-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qrqsgjt0dWILMYN3dIOADmKiYgJ0VXo46BCmy6QNedeMzfIxv5ZkS0e0zyK4W84l XtqUL9R8Pu/eolWFRxILXQ== 0000899140-99-000515.txt : 19991018 0000899140-99-000515.hdr.sgml : 19991018 ACCESSION NUMBER: 0000899140-99-000515 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990930 FILED AS OF DATE: 19991008 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHILE FUND INC CENTRAL INDEX KEY: 0000846676 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 222990009 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 811-05770 FILM NUMBER: 99725191 BUSINESS ADDRESS: STREET 1: C/O CREDIT SUISSE ASSET MGMT STREET 2: ONE CITICORP CTR 153 E 53RD ST CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 3027912919 MAIL ADDRESS: STREET 1: CREDIT SUISSE ASSET MGMT STREET 2: ONE CITICORP CTR 153 E 53RD ST CITY: NEW YORK STATE: NY ZIP: 10022 COMPANY DATA: COMPANY CONFORMED NAME: LANDAU GEORGE W CENTRAL INDEX KEY: 0001096393 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 2601 S BAYSHORE DR STREET 2: STE 1109 CITY: COCONUT GORVE STATE: FL ZIP: 33133 MAIL ADDRESS: STREET 1: 2601 S BAYSHORE DR STREET 2: STE 1109 CITY: COCONUT GORVE STATE: FL ZIP: 33133 4 1 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
FORM 4 OMB APPROVAL - -------------------- ------------------------------ [ ] Check this box if no longer subject to Section OMB Number: 3235-0287 16. Form 4 or Form 5 obligations may Expires: September 30, 1998 continue. See Instruction 1(b). Estimated average burden hours per response 0.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - ----------------------------------------- -------------------------------------------- --------------------------------------------- 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) Landau George W. The Chile Fund, Inc. (CH) - ----------------------------------------- -------------------------------------------- (Last) (First) (Middle) 3. IRS or Social 4. Statement for [X] Director [ ] 10% Owner Security Number Month/Year [ ] Officer (give [ ] Other (specify of Reporting title below) below) Person September 1999 2601 South Bayshore Drive, Suite 1109 (Voluntary) - ----------------------------------------- ------------------------- --------------------------------------------- (Street) 5. If Amendment, Date of 7. Individual or Joint/Group Filing Original (Month/Year) (Check Applicable Line) [X] Form filed by One Reporting Person Coconut Grove Florida 33133 [ ] Form filed by More than One Reporting Person - ----------------------------------------- ------------------ ------------------------- --------------------------------------------- (City) (State) (Zip)
- ------------------------------------------------------------------------------------------------------------------------------------ Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security (Instr. 3) 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature action action or Disposed of (D) Securities ship of In- Date Code (Instr. 3, 4 and 5) Beneficially Form: direct (Instr. 8) Owned at Direct Bene- (Month/ End of (D) or ficial Day/ Month Indirect Owner- Year) (Instr. 3 (I) ship and 4) (Instr. 4) (Instr. 4) ------------ --------------------------- Code V Amount (A) or (D) Price Common Stock 9/24/99 P 432 A 10-7/8 1000 D ------- - ----------------------------------------------- ------ --- ------ ---------- ------- ----------------- ------------ ------------ - ----------------------------------------------- ------ --- ------ ---------- ------- ----------------- ------------ ------------ - ----------------------------------------------- ------ --- ------ ---------- ------- ----------------- ------------ ------------ - ----------------------------------------------- ------ --- ------ ---------- ------- ----------------- ------------ ------------ - ----------------------------------------------- ------ --- ------ ---------- ------- ----------------- ------------ ------------ - ----------------------------------------------- ------ --- ------ ---------- ------- ----------------- ------------ ------------ - ----------------------------------------------- ------ --- ------ ---------- ------- ----------------- ------------ ------------ - ----------------------------------------------- ------ --- ------ ---------- ------- ----------------- ------------ ------------ - ----------------------------------------------- ------ --- ------ ---------- ------- ----------------- ------------ ------------ - ----------------------------------------------- ------ --- ------ ---------- ------- ----------------- ------------ ------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) SEC 1474 (7-96) *If the form is filed by more than one reporting person, see Instruction 4(b)(v).
FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - --------------------------------------------------------------------------------------------------------------------------- 1. Title of 2. Conver- 3.Trans- 4. Transac- 5. Number of 6. Date Exer- 7. Title and Amount of Derivative sion or action tion Code Derivative cisable and Underlying Securities Security Exercise Date (Instr. 8) Securities Expiration (Instr. 3 and 4) (Instr. 3) Price of (Month/ Acquired (A) Date (Month/ Derivative Day/ or Disposed Day/Year) Security Year) of (D) (Instr.3, 4, and 5) Code V (A) (D) Date Expira- Amount or Exer- tion Title Number of cisable Date Shares - --------------------- -------------- ---------- ------ ------ ------ --------- -------- --------- ----------- ------------- - --------------------- -------------- ---------- ------ ------ ------ --------- -------- --------- ----------- ------------- - --------------------- -------------- ---------- ------ ------ ------ --------- -------- --------- ----------- ------------- - --------------------- -------------- ---------- ------ ------ ------ --------- -------- --------- ----------- ------------- - --------------------- -------------- ---------- ------ ------ ------ --------- -------- --------- ----------- ------------- - --------------------- -------------- ---------- ------ ------ ------ --------- -------- --------- ----------- ------------- - --------------------- -------------- ---------- ------ ------ ------ --------- -------- --------- ----------- ------------- - --------------------- -------------- ---------- ------ ------ ------ --------- -------- --------- ----------- ------------- - --------------------- -------------- ---------- ------ ------ ------ --------- -------- --------- ----------- ------------- - --------------------- -------------- ---------- ------ ------ ------ --------- -------- --------- ----------- ------------- - --------------------- -------------- ---------- ------ ------ ------ --------- -------- --------- ----------- ------------- - --------------------- -------------- ---------- ------ ------ ------ --------- -------- --------- ----------- ------------- - --------------------- -------------- ---------- ------ ------ ------ --------- -------- --------- ----------- -------------
[CONTINUATION OF THE ABOVE CHART] - -------------------------------------------------------------------- 8. Title of 9. Number 10. Owner- 11. Nature Derivative of Deriv- ship of In- Security ative Form direct (Instr. 3) Secur- of De- Bene- ities rivative ficial Bene- Secu- Owner- ficially rity: ship Owned Direct (Instr. 4) at (D) or End Indi- of rect (I) Month (Instr. 4) (Instr. 4) - --------------- --------------- ---------------- ------------------- - --------------- --------------- ---------------- ------------------- - --------------- --------------- ---------------- ------------------- - --------------- --------------- ---------------- ------------------- - --------------- --------------- ---------------- ------------------- - --------------- --------------- ---------------- ------------------- - --------------- --------------- ---------------- ------------------- - --------------- --------------- ---------------- ------------------- - --------------- --------------- ---------------- ------------------- - --------------- --------------- ---------------- ------------------- - --------------- --------------- ---------------- ------------------- - --------------- --------------- ---------------- ------------------- - --------------- --------------- ---------------- ------------------- Explanation of Responses: /s/ George W. Landau 10/08/1999 ------------------------------- --------- ** Intentional misstatements or omissions of facts constitute Federal Criminal **Signature of Reporting Person Date Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. Page 2 If space is insufficient, see Instruction 6 for procedure. SEC 1474 (7-96) Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
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