0000846797-15-000003.txt : 20150513
0000846797-15-000003.hdr.sgml : 20150513
20150513095437
ACCESSION NUMBER: 0000846797-15-000003
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150513
DATE AS OF CHANGE: 20150513
EFFECTIVENESS DATE: 20150513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEAN INVESTMENT ASSOCIATES, LLC
CENTRAL INDEX KEY: 0000846797
IRS NUMBER: 310861689
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02462
FILM NUMBER: 15856734
BUSINESS ADDRESS:
STREET 1: 3500 PENTAGON BLVD, SUITE 200
CITY: BEAVERCREEK
STATE: OH
ZIP: 45431
BUSINESS PHONE: 8003273656
MAIL ADDRESS:
STREET 1: 3500 PENTAGON BLVD, SUITE 200
CITY: BEAVERCREEK
STATE: OH
ZIP: 45431
FORMER COMPANY:
FORMER CONFORMED NAME: DEAN C H & ASSOCIATES INC
DATE OF NAME CHANGE: 19990319
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0000846797
XXXXXXXX
03-31-2015
03-31-2015
true
1
RESTATEMENT
DEAN INVESTMENT ASSOCIATES, LLC
3500 PENTAGON BLVD, SUITE 200
BEAVERCREEK
OH
45431
13F HOLDINGS REPORT
028-02462
N
Debra E Rindler
CCO
937-222-9531
Debra E Rindler
Tipp City
OH
05-13-2015
1
268
431422
false
2
0001455468
028-13367
Dean Capital Management
INFORMATION TABLE
2
frm13f033115.xml
3M Co
CS
88579Y101
5193
31480
SH
DFND
02
26076
0
5404
Accenture Plc Ireland Shs Clas
CS
G1151C101
866
9246
SH
DFND
02
5693
0
3553
AFLAC Inc
CS
001055102
5200
81234
SH
DFND
02
69440
0
11794
AFLAC Inc
CS
001055102
3
54
SH
DFND
54
0
0
Airgas Inc
CS
009363102
447
4213
SH
DFND
02
3988
0
225
Alamo Group Inc
CS
011311107
1736
27505
SH
DFND
02
27505
0
0
Alliant Energy Corp
CS
018802108
658
10443
SH
DFND
02
9568
0
875
Alliant Energy Corp
CS
018802108
3
50
SH
DFND
50
0
0
Allstate Corp
CS
020002101
480
6750
SH
DFND
02
6379
0
371
Altria Group Inc
CS
02209S103
709
14167
SH
DFND
02
12937
0
1230
Altria Group Inc
CS
02209S103
4
71
SH
DFND
71
0
0
American Equity Investment Lif
CS
025676206
3201
109893
SH
DFND
02
109893
0
0
Ameriprise Finl Inc
CS
03076C106
434
3320
SH
DFND
02
3143
0
177
Amerisafe Inc
CS
03071H100
2296
49640
SH
DFND
02
49640
0
0
Anthem Inc
CS
036752103
650
4210
SH
DFND
02
2718
0
1492
Aramark
CS
03852U106
479
15133
SH
DFND
02
14329
0
804
Arrow Electrs Inc
CS
042735100
478
7822
SH
DFND
02
7398
0
424
Ascena Retail Group Inc
CS
04351G101
1471
101360
SH
DFND
02
101360
0
0
AT&T Inc
CS
00206R102
531
16275
SH
DFND
02
14909
0
1366
AT&T Inc
CS
00206R102
3
78
SH
DFND
78
0
0
Autoliv Inc
CS
052800109
3494
29666
SH
DFND
02
26480
0
3186
Avista Corp
CS
05379B107
4265
124781
SH
DFND
02
111934
0
12847
Avista Corp
CS
05379B107
3
82
SH
DFND
82
0
0
AZZ Inc
CS
002474104
3439
73820
SH
DFND
02
73820
0
0
Bancfirst Corp
CS
05945F103
1013
16620
SH
DFND
02
16620
0
0
Bank of Marin Bancorp/Ca
CS
063425102
2070
40665
SH
DFND
02
40665
0
0
Bank of NY Mellon
CS
064058100
4108
102079
SH
DFND
02
91116
0
10963
Baxter Intl Inc
CS
071813109
1386
20232
SH
DFND
02
15186
0
5046
Baxter Intl Inc
CS
071813109
3
44
SH
DFND
44
0
0
BBCN Bancorp Inc
CS
073295107
1438
99388
SH
DFND
02
99388
0
0
BCE Inc
CS
05534B760
447
10549
SH
DFND
02
9674
0
875
BCE Inc
CS
05534B760
2
50
SH
DFND
50
0
0
Bemis Inc
CS
081437105
482
10409
SH
DFND
02
9862
0
547
Berkshire Hathaway Inc Cl B
CS
084670702
5001
34654
SH
DFND
02
28630
0
6024
Blackrock Inc
CS
09247X101
6187
16912
SH
DFND
02
14056
0
2856
Blount International Inc
CS
095180105
1609
124885
SH
DFND
02
124885
0
0
Brown & Brown Inc
CS
115236101
426
12872
SH
DFND
02
12182
0
690
Bryn Mawr Bank Corp
CS
117665109
1938
63731
SH
DFND
02
63731
0
0
Buckle Inc Com
CS
118440106
2934
57430
SH
DFND
02
57430
0
0
CACI Intl Inc
CS
127190304
2499
27795
SH
DFND
02
27730
0
65
Capitol Federal Financial
CS
14057J101
4462
356962
SH
DFND
02
321315
0
35647
Capitol Federal Financial
CS
14057J101
3
221
SH
DFND
221
0
0
Caterpillar Inc
CS
149123101
794
9924
SH
DFND
02
9057
0
867
Caterpillar Inc
CS
149123101
4
49
SH
DFND
49
0
0
Chatham Lodging Trust
CS
16208T102
696
23670
SH
DFND
02
23670
0
0
Chevron Corp
CS
166764100
6005
57197
SH
DFND
02
48574
0
8623
Chevron Corp
CS
166764100
5
45
SH
DFND
45
0
0
Childrens Pl Retail Stores Inc
CS
168905107
3911
60926
SH
DFND
02
60544
0
382
Church & Dwight Inc
CS
171340102
751
8797
SH
DFND
02
5395
0
3402
Cimarex Energy Co
CS
171798101
407
3539
SH
DFND
02
3351
0
188
Cisco Sys Inc
CS
17275R102
4801
174414
SH
DFND
02
156202
0
18212
Cisco Sys Inc
CS
17275R102
3
120
SH
DFND
120
0
0
Clean Harbors Inc
CS
184496107
2532
44585
SH
DFND
02
44585
0
0
CMS Energy Corp
CS
125896100
500
14330
SH
DFND
02
13564
0
766
Commerce Bancshares Inc
CS
200525103
472
11156
SH
DFND
02
10564
0
592
Community Trust Bancorp
CS
204149108
1397
42135
SH
DFND
02
42135
0
0
Connectone Bancorp Inc
CS
20786w107
1449
74455
SH
DFND
02
74455
0
0
ConocoPhillips
CS
20825C104
1587
25493
SH
DFND
02
19367
0
6126
ConocoPhillips
CS
20825C104
4
59
SH
DFND
59
0
0
Convergys Corp
CS
212485106
3960
173164
SH
DFND
02
173164
0
0
CR Bard Inc
CS
067383109
584
3489
SH
DFND
02
3303
0
186
Cracker Barrel Old Country
CS
22410J106
917
6025
SH
DFND
02
6025
0
0
Crane Co
CS
224399105
6598
105717
SH
DFND
02
97672
0
8045
Cubic Corp
CS
229669106
2187
42235
SH
DFND
02
42235
0
0
CVS Health Corp
CS
126650100
7432
72010
SH
DFND
02
61233
0
10777
Denbury Res Inc
CS
247916208
1562
214210
SH
DFND
02
214210
0
0
Devon Energy Corp
CS
25179M103
759
12579
SH
DFND
02
7650
0
4929
Digital Rlty Trust Inc
CS
253868103
465
7050
SH
DFND
02
6415
0
635
Digital Rlty Trust Inc
CS
253868103
2
33
SH
DFND
33
0
0
Discover Financial Svcs
CS
254709108
445
7889
SH
DFND
02
7462
0
427
Dril-Quip Inc
CS
262037104
2312
33807
SH
DFND
02
30445
0
3362
Emerson Electric Co
CS
291011104
1667
29440
SH
DFND
02
21538
0
7902
Emerson Electric Co
CS
291011104
3
56
SH
DFND
56
0
0
Encore Wire Corp
CS
292562105
1599
42210
SH
DFND
02
42210
0
0
Energen Corp
CS
29265N108
366
5546
SH
DFND
02
5253
0
293
Energizer Hldgs Inc
CS
29266R108
518
3753
SH
DFND
02
3549
0
204
Enstar Group Ltd
CS
G3075P101
1383
9750
SH
DFND
02
9750
0
0
EOG Resources Inc
CS
26875P101
4425
48264
SH
DFND
02
43073
0
5191
Equity Lifestyle Pptys
CS
29472R108
551
10034
SH
DFND
02
9497
0
537
Exactech Inc
CS
30064e109
2415
94235
SH
DFND
02
94235
0
0
Exxon Mobil Corp
CS
30231G102
6782
79790
SH
DFND
02
67476
0
12314
Exxon Mobil Corp
CS
30231G102
3
39
SH
DFND
39
0
0
FedEx Corp
CS
31428X106
4407
26636
SH
DFND
02
21717
0
4919
First NBC BK HLDG CO
CS
32115d106
1686
51130
SH
DFND
02
51130
0
0
Flowserve Corp
CS
34354P105
352
6230
SH
DFND
02
5892
0
338
Fluor Corp
CS
343412102
368
6432
SH
DFND
02
6080
0
352
FMC Corp
CS
302491303
432
7545
SH
DFND
02
7142
0
403
Forward Air Corp
CS
349853101
1074
19770
SH
DFND
02
19770
0
0
Foster Co-A
CS
350060109
1754
36945
SH
DFND
02
36945
0
0
Fox Factory Holding Corp
CS
35138V102
1570
102375
SH
DFND
02
102375
0
0
Frank's International Nv
CS
n33462107
1599
85500
SH
DFND
02
85500
0
0
Franklin Res Inc
CS
354613101
733
14283
SH
DFND
02
8805
0
5478
General Electric Co
CS
369604103
5456
219923
SH
DFND
02
185685
0
34238
General Electric Co
CS
369604103
4
158
SH
DFND
158
0
0
General Mills Inc
CS
370334104
1727
30521
SH
DFND
02
23315
0
7206
General Mills Inc
CS
370334104
4
77
SH
DFND
77
0
0
Genesco Inc
CS
371532102
1274
17890
SH
DFND
02
17890
0
0
Genuine Parts Co
CS
372460105
1298
13932
SH
DFND
02
10778
0
3154
Genuine Parts Co
CS
372460105
3
36
SH
DFND
36
0
0
Glacier Bancorp Inc
CS
37637Q105
2127
84555
SH
DFND
02
84555
0
0
Global Payments Inc
CS
37940X102
511
5573
SH
DFND
02
5275
0
298
Hawkins Inc
CS
420261109
1503
39575
SH
DFND
02
39575
0
0
HCP Inc
CS
40414L109
495
11449
SH
DFND
02
10463
0
986
HCP Inc
CS
40414L109
2
55
SH
DFND
55
0
0
Healthsouth Corp
CS
421924309
5285
119133
SH
DFND
02
106518
0
12615
Helen Of Troy Ltd
CS
G4388N106
1802
22113
SH
DFND
02
22113
0
0
Hershey Co
CS
427866108
4521
44802
SH
DFND
02
37752
0
7050
Hibbett Sports Inc
CS
428567101
1763
35930
SH
DFND
02
35930
0
0
Hillenbrand Inc
CS
431571108
2144
69440
SH
DFND
02
69440
0
0
Horizon Bancorp
CS
440407104
2199
94030
SH
DFND
02
94030
0
0
Hyster-Yale
CS
449172105
1456
19865
SH
DFND
02
19865
0
0
IBM Corp
CS
459200101
3538
22045
SH
DFND
02
18471
0
3574
Illinois Tool Wks Inc
CS
452308109
705
7262
SH
DFND
02
4490
0
2772
Ingredion Inc
CS
457187102
472
6066
SH
DFND
02
5748
0
318
Innophos Holdings Inc
CS
45774N108
714
12660
SH
DFND
02
12660
0
0
Intel Corp
CS
458140100
4864
155559
SH
DFND
02
129966
0
25593
Intel Corp
CS
458140100
3
106
SH
DFND
106
0
0
Interpublic Group of Companies
CS
460690100
433
19590
SH
DFND
02
18543
0
1047
Jazz Pharmaceuticals Inc
CS
G50871105
431
2494
SH
DFND
02
2358
0
136
JM Smucker Co
CS
832696405
473
4083
SH
DFND
02
3865
0
218
John Bean Technologies Corp
CS
477839104
1764
49375
SH
DFND
02
49375
0
0
Johnson & Johnson
CS
478160104
6102
60653
SH
DFND
02
51565
0
9088
Johnson & Johnson
CS
478160104
4
37
SH
DFND
37
0
0
JPMorgan Chase & Co
CS
46625H100
6708
110736
SH
DFND
02
94498
0
16238
JPMorgan Chase & Co
CS
46625H100
4
59
SH
DFND
59
0
0
Kadant Inc
CS
48282T104
875
16623
SH
DFND
02
16623
0
0
Kellogg Co
CS
487836108
397
6019
SH
DFND
02
5688
0
331
Keycorp
CS
493267108
422
29830
SH
DFND
02
28230
0
1600
Keysight Technologies Inc
CS
49338L103
392
10544
SH
DFND
02
9987
0
557
Kimberly Clark Corp
CS
494368103
660
6163
SH
DFND
02
5648
0
515
Kimberly Clark Corp
CS
494368103
3
30
SH
DFND
30
0
0
KLA-Tencor Corp
CS
482480100
426
7313
SH
DFND
02
6922
0
391
Laclede Group Inc
CS
505597104
1410
27535
SH
DFND
02
27535
0
0
Lakeland Financial Corp
CS
511656100
1743
42945
SH
DFND
02
42945
0
0
Littelfuse Inc
CS
537008104
3934
39583
SH
DFND
02
39301
0
282
Lockheed Martin Corp
CS
539830109
767
3778
SH
DFND
02
3453
0
325
Lockheed Martin Corp
CS
539830109
4
19
SH
DFND
19
0
0
Lorillard Inc
CS
544147101
912
13949
SH
DFND
02
12754
0
1195
Lorillard Inc
CS
544147101
5
69
SH
DFND
69
0
0
LTC Properties Inc
CS
502175102
722
15700
SH
DFND
02
15700
0
0
M&T Bank Corp
CS
55261F104
479
3770
SH
DFND
02
3567
0
203
Macys Inc
CS
55616P104
491
7563
SH
DFND
02
7157
0
406
Madden Steven Ltd
CS
556269108
1754
46145
SH
DFND
02
46145
0
0
Marten Trans Ltd
CS
573075108
1942
83715
SH
DFND
02
83715
0
0
McDonalds Corp
CS
580135101
1480
15193
SH
DFND
02
11366
0
3827
McDonalds Corp
CS
580135101
3
34
SH
DFND
34
0
0
McGrath RentCorp
CS
580589109
1439
43740
SH
DFND
02
43740
0
0
MEDNAX Inc
CS
58502B106
476
6559
SH
DFND
02
6212
0
347
Medtronic PLC Shs
CS
g5960l103
3200
41035
SH
DFND
02
36604
0
4431
Mercury Genl Corp
CS
589400100
543
9396
SH
DFND
02
8616
0
780
Mercury Genl Corp
CS
589400100
3
45
SH
DFND
45
0
0
Meridian Bioscience Inc
CS
589584101
789
41376
SH
DFND
02
37792
0
3584
Meridian Bioscience Inc
CS
589584101
4
201
SH
DFND
201
0
0
Meritage Homes Corp
CS
59001A102
3090
63525
SH
DFND
02
63525
0
0
Metlife Inc
CS
59156R108
4045
80023
SH
DFND
02
66665
0
13358
Microchip Technology Inc
CS
595017104
595
12165
SH
DFND
02
11160
0
1005
Microchip Technology Inc
CS
595017104
3
58
SH
DFND
58
0
0
Microsoft Corp
CS
594918104
4668
114812
SH
DFND
02
96785
0
18027
MSC Industrial Direct
CS
553530106
3428
47482
SH
DFND
02
39658
0
7824
MTS Systems Corp
CS
553777103
2733
36125
SH
DFND
02
36125
0
0
Multi-Color Corp
CS
625383104
2889
41675
SH
DFND
02
41675
0
0
National Fuel Gas Co
CS
636180101
3699
61310
SH
DFND
02
55169
0
6141
National Healthcare Corp
CS
635906100
1072
16825
SH
DFND
02
16825
0
0
New Jersey Res
CS
646025106
1402
45140
SH
DFND
02
45140
0
0
New York Community Bancorp
CS
649445103
644
38484
SH
DFND
02
35264
0
3220
New York Community Bancorp
CS
649445103
3
185
SH
DFND
185
0
0
Newell Rubbermaid Inc
CS
651229106
517
13233
SH
DFND
02
12523
0
710
Noble Energy Inc
CS
655044105
385
7878
SH
DFND
02
7448
0
430
Northwestern Corp
CS
668074305
1284
23865
SH
DFND
02
23865
0
0
Occidental Pete Corp
CS
674599105
3433
47023
SH
DFND
02
39213
0
7810
Oceaneering Intl Inc
CS
675232102
680
12607
SH
DFND
02
7713
0
4894
Omega Healthcare Invs Inc Com
CS
681936100
700
17258
SH
DFND
02
15782
0
1476
Omega Healthcare Invs Inc Com
CS
681936100
3
85
SH
DFND
85
0
0
Oracle Corp
CS
68389X105
929
21522
SH
DFND
02
13275
0
8247
Panera Bread Co Cl A
CS
69840W108
411
2571
SH
DFND
02
2433
0
138
Panhandle Oil and Gas Inc-A
CS
698477106
1530
77300
SH
DFND
02
77300
0
0
Parker Hannifin Corp
CS
701094104
3594
30257
SH
DFND
02
27161
0
3096
Patterson Companies Inc
CS
703395103
507
10394
SH
DFND
02
9837
0
557
Paychex Inc
CS
704326107
729
14700
SH
DFND
02
13470
0
1230
Paychex Inc
CS
704326107
4
71
SH
DFND
71
0
0
PepsiCo Inc
CS
713448108
3860
40373
SH
DFND
02
35947
0
4426
Pfizer Inc
CS
717081103
727
20894
SH
DFND
02
19114
0
1780
Pfizer Inc
CS
717081103
4
102
SH
DFND
102
0
0
Philip Morris Intl Inc
CS
718172109
460
6101
SH
DFND
02
5586
0
515
Philip Morris Intl Inc
CS
718172109
2
30
SH
DFND
30
0
0
Piedmont Office Realty Tr Inc
CS
720190206
1033
55530
SH
DFND
02
55530
0
0
Plexus Corp
CS
729132100
1441
35335
SH
DFND
02
35335
0
0
PNC Finl Svcs Group Inc
CS
693475105
4246
45535
SH
DFND
02
37965
0
7570
Polo Ralph Lauren Corp
CS
751212101
1894
14400
SH
DFND
02
12968
0
1432
PPL Corp
CS
69351T106
699
20753
SH
DFND
02
18978
0
1775
PPL Corp
CS
69351T106
3
102
SH
DFND
102
0
0
Praxair Inc
CS
74005P104
4932
40849
SH
DFND
02
34832
0
6017
Price T Rowe Group Inc Com
CS
74144T108
806
9951
SH
DFND
02
6096
0
3855
Primerica Inc
CS
74164M108
2642
51902
SH
DFND
02
51902
0
0
ProAssurance Corp
CS
74267C106
3677
80090
SH
DFND
02
80090
0
0
Progress Software Corp Com
CS
743312100
1966
72355
SH
DFND
02
72355
0
0
Quest Diagnostics Inc
CS
74834L100
473
6156
SH
DFND
02
5823
0
333
Realty Income Corp
CS
756109104
583
11293
SH
DFND
02
10353
0
940
Realty Income Corp
CS
756109104
3
54
SH
DFND
54
0
0
Reinsurance Group Of America
CS
759351604
473
5077
SH
DFND
02
4805
0
272
Republic Svcs Inc
CS
760759100
515
12691
SH
DFND
02
12017
0
674
Reynolds American Inc
CS
761713106
766
11113
SH
DFND
02
10173
0
940
Reynolds American Inc
CS
761713106
4
54
SH
DFND
54
0
0
RLJ Lodging Trust
CS
74965L101
494
15765
SH
DFND
02
14923
0
842
Ryman Hospitality Properties I
CS
78377T107
763
12530
SH
DFND
02
12530
0
0
Sally Beauty Hldgs Inc
CS
79546E104
495
14397
SH
DFND
02
13631
0
766
Schlumberger Ltd
CS
806857108
4728
56662
SH
DFND
02
47981
0
8681
Schlumberger Ltd
CS
806857108
2
29
SH
DFND
29
0
0
Sealed Air Corp
CS
81211K100
424
9313
SH
DFND
02
8810
0
503
Sigma Aldrich Corp
CS
826552101
4855
35121
SH
DFND
02
31400
0
3721
SM Energy Co
CS
78454L100
2650
51285
SH
DFND
02
51285
0
0
Snap On Inc
CS
833034101
558
3797
SH
DFND
02
3592
0
205
Southern Co
CS
842587107
1737
39216
SH
DFND
02
29204
0
10012
Southern Co
CS
842587107
4
81
SH
DFND
81
0
0
Southside Bancshares Inc
CS
84470p109
1396
48675
SH
DFND
02
48675
0
0
Stryker Corp
CS
863667101
3579
38798
SH
DFND
02
34660
0
4138
Summit Hotel Properties Inc
CS
866082100
4109
292075
SH
DFND
02
267307
0
24768
Synopsys Inc
CS
871607107
645
13933
SH
DFND
02
13193
0
740
SYSCO Corp
CS
871829107
2660
70490
SH
DFND
02
62404
0
8086
Target Corp
CS
87612E106
5137
62589
SH
DFND
02
52102
0
10487
Tech Data Corp
CS
878237106
3789
65580
SH
DFND
02
65580
0
0
The Ensign Group Inc
CS
29358P101
1348
28775
SH
DFND
02
28775
0
0
The Procter & Gamble Co
CS
742718109
510
6229
SH
DFND
02
5714
0
515
The Procter & Gamble Co
CS
742718109
2
30
SH
DFND
30
0
0
The Walt Disney Co
CS
254687106
5939
56618
SH
DFND
02
48136
0
8482
Tompkins Financial
CS
890110109
2061
38280
SH
DFND
02
38280
0
0
Torchmark Corp
CS
891027104
4907
89340
SH
DFND
02
80305
0
9035
United Financial Bancorp Inc
CS
910304104
1148
92370
SH
DFND
02
92370
0
0
UnitedHealth Group Inc
CS
91324P102
1426
12058
SH
DFND
02
7376
0
4682
Unum Group
CS
91529Y106
505
14977
SH
DFND
02
14177
0
800
US Bancorp
CS
902973304
4945
113226
SH
DFND
02
94405
0
18821
Valmont Inds Inc
CS
920253101
1356
11035
SH
DFND
02
11035
0
0
Varian Med Sys Inc
CS
92220P105
1031
10956
SH
DFND
02
6720
0
4236
Verizon Communications Inc
CS
92343V104
1672
34384
SH
DFND
02
26289
0
8095
Verizon Communications Inc
CS
92343V104
4
85
SH
DFND
85
0
0
Vista Outdoor Inc
CS
928377100
444
10361
SH
DFND
02
9807
0
554
VSE Corp
CS
918284100
1384
16900
SH
DFND
02
16900
0
0
Wal Mart Stores Inc
CS
931142103
4471
54364
SH
DFND
02
45116
0
9248
Waste Mgmt Inc
CS
94106L109
788
14539
SH
DFND
02
13308
0
1231
Waste Mgmt Inc
CS
94106L109
4
71
SH
DFND
71
0
0
Waters Corp
CS
941848103
1001
8053
SH
DFND
02
5079
0
2974
Weingarten Realty Investors
CS
948741103
3006
83542
SH
DFND
02
75581
0
7961
Wells Fargo & Co
CS
949746101
4855
89241
SH
DFND
02
74948
0
14293
Westar Energy Inc
CS
95709T100
1325
34184
SH
DFND
02
31668
0
2516
Westar Energy Inc
CS
95709T100
4
104
SH
DFND
104
0
0
WGL Holdings Inc
CS
92924F106
2548
45183
SH
DFND
02
40395
0
4788
Wiley John & Sons Inc Cl A
CS
968223206
1786
29205
SH
DFND
02
29205
0
0
Winnebago Industries Inc
CS
974637100
1342
63125
SH
DFND
02
63125
0
0
Wisconsin Energy Corp
CS
976657106
682
13781
SH
DFND
02
12618
0
1163
Wisconsin Energy Corp
CS
976657106
3
67
SH
DFND
67
0
0
World Fuel Svcs Corp
CS
981475106
3859
67145
SH
DFND
02
67145
0
0
WPX Energy Inc
CS
98212B103
1407
128697
SH
DFND
02
128697
0
0
WR Berkley Corp
CS
084423102
454
8998
SH
DFND
02
8516
0
482
WW Grainger Inc
CS
384802104
503
2131
SH
DFND
02
2014
0
117
Xcel Energy Inc
CS
98389B100
418
12020
SH
DFND
02
11378
0
642
Xylem Inc
CS
98419M100
422
12060
SH
DFND
02
11410
0
650
Zimmer Hldgs Inc
CS
98956P102
493
4198
SH
DFND
02
3973
0
225
Spectra Energy Partners LP
LP
84756N109
700
13522
SH
DFND
02
12318
0
1204
Spectra Energy Partners LP
LP
84756N109
4
69
SH
DFND
69
0
0
Sunoco Logistics Partners LP
LP
86764L108
733
17727
SH
DFND
02
16157
0
1570
Sunoco Logistics Partners LP
LP
86764L108
4
90
SH
DFND
90
0
0
Guggenheim Bulletshares 2015
EF
18383M423
247
9475
SH
DFND
02
9475
0
0
iShares S&P Natl AMT-Free Muni
EF
464288414
2890
26128
SH
DFND
02
22483
0
3645
LMP Corp Loan Fund Inc
EF
50208B100
5843
522655
SH
DFND
02
436208
0
86447
LMP Corp Loan Fund Inc
EF
50208B100
9
800
SH
DFND
800
0
0
SPDR S&P 500 ETF Tr Tr Unit
EF
78462F103
498
2414
SH
SOLE
2414
0
0
Tortoise Energy Infrastructure
EF
89147L100
6877
163619
SH
DFND
02
136275
0
27344
Tortoise Energy Infrastructure
EF
89147L100
9
210
SH
DFND
210
0
0