0000845877-18-000151.txt : 20180727 0000845877-18-000151.hdr.sgml : 20180727 20180727172901 ACCESSION NUMBER: 0000845877-18-000151 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180726 FILED AS OF DATE: 20180727 DATE AS OF CHANGE: 20180727 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mullery Stephen P CENTRAL INDEX KEY: 0001551864 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14951 FILM NUMBER: 18975639 MAIL ADDRESS: STREET 1: C/O FARMER MAC STREET 2: 1999 K STREET N.W., 4TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERAL AGRICULTURAL MORTGAGE CORP CENTRAL INDEX KEY: 0000845877 STANDARD INDUSTRIAL CLASSIFICATION: FEDERAL & FEDERALLY-SPONSORED CREDIT AGENCIES [6111] IRS NUMBER: 521578738 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1999 K STREET NW, STREET 2: 4TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: 2028727700 MAIL ADDRESS: STREET 1: 1999 K STREET NW, STREET 2: 4TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20006 4 1 wf-form4_153272692540227.xml FORM 4 X0306 4 2018-07-26 0 0000845877 FEDERAL AGRICULTURAL MORTGAGE CORP AGM 0001551864 Mullery Stephen P C/O FARMER MAC 1999 K STREET N.W., 4TH FLOOR WASHINGTON DC 20006 0 1 0 0 EVP - General Counsel Class C Non-Voting Common Stock 2018-07-26 4 M 0 3000 18.14 A 18435 D Class C Non-Voting Common Stock 2018-07-26 4 F 0 1183 98.52 D 17252 D Class C Non-Voting Common Stock 2018-07-26 4 D 0 552 98.52 D 16700 D Class C Non-Voting Common Stock 2018-07-27 4 S 0 1265 98.52 D 15435 D Stock Appreciation Right 18.14 2018-07-26 4 M 0 3000 18.14 D 2021-10-04 Class C Non-Voting Common Stock 3000.0 0 D Transaction effected pursuant to a trading plan adopted by Mr. Mullery in accordance with Rule 10b5-1. In connection with the net share settlement of the exercise of 3,000 vested stock appreciation rights ("SARs") granted in October 2011 with a grant price of $18.14 per share, Mr. Mullery was entitled to receive 2,448 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock. Farmer Mac retained 1,183 shares to satisfy tax withholding requirements arising from the exercise, and 1,265 shares retained by Mr. Mullery were sold on July 27, 2018. The 552 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. Includes 6,758 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Exercisable beginning August 31, 2012 with respect to 1,000 shares, beginning August 31, 2013 with respect to 1,000 shares, and beginning August 31, 2014 with respect to 1,000 shares. Stephen P. Mullery 2018-07-27