0000846623-16-000028.txt : 20161115 0000846623-16-000028.hdr.sgml : 20161115 20161115123927 ACCESSION NUMBER: 0000846623-16-000028 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161114 FILED AS OF DATE: 20161115 DATE AS OF CHANGE: 20161115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Shake Shack Inc. CENTRAL INDEX KEY: 0001620533 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 471941186 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 24 UNION SQUARE EAST STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 BUSINESS PHONE: (646) 747-7200 MAIL ADDRESS: STREET 1: 24 UNION SQUARE EAST STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SLOATE LAURA J CENTRAL INDEX KEY: 0000846623 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36823 FILM NUMBER: 161998768 MAIL ADDRESS: STREET 1: 35 EAST 75TH STREET CITY: NEW YORK STATE: NY ZIP: 10021 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 4/A 2016-11-14 2016-11-14 0 0001620533 Shake Shack Inc. SHAK 0000846623 SLOATE LAURA J 35 EAST 75TH STREET NEW YORK NY 10021 0 0 1 0 Class A Common Stock 2016-11-14 4 S 0 2500 39 D 0 D Class B Common Stock 225074 D Common Membership Interests Class A Common Stock 225074 225074 D This Form 4/A is filed solely to correct the total number of shares held following this reported transaction, which was previously included on the Form 4 filed on 11/14/2016. Due to an inadvertently omitted sale of 2,500 shares on 8/18/2016 (as reported on the Form 4 filed 11/15/2016), the number of shares held following this transaction should have been reported as 0 (and not 2,500, as previously reported). Upon the reclassification of the Reporting Person's LLC Interests in connection with the Issuer's IPO in February 2015, the Reporting Person was issued one share of Class B Common Stock for each LLC Interest. One share of Class B Common Stock must be surrendered and canceled upon conversion or redemption of each LLC Interest for Class A Common Stock, as described in fn. 3. In connection with the Issuer's IPO, the Reporting Person's membership interests in SSE Holdings, LLC (the "LLC Interests") became convertible into an equal number of shares of Class A Common Stock on a one-for-one basis, or at the election of the issuer, redeemable for cash equal to the volume-weighted average market price of such Class A shares. Surrender of one share of Class B Common Stock is required for each LLC Interest redeemed, as described in fn. 2. The LLC Interests may be converted or redeemed at any time and have no expiration date. s/ Miriam Tauber (by POA) 2016-11-15