0000845877-19-000056.txt : 20190301 0000845877-19-000056.hdr.sgml : 20190301 20190301163117 ACCESSION NUMBER: 0000845877-19-000056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190227 FILED AS OF DATE: 20190301 DATE AS OF CHANGE: 20190301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brinch Brian M CENTRAL INDEX KEY: 0001737498 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14951 FILM NUMBER: 19649873 MAIL ADDRESS: STREET 1: C/O FARMER MAC STREET 2: 1999 K STREET NW, FOURTH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERAL AGRICULTURAL MORTGAGE CORP CENTRAL INDEX KEY: 0000845877 STANDARD INDUSTRIAL CLASSIFICATION: FEDERAL & FEDERALLY-SPONSORED CREDIT AGENCIES [6111] IRS NUMBER: 521578738 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1999 K STREET NW, STREET 2: 4TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: 2028727700 MAIL ADDRESS: STREET 1: 1999 K STREET NW, STREET 2: 4TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20006 4 1 wf-form4_155147586369129.xml FORM 4 X0306 4 2019-02-27 0 0000845877 FEDERAL AGRICULTURAL MORTGAGE CORP AGM 0001737498 Brinch Brian M C/O FARMER MAC 1999 K STREET N.W., 4TH FLOOR WASHINGTON DC 20006 0 1 0 0 SVP-Business Strategy Class C Non-Voting Common Stock 2019-02-27 4 A 0 702 0 A 7750 D Class C Non-Voting Common Stock 2019-02-27 4 A 0 176 0 A 7926 D Class C Non-Voting Common Stock 2019-02-27 4 A 0 176 0 A 8102 D Stock Appreciation Right 82.76 2019-02-27 4 A 0 1470 0 A 2029-02-27 Class C Non-Voting Common Stock 1470.0 1470 D Grant of shares of time-vested restricted stock under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") 2008 Amended and Restated Omnibus Incentive Plan for no consideration. Includes three installments of 234 shares of restricted stock that will each vest on March 31, 2020, March 31, 2021, and March 31, 2022, respectively. Includes 3,695 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Grant of shares of performance-based restricted stock under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration. The shares will vest on March 31, 2022 if Farmer Mac maintains compliance with all applicable regulatory capital requirements between January 1, 2019 and December 31, 2021, with the percentage of shares that will vest to be determined by the Compensation Committee of Farmer Mac's Board of Directors. Grant of shares of performance-based restricted stock under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration. The shares will vest on March 31, 2022 if Farmer Mac meets certain performance objectives related to portfolio charge-offs and delinquencies, as specified in the related award agreement, for the period starting on January 1, 2019 and ending on December 31, 2021. Exercisable beginning March 31, 2020 with respect to 490 shares, beginning March 31, 2021 with respect to 490 shares, and beginning March 31, 2022 with respect to 490 shares. Grant of stock appreciation rights under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration. Stephen P. Mullery, as attorney-in-fact for Brian M. Brinch 2019-03-01