
19014
0
785
Xylem Inc
CS
98419M100
918
14656
SH
DFND
02
14078
0
578
Zimmer Biomet Holdings Inc
CS
98956P102
694
5926
SH
DFND
02
5691
0
235
Energy Transfer Partners Lp
LP
29278n103
873
47731
SH
DFND
02
45105
0
2626
Spectra Energy Partners LP
LP
84756N109
1712
38567
SH
DFND
02
36428
0
2139
iShares S&P Natl AMT-Free Muni
EF
464288414
2663
24022
SH
DFND
02
20624
0
3398
Market Vectors Short H/Y Mun I
EF
92189f387
700
28600
SH
DFND
02
28600
0
0
SPDR S&P 500 ETF Tr Tr Unit
EF
78462F103
638
2540
SH
SOLE
2540
0
0
Tortoise Energy Infrastructure
EF
89147L100
5722
197589
SH
DFND
02
174299
0
23290
Western Asset Corporation Fd I
EF
95790j102
6390
587880
SH
DFND
02
518249
0
69631