0001191638-14-001342.txt : 20141015 0001191638-14-001342.hdr.sgml : 20141015 20141010132338 ACCESSION NUMBER: 0001191638-14-001342 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141010 FILED AS OF DATE: 20141010 DATE AS OF CHANGE: 20141010 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH & NEPHEW PLC CENTRAL INDEX KEY: 0000845982 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-14978 FILM NUMBER: 141151970 BUSINESS ADDRESS: STREET 1: 15 ADAM STREET CITY: LONDON ENGLAND STATE: X0 ZIP: WC2N 6LA 6-K 1 sn201410106k.htm HOLDING(S) IN COMPANY sn201410106k.htm
 
 
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549
 
 
Report of Foreign Private Issuer
 
 
Pursuant to Rule 13a-16 or 15d-16

of the Securities Exchange Act of

1934
 
 
October 10, 2014
 
Commission File Number 001-14978




SMITH & NEPHEW plc
(Registrant's name)



15 Adam Street

London, England WC2N 6LA
(Address of registrant's principal executive offices)

 
[Indicate by check mark whether the registrant files or will file annual
reports under cover Form 20-F or Form 40-F.]

 
Form 20-F X                Form 40-F
    ---                               ---

[Indicate by check mark if the registrant is submitting the Form 6-K in
paper as permitted by Regulation S-T Rule 101(b)(1).]


Yes                        No X
---                         ---

 
[Indicate by check mark if the registrant is submitting the Form 6-K in
paper as permitted by Regulation S-T Rule 101(b)(7).]

 
Yes                      No X
---                         ---

[Indicate by check mark whether by furnishing the information contained
in this Form, the registrant is also thereby furnishing information to the
Commission pursuant to Rule 12g3-2 (b) under the Securities Exchange Act of
1934.]

 
Yes                  No X
---                   ---

 
If "Yes" is marked, indicate below the file number assigned to the
registrant in connection with Rule 12g3-2 (b) : 82- n/a.





 
 
 
 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
 
  
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii
Smith & Nephew PLC
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
X
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
  
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
  
An event changing the breakdown of voting rights
  
Other (please specify):
    
3. Full name of person(s) subject to the notification obligation: iii
BlackRock, Inc.
4. Full name of shareholder(s)  (if different from 3.):iv
  
5. Date of the transaction and date on which the threshold is crossed or reached: v
9th October 2014
6. Date on which issuer notified:
10th October 2014
7. Threshold(s) that is/are crossed or reached: vi, vii
Holding has gone below 5%
           
 
8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type of
shares
 
if possible using
the ISIN CODE
Situation previous
to the triggering
transaction
Resulting situation after the triggering transaction
Number
of
Shares
Number
of
Voting
Rights
Number
of shares
Number of voting
rights
% of  voting rights x
Direct
Direct xi
Indirect xii
Direct
Indirect
GB0009223206
42,871,909
42,871,909
N/A
N/A
N/A
N/A
Below 5%
 
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial
instrument
Expiration
date xiii
Exercise/
Conversion Period xiv
Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.
% of voting
rights
         
 
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial
instrument
Exercise price
Expiration date xvii
Exercise/
Conversion period xviii
Number of voting rights instrument refers to
 
% of voting rights xix, xx
 
CFD
      
N/A
Nominal
Delta
N/A
N/A
TR SWAP
      
N/A
N/A
N/A
Equity Linked Note
  
28th Oct 2014
Monthly
N/A
N/A
N/A
Equity Linked Note
  
29th Oct 2014
Monthly
N/A
N/A
N/A
Equity Linked Note
  
30th Oct 2014
Monthly
N/A      
N/A
N/A
Equity Linked Note
  
31st Oct 2014
Monthly
N/A
N/A
N/A
 
Total (A+B+C)
Number of voting rights
Percentage of voting rights
N/A
Below 5%
 
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
 
BlackRock Investment Management (UK) Limited - N/A (Below 5%)
 
Proxy Voting:
10. Name of the proxy holder:
  
11. Number of voting rights proxy holder will cease to hold:
  
12. Date on which proxy holder will cease to hold voting rights:
  
 
13. Additional information:
BlackRock Regulatory Threshold Reporting Team
14. Contact name:
Tim Dudley
15. Contact telephone number:
020 7743 1540
 
Vickie Grady
Deputy Company Secretary
Smith & Nephew plc
Tel: +44 (0) 20 7401 7646
 
 

 
 
 
 
 
 
 
 
 
 
SIGNATURES
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
 
 
Smith & Nephew Plc
(Registrant)
 
 
Date: October 10, 2014
 
 
By: /s/ Susan Swabey
-----------------
Susan Swabey
Company Secretary