0000846623-16-000013.txt : 20160301 0000846623-16-000013.hdr.sgml : 20160301 20160301153716 ACCESSION NUMBER: 0000846623-16-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160226 FILED AS OF DATE: 20160301 DATE AS OF CHANGE: 20160301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Shake Shack Inc. CENTRAL INDEX KEY: 0001620533 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 471941186 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 24 UNION SQUARE EAST STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 BUSINESS PHONE: (646) 747-7200 MAIL ADDRESS: STREET 1: 24 UNION SQUARE EAST STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SLOATE LAURA J CENTRAL INDEX KEY: 0000846623 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36823 FILM NUMBER: 161473017 MAIL ADDRESS: STREET 1: 35 EAST 75TH STREET CITY: NEW YORK STATE: NY ZIP: 10021 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-02-26 0 0001620533 Shake Shack Inc. SHAK 0000846623 SLOATE LAURA J 35 EAST 75TH STREET NEW YORK NY 10021 0 0 1 0 Class A Common Stock 2016-02-26 4 C 0 24000 A 24000 D Class B Common Stock 2016-02-26 4 J 0 24000 0 D 270074 D Class A Common Stock 2016-02-29 4 S 0 1500 42.36 D 22500 D Class A Common Stock 2016-02-29 4 S 0 1000 42.65 D 21500 D Class A Common Stock 2016-02-29 4 S 0 1000 42.75 D 20500 D Common Membership Interests 2016-02-26 4 C 0 24000 D Class A Common Stock 24000 270074 D Upon the reclassification of the Reporting Person's membership interests in SSE Holdings, LLC ("LLC Interests") in connection with the Issuer's IPO in February 2015, the LLC Interests became convertible into an equal number of shares of Class A Common Stock on a one-for-one basis, or at the election of the issuer, redeemable for cash equal to the volume-weighted average market price of such Class A shares. Upon the reclassification of the Reporting Person's LLC Interests described above, the Reporting Person was issued one share of Class B Common Stock for each LLC Interest. One share of Class B Common Stock must be surrendered and canceled upon conversion or redemption of each LLC Interest. Effective December 9 and December 16, 2015, the Reporting Person converted LLC Interests into shares of Class A Common Stock, and an equal number of shares of Class B Common stock were surrendered and cancelled for no consideration. The LLC Interests may be converted or redeemed at any time and have no expiration date. s/ Miriam Tauber, by POA 2016-03-01