0000845877-18-000151.txt : 20180727
0000845877-18-000151.hdr.sgml : 20180727
20180727172901
ACCESSION NUMBER: 0000845877-18-000151
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180726
FILED AS OF DATE: 20180727
DATE AS OF CHANGE: 20180727
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mullery Stephen P
CENTRAL INDEX KEY: 0001551864
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14951
FILM NUMBER: 18975639
MAIL ADDRESS:
STREET 1: C/O FARMER MAC
STREET 2: 1999 K STREET N.W., 4TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20006
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FEDERAL AGRICULTURAL MORTGAGE CORP
CENTRAL INDEX KEY: 0000845877
STANDARD INDUSTRIAL CLASSIFICATION: FEDERAL & FEDERALLY-SPONSORED CREDIT AGENCIES [6111]
IRS NUMBER: 521578738
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1999 K STREET NW,
STREET 2: 4TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20006
BUSINESS PHONE: 2028727700
MAIL ADDRESS:
STREET 1: 1999 K STREET NW,
STREET 2: 4TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20006
4
1
wf-form4_153272692540227.xml
FORM 4
X0306
4
2018-07-26
0
0000845877
FEDERAL AGRICULTURAL MORTGAGE CORP
AGM
0001551864
Mullery Stephen P
C/O FARMER MAC
1999 K STREET N.W., 4TH FLOOR
WASHINGTON
DC
20006
0
1
0
0
EVP - General Counsel
Class C Non-Voting Common Stock
2018-07-26
4
M
0
3000
18.14
A
18435
D
Class C Non-Voting Common Stock
2018-07-26
4
F
0
1183
98.52
D
17252
D
Class C Non-Voting Common Stock
2018-07-26
4
D
0
552
98.52
D
16700
D
Class C Non-Voting Common Stock
2018-07-27
4
S
0
1265
98.52
D
15435
D
Stock Appreciation Right
18.14
2018-07-26
4
M
0
3000
18.14
D
2021-10-04
Class C Non-Voting Common Stock
3000.0
0
D
Transaction effected pursuant to a trading plan adopted by Mr. Mullery in accordance with Rule 10b5-1.
In connection with the net share settlement of the exercise of 3,000 vested stock appreciation rights ("SARs") granted in October 2011 with a grant price of $18.14 per share, Mr. Mullery was entitled to receive 2,448 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock. Farmer Mac retained 1,183 shares to satisfy tax withholding requirements arising from the exercise, and 1,265 shares retained by Mr. Mullery were sold on July 27, 2018. The 552 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.
Includes 6,758 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.
Exercisable beginning August 31, 2012 with respect to 1,000 shares, beginning August 31, 2013 with respect to 1,000 shares, and beginning August 31, 2014 with respect to 1,000 shares.
Stephen P. Mullery
2018-07-27