0001085146-13-001870.txt : 20131112
0001085146-13-001870.hdr.sgml : 20131111
20131112060832
ACCESSION NUMBER: 0001085146-13-001870
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131112
DATE AS OF CHANGE: 20131112
EFFECTIVENESS DATE: 20131112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MESIROW FINANCIAL INVESTMENT MANAGEMENT US VALUE EQUITY
CENTRAL INDEX KEY: 0000846788
IRS NUMBER: 363429599
STATE OF INCORPORATION: IL
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02457
FILM NUMBER: 131206604
BUSINESS ADDRESS:
STREET 1: 353 NORTH CLARK ST
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: 3125956639
MAIL ADDRESS:
STREET 1: 353 NORTH CLARK ST
CITY: CHICAGO
STATE: IL
ZIP: 60654
FORMER COMPANY:
FORMER CONFORMED NAME: MESIROW FINANCIAL INVESTMENT MANAGEMENT
DATE OF NAME CHANGE: 20050818
FORMER COMPANY:
FORMER CONFORMED NAME: MESIROW ASSET MANAGEMENT INC
DATE OF NAME CHANGE: 19950210
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000846788
XXXXXXXX
09-30-2013
09-30-2013
false
MESIROW FINANCIAL INVESTMENT MANAGEMENT US VALUE EQUITY
353 NORTH CLARK ST
CHICAGO
IL
60654
13F HOLDINGS REPORT
028-02457
N
Tim Ewing
Managing Director
312-595-6697
/s/ Tim Ewing
Chicago
IL
11-08-2013
0
177
350781
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
ABBOTT LABS
COM
002824100
541
16311
SH
SOLE
10796
0
5515
AGILENT TECHNOLOGIES INC
COM
00846U101
220
4283
SH
SOLE
4283
0
0
AGREE REALTY CORP
COM
008492100
421
13937
SH
SOLE
13937
0
0
ALLETE INC
COM NEW
018522300
1726
35733
SH
SOLE
35230
0
503
AMERICAN FINL GROUP INC OHIO
COM
025932104
5756
106470
SH
SOLE
104329
0
2141
AMERICAN INTL GROUP INC
COM NEW
026874784
1082
22254
SH
SOLE
15123
0
7131
AMERICAN WTR WKS CO INC NEW
COM
030420103
1672
40498
SH
SOLE
39223
0
1275
AMERISOURCEBERGEN CORP
COM
03073E105
2766
45262
SH
SOLE
43827
0
1435
ANADARKO PETE CORP
COM
032511107
996
10711
SH
SOLE
7489
0
3222
APPLE INC
COM
037833100
1391
2917
SH
SOLE
1952
0
965
ASBURY AUTOMOTIVE GROUP INC
COM
043436104
1652
31053
SH
SOLE
30238
0
815
ASCENT CAP GROUP INC
COM SER A
043632108
4880
60536
SH
SOLE
59834
0
702
AT&T INC
COM
00206R102
976
28846
SH
SOLE
20051
0
8795
BANK OF AMERICA CORPORATION
COM
060505104
736
53352
SH
SOLE
36034
0
17318
BANNER CORP
COM NEW
06652V208
7779
203859
SH
SOLE
200637
0
3222
BARNES GROUP INC
COM
067806109
2875
82327
SH
SOLE
80692
0
1635
BASIC ENERGY SVCS INC NEW
COM
06985P100
156
12304
SH
SOLE
12304
0
0
BELDEN INC
COM
077454106
5612
87623
SH
SOLE
86023
0
1600
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1228
10822
SH
SOLE
7016
0
3806
BLACKROCK INC
COM
09247X101
616
2276
SH
SOLE
1576
0
700
BLUCORA INC
COM
095229100
7386
321408
SH
SOLE
315185
0
6223
BOEING CO
COM
097023105
909
7734
SH
SOLE
4884
0
2850
BRISTOL MYERS SQUIBB CO
COM
110122108
705
15230
SH
SOLE
11651
0
3579
C & F FINL CORP
COM
12466Q104
244
5043
SH
SOLE
5043
0
0
C D I CORP
COM
125071100
208
13614
SH
SOLE
13614
0
0
CAPITAL ONE FINL CORP
COM
14040H105
538
7826
SH
SOLE
4938
0
2888
CARDINAL HEALTH INC
COM
14149Y108
1160
22236
SH
SOLE
14650
0
7586
CATERPILLAR INC DEL
COM
149123101
273
3269
SH
SOLE
2063
0
1206
CHESAPEAKE LODGING TR
SH BEN INT
165240102
4453
189158
SH
SOLE
185745
0
3413
CHEVRON CORP NEW
COM
166764100
1400
11525
SH
SOLE
7520
0
4005
CHILDRENS PL RETAIL STORES I
COM
168905107
4924
85114
SH
SOLE
83397
0
1717
CIRRUS LOGIC INC
COM
172755100
1918
84630
SH
SOLE
84630
0
0
CISCO SYS INC
COM
17275R102
1388
59227
SH
SOLE
43955
0
15272
CITIGROUP INC
COM NEW
172967424
1199
24710
SH
SOLE
16512
0
8198
COLUMBIA BKG SYS INC
COM
197236102
6762
273785
SH
SOLE
269149
0
4636
COMCAST CORP NEW
CL A
20030N101
967
21424
SH
SOLE
13530
0
7894
CONOCOPHILLIPS
COM
20825C104
590
8483
SH
SOLE
6179
0
2304
CONSTELLATION BRANDS INC
CL A
21036P108
1926
33549
SH
SOLE
32490
0
1059
CUMMINS INC
COM
231021106
499
3754
SH
SOLE
2554
0
1200
CVS CAREMARK CORPORATION
COM
126650100
1264
22276
SH
SOLE
15872
0
6404
DANA HLDG CORP
COM
235825205
2747
120267
SH
SOLE
116458
0
3809
DELTA AIR LINES INC DEL
COM NEW
247361702
751
31849
SH
SOLE
23848
0
8001
DIGITAL RLTY TR INC
COM
253868103
478
9004
SH
SOLE
6153
0
2851
DIRECTV
COM
25490A309
582
9737
SH
SOLE
7079
0
2658
DISNEY WALT CO
COM DISNEY
254687106
620
9620
SH
SOLE
6468
0
3152
E M C CORP MASS
COM
268648102
568
22231
SH
SOLE
16229
0
6002
EMCOR GROUP INC
COM
29084Q100
2820
72075
SH
SOLE
70644
0
1431
EMPLOYERS HOLDINGS INC
COM
292218104
5673
190749
SH
SOLE
187669
0
3080
ENERSYS
COM
29275Y102
2858
47132
SH
SOLE
46196
0
936
EURONET WORLDWIDE INC
COM
298736109
5512
138220
SH
SOLE
135445
0
2775
EXPRESS SCRIPTS HLDG CO
COM
30219G108
512
8290
SH
SOLE
5234
0
3056
EXXON MOBIL CORP
COM
30231G102
2309
26836
SH
SOLE
18447
0
8389
FIRST FINL HLDGS INC NEW
COM
32023E105
3372
61133
SH
SOLE
60104
0
1029
FIRST MERCHANTS CORP
COM
320817109
193
11138
SH
SOLE
11138
0
0
FLUOR CORP NEW
COM
343412102
806
11358
SH
SOLE
8361
0
2997
FORD MTR CO DEL
COM PAR $0.01
345370860
568
33696
SH
SOLE
24496
0
9200
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
497
15012
SH
SOLE
12892
0
2120
FURMANITE CORPORATION
COM
361086101
1690
170752
SH
SOLE
167885
0
2867
G & K SVCS INC
CL A
361268105
486
8049
SH
SOLE
8049
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
2606
59707
SH
SOLE
57816
0
1891
GENERAL ELECTRIC CO
COM
369604103
1569
65695
SH
SOLE
49348
0
16347
GENERAL MTRS CO
COM
37045V100
480
13333
SH
SOLE
9083
0
4250
GOLDMAN SACHS GROUP INC
COM
38141G104
470
2971
SH
SOLE
1999
0
972
GOOGLE INC
CL A
38259P508
680
776
SH
SOLE
565
0
211
GP STRATEGIES CORP
COM
36225V104
418
15957
SH
SOLE
15957
0
0
GRACO INC
COM
384109104
3696
49907
SH
SOLE
48357
0
1550
GREENBRIER COS INC
COM
393657101
4468
180667
SH
SOLE
177328
0
3339
GROUP 1 AUTOMOTIVE INC
COM
398905109
2841
36577
SH
SOLE
36039
0
538
HCC INS HLDGS INC
COM
404132102
2519
57495
SH
SOLE
55670
0
1825
HEALTHCARE SVCS GRP INC
COM
421906108
227
8808
SH
SOLE
8808
0
0
HEARTLAND FINL USA INC
COM
42234Q102
1890
67834
SH
SOLE
67834
0
0
HEARTLAND PMT SYS INC
COM
42235N108
3521
88637
SH
SOLE
86854
0
1783
HELIX ENERGY SOLUTIONS GRP I
COM
42330P107
3389
133588
SH
SOLE
130910
0
2678
HENRY JACK & ASSOC INC
COM
426281101
2747
53175
SH
SOLE
51487
0
1688
HERCULES OFFSHORE INC
COM
427093109
2754
374082
SH
SOLE
368660
0
5422
HEWLETT PACKARD CO
COM
428236103
436
20766
SH
SOLE
14127
0
6639
HOME BANCSHARES INC
COM
436893200
1920
63209
SH
SOLE
61955
0
1254
HORACE MANN EDUCATORS CORP N
COM
440327104
4859
171228
SH
SOLE
168081
0
3147
HUNTINGTON BANCSHARES INC
COM
446150104
146
17701
SH
SOLE
17701
0
0
INDEPENDENCE HLDG CO NEW
COM NEW
453440307
269
18809
SH
SOLE
18809
0
0
INTEL CORP
COM
458140100
761
33214
SH
SOLE
24664
0
8550
INVENTURE FOODS INC
COM
461212102
1343
127942
SH
SOLE
126284
0
1658
ISHARES
RUS 2000 VAL ETF
464287630
1750
19092
SH
SOLE
19092
0
0
J2 GLOBAL INC
COM
48123V102
6242
126046
SH
SOLE
123518
0
2528
JOHNSON & JOHNSON
COM
478160104
1347
15536
SH
SOLE
9951
0
5585
JOHNSON CTLS INC
COM
478366107
839
20219
SH
SOLE
13495
0
6724
JPMORGAN CHASE & CO
COM
46625H100
1486
28750
SH
SOLE
19442
0
9308
KAPSTONE PAPER & PACKAGING C
COM
48562P103
3415
79791
SH
SOLE
78197
0
1594
KILROY RLTY CORP
COM
49427F108
3778
75636
SH
SOLE
74162
0
1474
LIBBEY INC
COM
529898108
3383
142245
SH
SOLE
140240
0
2005
LIVE NATION ENTERTAINMENT IN
COM
538034109
2248
121209
SH
SOLE
118780
0
2429
MACYS INC
COM
55616P104
636
14706
SH
SOLE
10589
0
4117
MASTEC INC
COM
576323109
3628
119721
SH
SOLE
117318
0
2403
MATRIX SVC CO
COM
576853105
335
17094
SH
SOLE
17094
0
0
MEDNAX INC
COM
58502B106
2583
25730
SH
SOLE
24870
0
860
MENTOR GRAPHICS CORP
COM
587200106
4744
202974
SH
SOLE
199345
0
3629
MERCHANTS BANCSHARES
COM
588448100
324
11183
SH
SOLE
11183
0
0
MERCK & CO INC NEW
COM
58933Y105
1087
22826
SH
SOLE
16843
0
5983
METLIFE INC
COM
59156R108
740
15753
SH
SOLE
10682
0
5071
MINERALS TECHNOLOGIES INC
COM
603158106
2168
43918
SH
SOLE
43047
0
871
MKS INSTRUMENT INC
COM
55306N104
2347
88265
SH
SOLE
86398
0
1867
MONARCH FINANCIAL HOLDINGS I
COM
60907Q100
3054
260541
SH
SOLE
253902
0
6639
MORGAN STANLEY
COM NEW
617446448
519
19260
SH
SOLE
12982
0
6278
MULTI COLOR CORP
COM
625383104
381
11215
SH
SOLE
11215
0
0
MYLAN INC
COM
628530107
223
5843
SH
SOLE
5843
0
0
NATIONAL RETAIL PPTYS INC
COM
637417106
3605
113303
SH
SOLE
106093
0
7210
NEWMARKET CORP
COM
651587107
4619
16043
SH
SOLE
15754
0
289
NORTHWEST PIPE CO
COM
667746101
947
28809
SH
SOLE
28445
0
364
OASIS PETE INC NEW
COM
674215108
8571
174450
SH
SOLE
170948
0
3502
OCCIDENTAL PETE CORP DEL
COM
674599105
620
6631
SH
SOLE
4432
0
2199
OMNICELL INC
COM
68213N109
5557
234654
SH
SOLE
230988
0
3666
ONE LIBERTY PPTYS INC
COM
682406103
617
30400
SH
SOLE
30400
0
0
ORACLE CORP
COM
68389X105
965
29093
SH
SOLE
21560
0
7533
PARK STERLING CORP
COM
70086Y105
294
45930
SH
SOLE
45930
0
0
PATRICK INDS INC
COM
703343103
457
15222
SH
SOLE
15222
0
0
PFIZER INC
COM
717081103
1602
55770
SH
SOLE
40303
0
15467
PIER 1 IMPORTS INC
COM
720279108
2359
120854
SH
SOLE
118445
0
2409
PINNACLE FINL PARTNERS INC
COM
72346Q104
3620
121446
SH
SOLE
119700
0
1746
PLANTRONICS INC NEW
COM
727493108
2588
56197
SH
SOLE
55061
0
1136
PNC FINL SVCS GROUP INC
COM
693475105
907
12517
SH
SOLE
8509
0
4008
PREMIERE GLOBAL SVCS INC
COM
740585104
2019
202669
SH
SOLE
199073
0
3596
PRIMORIS SVCS CORP
COM
74164F103
448
17595
SH
SOLE
17595
0
0
PROCTER & GAMBLE CO
COM
742718109
1372
18156
SH
SOLE
13120
0
5036
PROVIDENCE SVC CORP
COM
743815102
417
14524
SH
SOLE
14524
0
0
QUALCOMM INC
COM
747525103
498
7400
SH
SOLE
5040
0
2360
RAYONIER INC
COM
754907103
3777
67877
SH
SOLE
66531
0
1346
REALTY INCOME CORP
COM
756109104
564
14197
SH
SOLE
10364
0
3833
RED ROBIN GOURMET BURGERS IN
COM
75689M101
423
5955
SH
SOLE
5955
0
0
RENASANT CORP
COM
75970E107
617
22722
SH
SOLE
22722
0
0
RENT A CTR INC NEW
COM
76009N100
978
25664
SH
SOLE
25664
0
0
RLJ LODGING TR
COM
74965L101
2805
119395
SH
SOLE
117014
0
2381
SAFETY INS GROUP INC
COM
78648T100
366
6911
SH
SOLE
6911
0
0
SANCHEZ ENERGY CORP
COM
79970Y105
361
13685
SH
SOLE
13685
0
0
SCHLUMBERGER LTD
COM
806857108
858
9714
SH
SOLE
6532
0
3182
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
953
25505
SH
SOLE
24072
0
1433
SENSIENT TECHNOLOGIES CORP
COM
81725T100
2987
62377
SH
SOLE
61130
0
1247
SHUTTERFLY INC
COM
82568P304
3423
61249
SH
SOLE
60241
0
1008
SILGAN HOLDINGS INC
COM
827048109
1422
30250
SH
SOLE
30250
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
580
3915
SH
SOLE
2858
0
1057
SKYWORKS SOLUTIONS INC
COM
83088M102
2889
116288
SH
SOLE
112604
0
3684
SM ENERGY CO
COM
78454L100
2966
38419
SH
SOLE
37206
0
1213
SMITH & WESSON HLDG CORP
COM
831756101
3818
347417
SH
SOLE
340436
0
6981
SONIC CORP
COM
835451105
4707
265206
SH
SOLE
259868
0
5338
SOUTHWEST BANCORP INC OKLA
COM
844767103
355
23975
SH
SOLE
23975
0
0
SPARTON CORP
COM
847235108
555
21773
SH
SOLE
21773
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1064
6334
SH
SOLE
0
0
6334
SPIRIT RLTY CAP INC NEW
COM
84860W102
3717
404900
SH
SOLE
395729
0
9171
STAG INDL INC
COM
85254J102
4167
207111
SH
SOLE
202976
0
4135
STATE BK FINL CORP
COM
856190103
335
21107
SH
SOLE
21107
0
0
STATE STR CORP
COM
857477103
718
10927
SH
SOLE
7949
0
2978
SUSQUEHANNA BANCSHARES INC P
COM
869099101
3736
298193
SH
SOLE
292212
0
5981
SYNERGETICS USA INC
COM
87160G107
334
73375
SH
SOLE
73375
0
0
SYNERGY RES CORP
COM
87164P103
3327
341243
SH
SOLE
337435
0
3808
TAUBMAN CTRS INC
COM
876664103
498
7398
SH
SOLE
5039
0
2359
TELEFLEX INC
COM
879369106
3430
41683
SH
SOLE
40973
0
710
TETRA TECHNOLOGIES INC DEL
COM
88162F105
2765
220666
SH
SOLE
216284
0
4382
THE ADT CORPORATION
COM
00101J106
507
12463
SH
SOLE
8379
0
4084
TRIMAS CORP
COM NEW
896215209
3094
82918
SH
SOLE
81249
0
1669
U S SILICA HLDGS INC
COM
90346E103
4937
198288
SH
SOLE
194744
0
3544
UIL HLDG CORP
COM
902748102
2482
66757
SH
SOLE
65414
0
1343
UNIFIRST CORP MASS
COM
904708104
3681
35250
SH
SOLE
34542
0
708
UNITEDHEALTH GROUP INC
COM
91324P102
938
13105
SH
SOLE
9141
0
3964
UNIVERSAL HEALTH RLTY INCM T
SH BEN INT
91359E105
392
9362
SH
SOLE
9362
0
0
USA TECHNOLOGIES INC
COM NO PAR
90328S500
154
95791
SH
SOLE
95791
0
0
VALMONT INDS INC
COM
920253101
3719
26772
SH
SOLE
24857
0
1915
VANGUARD INDEX FDS
GROWTH ETF
922908736
2019
23859
SH
SOLE
0
0
23859
VASCULAR SOLUTIONS INC
COM
92231M109
186
11085
SH
SOLE
11085
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
495
10610
SH
SOLE
7228
0
3382
VIACOM INC NEW
CL B
92553P201
1121
13418
SH
SOLE
8528
0
4890
WABTEC CORP
COM
929740108
7415
117939
SH
SOLE
115831
0
2108
WALGREEN CO
COM
931422109
614
11411
SH
SOLE
7207
0
4204
WELLS FARGO & CO NEW
COM
949746101
1065
25774
SH
SOLE
17883
0
7891
WESTAR ENERGY INC
COM
95709T100
1608
52462
SH
SOLE
50806
0
1656
WESTERN ALLIANCE BANCORP
COM
957638109
5877
310458
SH
SOLE
304216
0
6242
WEYERHAEUSER CO
COM
962166104
602
21043
SH
SOLE
14423
0
6620
WINTRUST FINL CORP
COM
97650W108
1601
38974
SH
SOLE
38974
0
0
WYNN RESORTS LTD
COM
983134107
595
3766
SH
SOLE
2366
0
1400