0000845877-23-000213.txt : 20231115 0000845877-23-000213.hdr.sgml : 20231115 20231115163315 ACCESSION NUMBER: 0000845877-23-000213 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231114 FILED AS OF DATE: 20231115 DATE AS OF CHANGE: 20231115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ramesh Aparna CENTRAL INDEX KEY: 0001799715 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14951 FILM NUMBER: 231411057 MAIL ADDRESS: STREET 1: C/O FARMER MAC 1999 K STREET N.W. STREET 2: FOURTH FL. CITY: WASHINGTON STATE: DC ZIP: 20006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERAL AGRICULTURAL MORTGAGE CORP CENTRAL INDEX KEY: 0000845877 STANDARD INDUSTRIAL CLASSIFICATION: FEDERAL & FEDERALLY-SPONSORED CREDIT AGENCIES [6111] IRS NUMBER: 521578738 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1999 K STREET NW, STREET 2: 4TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: 2028727700 MAIL ADDRESS: STREET 1: 1999 K STREET NW, STREET 2: 4TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20006 4 1 wk-form4_1700083955.xml FORM 4 X0508 4 2023-11-14 0 0000845877 FEDERAL AGRICULTURAL MORTGAGE CORP AGM 0001799715 Ramesh Aparna C/O FARMER MAC, 1999 K STREET NW FOURTH FLOOR WASHINGTON DC 20006 0 1 0 0 EVP - Chief Financial Officer 0 Class C Non-Voting Common Stock 2023-11-14 4 M 0 2704 88.68 A 11932.8087 D Class C Non-Voting Common Stock 2023-11-14 4 F 0 608 165.78 D 11324.8087 D Class C Non-Voting Common Stock 2023-11-14 4 D 0 1447 165.78 D 9877.8087 D Stock Appreciation Right 88.68 2023-11-14 4 M 0 2704 0 D 2031-03-02 Class C Non-Voting Common Stock 2704 1352 D In connection with the net share settlement of the exercise of 2,704 vested stock appreciation rights ("SARs") granted in March 2021 with the grant price of $88.68 per share, Ms. Ramesh was entitled to receive 1,257 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock. None of these shares were sold, as Ms. Ramesh retained 649 shares, and Farmer Mac retained 608 shares to satisfy tax withholding requirements arising from the exercise. The 1,447 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. Transaction effected during an open trading window for employees and directors of Farmer Mac. Includes 5,515 unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934. Exercisable beginning March 31, 2022 with respect to 1,352 shares, beginning March 31, 2023 with respect to 1,352 shares, and beginning March 31, 2024 with respect to 1,352 shares. Stephen P. Mullery, as attorney-in-fact for Aparna Ramesh 2023-11-15