0000846623-16-000015.txt : 20160308 0000846623-16-000015.hdr.sgml : 20160308 20160308151033 ACCESSION NUMBER: 0000846623-16-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160304 FILED AS OF DATE: 20160308 DATE AS OF CHANGE: 20160308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Shake Shack Inc. CENTRAL INDEX KEY: 0001620533 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 471941186 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 24 UNION SQUARE EAST STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 BUSINESS PHONE: (646) 747-7200 MAIL ADDRESS: STREET 1: 24 UNION SQUARE EAST STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SLOATE LAURA J CENTRAL INDEX KEY: 0000846623 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36823 FILM NUMBER: 161491424 MAIL ADDRESS: STREET 1: 35 EAST 75TH STREET CITY: NEW YORK STATE: NY ZIP: 10021 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-03-04 0 0001620533 Shake Shack Inc. SHAK 0000846623 SLOATE LAURA J 35 EAST 75TH STREET NEW YORK NY 10021 0 0 1 0 Class A Common Stock 2016-03-04 4 S 0 1000 42.25 D 16500 D Class A Common Stock 2016-03-04 4 S 0 1500 43 D 15000 D Class A Common Stock 2016-03-04 4 S 0 1000 43.75 D 14000 D Class A Common Stock 2016-03-07 4 S 0 1500 42.56 D 12500 D Class A Common Stock 2016-03-07 4 S 0 1000 42.56 D 11500 D Class A Common Stock 2016-03-07 4 S 0 1000 42.56 D 10500 D Class A Common Stock 2016-03-07 4 S 0 500 42.6 D 10000 D Class B Common Stock 270074 D Common Membership Interests Class A Common Stock 270074 270074 D Upon the reclassification of the Reporting Person's LLC Interests in connection with the Issuer's IPO in February 2015, the Reporting Person was issued one share of Class B Common Stock for each LLC Interest. One share of Class B Common Stock must be surrendered and canceled upon conversion or redemption of each LLC Interest for Class A Common Stock, as described in fn. 2. In connection with the Issuer's IPO, the Reporting Person's membership interests in SSE Holdings, LLC (the "LLC Interests") became convertible into an equal number of shares of Class A Common Stock on a one-for-one basis, or at the election of the issuer, redeemable for cash equal to the volume-weighted average market price of such Class A shares. Surrender of one share of Class B Common Stock is required for each LLC Interest redeemed, as described in fn. 1. The LLC Interests may be converted or redeemed at any time and have no expiration date. s/ Miriam Tauber (by POA) 2016-03-08